Michelle Alvarez

Michelle Alvarez Email and Phone Number

Head of Investment Advisory Compliance at Voya Investment Management @ Voya Investment Management
Michelle Alvarez's Location
New York City Metropolitan Area, United States, United States
Michelle Alvarez's Contact Details

Michelle Alvarez work email

Michelle Alvarez personal email

n/a
About Michelle Alvarez

I am an experienced compliance professional with deep regulatory knowledge of the institutional asset management industry and corporate functions in a global organization. I have developed new compliance programs for various investment units and I led and implemented the compliance framework for multiple Corporate Centers. I have led several regulatory initiatives and governance programs including project management design and implementation. In my former role, I was Vice President and had oversight for the compliance program for a quantitative equity Securities and Exchange Commission (SEC) registered investment adviser with approximately $100 billion assets under management which offers diverse products and services including institutional portfolios, mutual funds, collective trust vehicles and long/short portfolios. I am a strong collaborator with the ability to execute and drive for results across organizations.

Michelle Alvarez's Current Company Details
Voya Investment Management

Voya Investment Management

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Head of Investment Advisory Compliance at Voya Investment Management
Michelle Alvarez Work Experience Details
  • Voya Investment Management
    Vp, Head Of Investment Advisory Compliance
    Voya Investment Management Jan 2023 - Present
    New York, New York, Us
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  • Bny Mellon
    Deputy Chief Compliance Officer, Bny Mellon Securities Corp. Ia And Bnymia, Inc.
    Bny Mellon Aug 2021 - Jan 2023
    New York, Ny, Us
    View
  • Bates Group
    Compliance Consultant
    Bates Group Jan 2021 - Jul 2021
    Portland, Or, Us
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  • Cedar Path Consulting Llc
    Principal
    Cedar Path Consulting Llc Aug 2020 - Jul 2021
    View
  • Prudential Financial
    Chief Compliance Officer And Vice President, Corporate Centers Compliance
    Prudential Financial 2013 - 2020
    Newark, New Jersey, Us
    Chief Compliance Officer, Corporate Centers - responsible for collaborating with business partners to implement the compliance framework including the identification and mitigation of compliance risks in each corporate center of Prudential. Led several initiatives that had a direct impact on the Compliance Department’s governance program. Responsible for leading regulatory exams which included the Federal Reserve Board (FRB) review of Prudential’s compliance department and its adherence with Supervisory Letter SR 08-8.
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  • Prudential Financial
    Deputy Chief Compliance Officer And Vice President, Quantitative Management Associates
    Prudential Financial 2006 - 2013
    Newark, New Jersey, Us
    Deputy Chief Compliance Officer - Responsible for all registered investment adviser and broker dealer related compliance activities regarding equities in addition to related projects and initiatives. Lead compliance officer on new products. Responsible for the management of the compliance support of sales and marketing activities ensuring activities are in compliance with rules and regulations on a global basis.
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  • Prudential Financial
    Director, Pgim, The Global Investment Management Businesses Of Prudential Financial
    Prudential Financial 2004 - 2006
    Newark, New Jersey, Us
    Responsible for project management and leadership for key compliance projects and initiatives across all of PGIM such as SEC exams, pay to play rules roll out and compliance training. Primary compliance officer for establishing new Fixed Income Office in the UK.
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  • Prudential Financial
    Manager, Pgim
    Prudential Financial 1995 - 2004
    Newark, New Jersey, Us
    - Principally responsible for maintaining the Firm’s compliance with the Global Investment Performance Standards (GIPS).- Held various compliance roles related to sales and marketing
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Michelle Alvarez Skills

Mutual Funds Finra Securities Investment Advisory Series 24 Series 7 Aml Securities Regulation

Michelle Alvarez Education Details

  • Fordham Gabelli School Of Business
    Fordham Gabelli School Of Business
    Finance
  • Rutgers University
    Rutgers University
    Management

Frequently Asked Questions about Michelle Alvarez

What company does Michelle Alvarez work for?

Michelle Alvarez works for Voya Investment Management

What is Michelle Alvarez's role at the current company?

Michelle Alvarez's current role is Head of Investment Advisory Compliance at Voya Investment Management.

What is Michelle Alvarez's email address?

Michelle Alvarez's email address is mi****@****lon.com

What schools did Michelle Alvarez attend?

Michelle Alvarez attended Fordham Gabelli School Of Business, Rutgers University.

What skills is Michelle Alvarez known for?

Michelle Alvarez has skills like Mutual Funds, Finra, Securities, Investment Advisory, Series 24, Series 7, Aml, Securities Regulation.

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