Michelle Edgecombe Campbell

Michelle Edgecombe Campbell Email and Phone Number

Compliance Officer and Director of Operations @ CommonGood Capital
Orlando, FL, US
Michelle Edgecombe Campbell's Location
Orlando, Florida, United States, United States
Michelle Edgecombe Campbell's Contact Details

Michelle Edgecombe Campbell work email

Michelle Edgecombe Campbell personal email

n/a
About Michelle Edgecombe Campbell

DEDICATED TO BUSINESS PROCESS IMPROVEMENT REGULATORY BROKER-DEALER AND RIA COMPLIANCE, WRITTEN SUPERVISORY PROCEDURES, SUPERVISORY CONTROLS, TRAININGFinancial services professional with a proven track record; leading, training and developing effective broker-dealer compliance policies and procedures; excellent knowledge of B/D compliance rules and regulations; exceptional oral, written, interpersonal and presentation skills; adapt easily to new responsibilities in a fast-paced environment.

Michelle Edgecombe Campbell's Current Company Details
CommonGood Capital

Commongood Capital

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Compliance Officer and Director of Operations
Orlando, FL, US
Website:
commongoodcap.com
Employees:
5
Michelle Edgecombe Campbell Work Experience Details
  • Commongood Capital
    Compliance Officer And Director Of Operations
    Commongood Capital
    Orlando, Fl, Us
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  • Commongood Capital
    Compliance Officer/Director Of Operations
    Commongood Capital Sep 2021 - Present
    Orlando, Florida, United States
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  • Mc Regulatory Consulting Sevices
    Compliance Officer
    Mc Regulatory Consulting Sevices Apr 2018 - Present
    Greater New Orleans Area
    Assist Firms in developing and/or maintaining reasonably designed regulatory policies, procedures, controls, and training that are tailored to specific business activities.
  • Newport Group
    Compliance Officer
    Newport Group Mar 2020 - Oct 2021
    Lake Mary, Florida, United States
    View
  • Capital Choice
    Capital Choice Financial/Registered Representative Ameritas Investment Corp.
    Capital Choice Mar 2019 - Dec 2019
    Orlando, Florida Area
    Securities offered solely through Ameritas Investment Corp. (AIC). Member FINRA/SIPC (www.finra.org and www.sipc.org). AIC and Capital Choice are not affiliated. Additional products and services may be available through Michelle Edgecombe Campbell or Capital Choice that are not offered through AIC. Securities products are limited to residents of Florida. This is not an offer of securities in any jurisdiction, nor is it specifically directed to a resident of any jurisdiction. As with any security, request a prospectus from your Registered Representative. Read it carefully before you invest or send money. Representatives of AIC do not provide tax or legal advice. Please consult your tax advisor or attorney regarding your situation. Information posted to this site by 3rd parties or links to 3rd party sites are not created nor endorsed by AIC or its representatives. Their information is believed to be from reliable sources; however, their content cannot be guaranteed.
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  • Cnl Securities
    Cnl Securities Corp.
    Cnl Securities Jan 2006 - Mar 2018
    Michelle works with the Chief Compliance Officer for CNL Securities Corp., a registered broker-dealer, a subsidiaries of CNL Financial Group, Inc. (CNL). She assists in overseeing regulatory compliance for the BD. She conducts monitoring, surveillance and reviews the controls, associated person registration, outside business activity, personal securities transactions, email communications review and branch office reviews for registered and non-registered locations, assist with writing of effective written supervisory policies and procedures; assist with the annual compliance meeting; develops ad hoc reports and has taken the lead on special projects. Michelle has a bachelor’s degree from Florida State University and holds a Series 7 and 24. She has over 13 years of experience in the compliance and financial services sector, effective time management, and organizational skills.
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Michelle Edgecombe Campbell Skills

Series 7 Alternative Investments Microsoft Office Series 24 Series 79 Broker Dealer Compliance Securities Regulation Regulatory Filings Organizational Effectiveness

Michelle Edgecombe Campbell Education Details

Frequently Asked Questions about Michelle Edgecombe Campbell

What company does Michelle Edgecombe Campbell work for?

Michelle Edgecombe Campbell works for Commongood Capital

What is Michelle Edgecombe Campbell's role at the current company?

Michelle Edgecombe Campbell's current role is Compliance Officer and Director of Operations.

What is Michelle Edgecombe Campbell's email address?

Michelle Edgecombe Campbell's email address is mi****@****cnl.com

What schools did Michelle Edgecombe Campbell attend?

Michelle Edgecombe Campbell attended Florida State University, Florida State University.

What skills is Michelle Edgecombe Campbell known for?

Michelle Edgecombe Campbell has skills like Series 7, Alternative Investments, Microsoft Office, Series 24, Series 79, Broker Dealer Compliance, Securities Regulation, Regulatory Filings, Organizational Effectiveness.

Who are Michelle Edgecombe Campbell's colleagues?

Michelle Edgecombe Campbell's colleagues are Diane Kapusinski, Diane Kapusinski, Michelle Campbell, Stephen Hester, Cfa.

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