Michelle Atlas-Quinn

Michelle Atlas-Quinn Email and Phone Number

Attorney, Regulatory Compliance & Financial Services Defense @ AdvisorLaw, LLC
Michelle Atlas-Quinn's Location
Denver Metropolitan Area, United States, United States
Michelle Atlas-Quinn's Contact Details

Michelle Atlas-Quinn work email

Michelle Atlas-Quinn personal email

About Michelle Atlas-Quinn

AdvisorLaw is here for all of a financial advisor's legal needs. Registered Investment Advisor Set - up & Compliance, Expungement of Customer Complaints, U5 Disclosures, Buy/Sell Agreements, Broker Protocol/Non-Competes, Regulatory Enforcement Defense, including FINRA Inquiry Letter Responses, OTRs with FINRA or the SEC, Wells Responses, CFP Board Responses, any legal need that a FINRA Registered Rep or Investment Advisor Representative might encounter at work. I have a broad background in the financial services industry across Legal, Compliance, and Sales. From 2011-2018, I worked with Geneos Wealth Management, in the role of Assistant Compliance Officer and Legal Counsel. Prior to that, I was with a local Colorado Independent Broker Dealer, CapWest Securities, as their National OSJ Supervisor. Additionally, I have wholesaled products for Transamerica Capital, Jackson National, and XShares Securities. Previously, FINRA Series 7, 66, 24 and Colorado Life & Health Insurance licensed.

Michelle Atlas-Quinn's Current Company Details
AdvisorLaw, LLC

Advisorlaw, Llc

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Attorney, Regulatory Compliance & Financial Services Defense
Michelle Atlas-Quinn Work Experience Details
  • Advisorlaw, Llc
    Vice President Of Ria Operations
    Advisorlaw, Llc May 2023 - Present
    Broomfield, Colorado, Us
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  • Advisorlaw, Llc
    Managing Director Of Operations
    Advisorlaw, Llc Jun 2021 - Present
    Broomfield, Colorado, Us
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  • Advisorlaw, Llc
    Managing Associate
    Advisorlaw, Llc Jul 2018 - Present
    Broomfield, Colorado, Us
    AdvisorLaw caters to all of a financial advisor's legal needs. RIA setup, ongoing compliance, outsourced CCO; Expungement of Customer Complaints, U5 Disclosures, Buy/Sell Agreements, Broker Protocol/Non-Competes, Partnership Dissolutions, FINRA Inquiry Letter Responses, OTRs with FINRA or the SEC, Wells Responses, responses to the CFP Board or CFA Institute; really, any legal need that a FINRA Registered Rep or Investment Advisor Representative might encounter at work.
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  • Geneos Wealth Management Inc
    Compliance & Legal
    Geneos Wealth Management Inc Jun 2011 - Jun 2018
    Centennial, Colorado, Us
    In this role I supported the Chief Compliance Officer with a multitude of Legal and Compliance matters.
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  • Capwest Securities
    Avp Business Development & National Osj Supervisor
    Capwest Securities Sep 2008 - Jun 2011
    Us
    I was the National OSJ Supervisor for CapWest Securities, as well as being focused on Business Development. My goal was to best serve the needs of CapWest's registered representatives and their clients while growing the company's efficiency and profitability.
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  • Xshares Securities Llc
    Regional Director (External Wholesaler)
    Xshares Securities Llc Oct 2006 - Apr 2008
    Us
    XShares Securities External Wholesaler, Colorado, Nebraska, Kansas & Missouri all channels RIA, Banks, Planners, Regionals and Wirehouses. I wholesaled Exchange Traded Funds for innovative creator and provider of ETFs.
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  • Transamerica Capital
    Sales & Product Training Manager
    Transamerica Capital Jul 2004 - Oct 2006
    Baltimore, Maryland, Us
    Provided initial and on-going sales and product training for salesforce of Internal and External Wholesalers.
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  • Jackson National Life
    Internal Wholesaler Rbd Channel
    Jackson National Life 2004 - 2004
    Supported a top territory in production of VA sales in the Regional Broker Dealer channel.

Michelle Atlas-Quinn Skills

Securities Mutual Funds Series 7 Investments Financial Advisory Wealth Management Financial Services Etfs Asset Management Variable Annuities Alternative Investments Fixed Annuities Finra Financial Planners Series 63 Investment Advisory Retirement Planning Equities Securities Litigation Regulatory Compliance Insurance Series 24 Life Insurance Retirement Ethics Investment Strategies Financial Planning Mediations Broker Dealer Compliance Portfolio Management 401k Wealth Management Services Personal Financial Planning Estate Planning Strategic Financial Planning Finra Arbitration Separately Managed Accounts Asset Managment Asset Allocation Broker Dealer Operations Uniform Combined State Law

Michelle Atlas-Quinn Education Details

  • University Of Denver - Sturm College Of Law
    University Of Denver - Sturm College Of Law
    Law
  • University Of Colorado Denver
    University Of Colorado Denver
    Philosophy
  • Glenwood Springs High School
    Glenwood Springs High School
    Hs

Frequently Asked Questions about Michelle Atlas-Quinn

What company does Michelle Atlas-Quinn work for?

Michelle Atlas-Quinn works for Advisorlaw, Llc

What is Michelle Atlas-Quinn's role at the current company?

Michelle Atlas-Quinn's current role is Attorney, Regulatory Compliance & Financial Services Defense.

What is Michelle Atlas-Quinn's email address?

Michelle Atlas-Quinn's email address is mi****@****hoo.com

What schools did Michelle Atlas-Quinn attend?

Michelle Atlas-Quinn attended University Of Denver - Sturm College Of Law, University Of Colorado Denver, Glenwood Springs High School.

What skills is Michelle Atlas-Quinn known for?

Michelle Atlas-Quinn has skills like Securities, Mutual Funds, Series 7, Investments, Financial Advisory, Wealth Management, Financial Services, Etfs, Asset Management, Variable Annuities, Alternative Investments, Fixed Annuities.

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