Micky Mahbubani, Chartered Fcsi Email and Phone Number
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June 2022: Attained CISI Level 6 Diploma in Investment Compliance Jan 2022 - Passed CISI course in Sustainable and Responsible Investment Aug 2017 - Passed Securities exam (IAD)June 2013: Completed CISI accredited Investment Advice Diploma (IAD) which makes me RDR qualified (QCF Level 4)May 2013 - Passed UK Regulation and Professional Integrity exam (IAD)May 2013 - Passed Investments, Risk and Taxation exam (IAD)June 2013 - Passed Derivatives exam (IAD)Hold Statement of Professional Standing (SPS)Specialities: Compliance and Audit, T&C Monitoring, First-line Supervision, Suitability, Portfolio Monitoring & Assessments, Wealth Management and Investment Management, Investment Advice
Redmayne Bentley Llp
View- Website:
- redmayne.co.uk
- Employees:
- 288
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Assistant Performance And Risk ManagerRedmayne Bentley Llp Oct 2021 - PresentLondon, England, United KingdomI work closely with the Director of Investment Management and the Investment Management Department, to ensure that the firm meets all first line supervision requirements. I manage and oversee the T&C Monitoring team with a view to that Redmayne Bentley Investment Managers are Competent.Review and monitor work related to specific managed portfolios, including risk profiling and assessment of suitability, recommending remedial actions when applicable.
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Investments T&C Monitoring OfficerRedmayne-Bentley Llp Jun 2017 - PresentLondon, United Kingdom
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Compliance And Audit ConsultantHuntswood Jul 2016 - Mar 2017AylesburyWorking within the product areas of Investments and Protection across the Lloyds and HBoS heritage brands to carry out Suitability assessment reviews of Investments Case files, quality assurance and Compliance Monitoring.Key responsibility of ensuring that Fair Outcomes are delivered to clients, in compliance with Customer Treatment standards and FCA rules and Principles.Ensure that all legislative regulatory requirements are adhered to through compliance with the complaints handling policy, training and business standards. -
Investment Reviewer - ComplianceEquiniti Hazell Carr Jan 2016 - Jun 2016Bristol, United KingdomReview of investment sales to HSBC Wealth clients to ensure compliance with sales guidelines and assess suitability of investment advice. Covering a broad range of asset classes and investment products such as OEICs and Structured Products. -
Wealth AdviserLumin Wealth Management Mar 2015 - Dec 2015St Albans, United KingdomLumin Wealth Management provide high quality financial planning and wealth management services as well as discretionary investment management for private clients, families, trustees and businesses.A range of multi-asset discretionary portfolios that comprise of equity funds, fixed interest, property, hedge funds and inflation linked assets can be offered within different wrappers such as ISAs, Pensions and general Investment accounts. -
Personal Banking ManagerBanco Santander Nov 2013 - Feb 2015RickmansworthRelationship management for hnw retail clients, promoting Santander's diverse range of market-leading banking services.Looked after a segment of high net-worth clients, introducing them to Santander's Business specialists as well as Santander's private banking proposition. -
Premium Client ManagerCantor Fitzgerald Jun 2012 - Apr 2013London, United KingdomSales Trader at Cantor Index (CIL) covering global spread betting products ranging from Currencies, Indices to global Equities.Relationship Manager to retail and Premium clients.Business and Sales development focusing on migration of clients to new trading platform and implementing sales and client management process for new business.Working with Business Managers to update and upgrade online website content and introduce Client Seminars.Working with the CFD team - Cantor Fitzgerald Europe - to introduce white-label/institutional and IB business. -
Deputy Head Of Trading Services - Uk ExecutionIg Index Nov 2011 - Mar 2012London, United Kingdom -
Senior Sales Trader & Uk Sales Trading Team ManagerIg Index Feb 2009 - Nov 2011Ig IndexManage a portfolio of IG’s top tier, high net-worth clients.Execution trading for spread betting clients and CFD clients. Trade global equities using Direct Market Access via IG’s Level 2 dealer platform. Facilitate best execution with Multilateral Trading Facilities (MTFs) by working orders directly on Exchanges like LSE, Chi-X, BATS and Turquoise.
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Sales TraderIg Index Jun 2004 - Feb 2009Ig IndexExecution dealing for Retail clients trading a variety of leveraged instruments using spread betting products like Currencies, Global Equities and Indices, Commodities and Interest rate products. Account Manager to UK retail clients.
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Trading AssistantDeutsche Bank Jun 2000 - Jun 2002Trade execution on a Principal and Agency basis.Focusing on US NYSE and NASDAQ stocks for Alex Brown divison of Deutsche Bank, an invstment bank based in Baltimore, USA.
Micky Mahbubani, Chartered Fcsi Skills
Frequently Asked Questions about Micky Mahbubani, Chartered Fcsi
What company does Micky Mahbubani, Chartered Fcsi work for?
Micky Mahbubani, Chartered Fcsi works for Redmayne Bentley Llp
What is Micky Mahbubani, Chartered Fcsi's role at the current company?
Micky Mahbubani, Chartered Fcsi's current role is Assistant Performance and Risk Manager at Redmayne-Bentley.
What is Micky Mahbubani, Chartered Fcsi's email address?
Micky Mahbubani, Chartered Fcsi's email address is mi****@****e.co.uk
What schools did Micky Mahbubani, Chartered Fcsi attend?
Micky Mahbubani, Chartered Fcsi attended Ucl, Quintin Kynaston, Indian Language School, Indian Language School.
What skills is Micky Mahbubani, Chartered Fcsi known for?
Micky Mahbubani, Chartered Fcsi has skills like Commodity, Cfds, Currency, Financial Markets, Equities, Electronic Trading, Options, Derivatives, Spread Betting, Trading Systems, Fx Trading, Securities.
Who are Micky Mahbubani, Chartered Fcsi's colleagues?
Micky Mahbubani, Chartered Fcsi's colleagues are Jenny Hepworth, Katie Johnston, Jon Linnard Fcsi, Patrick Sexton, Benjamin Taxman, Lorraine Laird, Miranda Ennis-Webb.
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