Mike Cornelius Email & Phone Number

San Diego, CA, US

San Diego, California, United States

• Executed in-depth background investigations for individuals requiring access to sensitive or classified U.S. Government information, including conducting face-to-face interviews, organizing meetings with relevant.
• Compiled and documented information obtained during investigation in clear, concise reports across various government applications.
• Possess an active DoD Top-Secret security clearance.

San Diego, California, United States

• Conducted compliance risk assessments, quality assurance reviews, and monitored compliance processes, including company-wide compliance training.
• Supported compliance across various business units, marketing requests, regulatory change management, and other assigned duties.
• Evaluated regulatory updates from the FDIC, OCC, and CFPB to assess their impact on bank operations, communicated relevant changes to business units, and tracked implementation to ensure compliance.
• Prepared detailed reports outlining findings and provided recommendations for policy, procedure, and workflow enhancements.
• Performed QA monitoring of regulatory compliance through a data-driven compliance reporting process.

San Francisco, California, United States

• Investigated and approved anomalous high-risk wire transactions and reviewed ATM transactions for suspicious activity before completing regulatory reporting to the BSA group.
• Administered the Medallion STAMP program, overseeing employee enrollment, training, and record maintenance.
• Oversaw the completion of new account openings and KYC documentation, ensuring full accuracy and compliance with bank policies and regulatory requirements.
• Monitored banking reports to confirm adherence to Regulation CC thresholds.
• Assessed check validity to prevent fraud, including client outreach and escalation as needed.
• Conducted pre-audits of banking locations to ensure compliance with operational guidelines and prepared staff for annual internal audits.

San Francisco Bay Area

• Planned and conducted financial, operational, and compliance audits in line with the annual internal audit plan.
• Held meetings, interviews, and walkthroughs with branch management and personnel to assess and discuss operational controls.
• Executed testing in specified areas, identified and reported potential issues to line management and the department head.
• Documented sample selection, fieldwork assessments, testing results, and operational risk conclusions clearly and concisely in reports to senior management

San Francisco, California, United States

• Scheduled and supervised staff in branch operations, teller functions, and sales.
• Monitored and approved staff timekeeping records for payroll and assisted newly hired branch staff with benefit enrollment.
• Coached, developed, supported, and motivated staff to deliver exceptional client service.
• Ensured branch staff compliance with policies, procedures, and regulatory banking requirements to achieve a passing annual audit score.
• Coordinated training and communication with branch staff to prevent fraud and reduce branch losses.
• Assisted clients with transactions, including deposits, withdrawals, account research, foreign currency, negotiable instruments, safe deposit boxes, and account management.

San Francisco Bay Area

• Led and managed risk operations for banking staff, including training on compliance, policies, and procedures.
• Opened and maintained accounts while cross-selling products to meet quarterly branch sales targets.
• Developed and mentored a diverse team, providing exceptional client service to build relationships and enhance client retention to achieve high customer satisfaction scores.