Mike Johnson Cemap Dipfa Email & Phone Number

I was contracted initially on a 6 month contract to reorganise a successful small IFA practice as it grew and transitioned into a larger practice with £150M AUM. My brief was to examine and if necessary, rebuild all areas of the business including IT support provider, back-office systems, external compliance, file reviews, ongoing and initial suitability reports and processes, record keeping, reconciliations, infrastructure, communictions providers, office equipment, recruitment and technical assistance. In addition to the operational requirements, as a Diploma qualified individual, I have assisting in report writing, file checking and any other area of the IFA business which needed assistance.

Aldgate

I managed the individual wealth team at a city based Independent Financial Advisers.

Essex

DipFA qualified Paraplanner providing technical information, calculations, suitability report writing, fund research, manual rebalancing, product selection and compliance justification.

My role is a short term contract Paraplanner, reporting to and assisting the Directors during the RDR implementation period. I have performed paraplanning duties involving the HNW & UHNW client base.My role involves the placing of investments via platform wraps, structured products and more traditional bonds together with SSAS & SIPP administration.I have carried out product research, detailed report writing with discontinuance, preparation of the application pack and compliance documents, assisting the Directors by arranging, preparing and joining client meetings and the subsequent product submission and record keeping.

I was head hunted into this position by the Financial Services Director and was responsible for running the mortgage desk in a busy flagship office.I proactively ran my own book of clients and generated new pipeline mortgage and protection business while managing the applications to completion.

I re-qualified as a Mortgage and Protection Adviser due to redundancy, and quickly obtained competent adviser status. I was responsible for my own administration, compliance and diary management and had a high referral rate from existing clients.

London, United Kingdom

I was employed initially by Canter Holland Ltd and I was asked to help set up an appointed representative mortgage company reporting directly to the Directors.My role in this organisation was to ensure that all applications were accurate and fully compliant, with correct client records maintained and procedures followed.In addition, I was the liaison officer for our external compliance consultants and ensured correct client records were maintained and procedures followed by the team.

Romford

During the final 18 months I was solely and personally responsible for the correct allocation of £150,000,000 of Inland Revenue contracted out pension contributions and by restructuring the process I saved 216 working days per year.I ensured my team met the agreed service level standards and was responsible for recruiting and developing team members and designing training programs as required.

Romford, United Kingdom

I dealt with all aspects of life procedures, specialising in claims and maturities, policy loans and unit linked contract valuations.

Stapleford Abbotts, Essex

Major repairs, routine maintenance and subsequent test flights, aircraft crash recovery and airfield fire rescue.

Diploma In Financial Advice Dipfa, Dipfa

Certificate In Mortgage Advice And Practice Cemap, Distinction

Fpc2

Fpc1

Education record

Education record

Education record