Mike Keener

Mike Keener Email and Phone Number

EVP, Chief Compliance Officer @ Cadence Bank
Mike Keener's Location
Birmingham, Alabama, United States, United States
Mike Keener's Contact Details

Mike Keener work email

Mike Keener personal email

n/a

Mike Keener phone numbers

About Mike Keener

Cadence Bank - Birmingham, AlabamaEVP, Chief Compliance Officer 2015 - presentSterne, Agee & Leach – Birmingham, Alabama Head of AML

Mike Keener's Current Company Details
Cadence Bank

Cadence Bank

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EVP, Chief Compliance Officer
Mike Keener Work Experience Details
  • Cadence Bank
    Evp, Director Of Compliance
    Cadence Bank Aug 2015 - Present
    Birmingham, Alabama
    My duties currently include oversight of the development of guidelines for identifying, assessing, controlling, measuring, monitoring, and reporting compliance risks across the organization, and providing compliance training throughout the organization. I am responsible for ensuring processes are adequate and completed timely.
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  • Sterne Agee
    Head Of Aml & Compliance Systems
    Sterne Agee Dec 2000 - Jul 2015
    Direct the use of SunGard’s Protegent Surveillance, transaction monitoring software. Manage Global Relay’s message surveillance software. Oversee the implementation of Actimize for AML reporting. Act as the liaison for the Compliance staff with Thomson Reuters BETA, Sterne Agee’s back-office service provider. Stay up-to-date on regulatory changes and communicate as necessary with the other Compliance Managers to ensure proper coverage. Direct the responses for regulatory inquiries for Sterne Agee’s introducing broker dealers. Manage Compliance’s technology projects.
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Mike Keener Skills

Securities Banking Series 7 Risk Management Finance Finra Series 63 Financial Analysis Anti Money Laundering Equities Fixed Income Securities Regulation Investments Series 24 Trading

Mike Keener Education Details

Frequently Asked Questions about Mike Keener

What company does Mike Keener work for?

Mike Keener works for Cadence Bank

What is Mike Keener's role at the current company?

Mike Keener's current role is EVP, Chief Compliance Officer.

What is Mike Keener's email address?

Mike Keener's email address is mi****@****ank.com

What is Mike Keener's direct phone number?

Mike Keener's direct phone number is +171387*****

What schools did Mike Keener attend?

Mike Keener attended University Of Alabama, Samford University.

What are some of Mike Keener's interests?

Mike Keener has interest in Animal Welfare, Children, Education, Economic Empowerment.

What skills is Mike Keener known for?

Mike Keener has skills like Securities, Banking, Series 7, Risk Management, Finance, Finra, Series 63, Financial Analysis, Anti Money Laundering, Equities, Fixed Income, Securities Regulation.

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