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Mike Mccafferty Email & Phone Number
Vice President, Legal and Compliance, Learning and Development
at
Morgan Stanley
LinkedIn matched
✓ Verified Jun 2026
3 data sources
Profile completeness 86%
Current company
Role
Vice President, Legal and Compliance, Learning and Development
Location
Herriman, Utah, United States
Company size
Who is Mike Mccafferty? Overview
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Quick answer
Mike Mccafferty is listed as Vice President, Legal and Compliance, Learning and Development at Morgan Stanley, a company with 94640 employees, based in Herriman, Utah, United States. AeroLeads shows a matched LinkedIn profile for Mike Mccafferty.
Mike Mccafferty previously worked as Vice President, Legal and Compliance, Learning & Development at Morgan Stanley and Director, Legal and Compliance, Learning Development at Morgan Stanley. Mike Mccafferty holds Mba, Business from Utah State University.
Company email context
Email format at Morgan Stanley
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Morgan Stanley
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Profile bio
About Mike Mccafferty
I am a career training and development professional. My primary field of expertise is in the financial industry and I currently work in Banking compliance. My mission is to help businesses and individuals make smart and sound decisions related to their finances. I received my MBA from Utah State University. I am a licensed securities broker (Series 7, and 63) and I have completed the Certified Financial Planning Certificate program through Kaplan University.Areas of Proficiency Include: Curriculum/Program Management & Development, Project Management, Articulate Storyline, Adobe Captivate, Classroom and Virtual Curriculum Development & Facilitation, Adult Learning Theory, ADDIE, Project Management, and working with a vast array of Subject Matter Experts.
Current workplace
Mike Mccafferty's current company
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Morgan Stanley
12 roles
Mike Mccafferty work experience
A career timeline built from the work history available for this profile.
Vice President, Legal And Compliance, Learning & Development
Current
Jan 2024 - Present
Director, Legal And Compliance, Learning Development
Responsible for Bank Compliance training development and management.
Apr 2020 - Jan 2024
Principal, Learning And Development
I Manage and help Develop the compliance training curriculum for approximately 7,000 associates and contractors. I work as Project Manager with Subject Matter Experts for a variety of compliance training requirements, and training development and design, to ensure regulatory and company compliance requirements are met.
Apr 2015 - Apr 2020
Senior Curriculum Developer
I wrote and developed training programs that are administered to employees across the organization in the areas of securities trading, data base administration, retirement and tax, corporate services, customer service, and sales.
Aug 2008 - Apr 2015
Retirement & Tax Financial Services Representative
I provided clients with information pertaining to retirement accounts, taxes, and trust and estate matters.
Oct 2007 - Aug 2008
French Instructor
French Instructor
I taught Beginning and Intermediate French part-time as an independent contractor through the Canyon School District's Continuing Education Program.
Mar 2009 - May 2015
Securities Trader
Self-Employed
Stocks and Options Security Trader
Feb 2007 - Oct 2007
Education Counselor
I educated clients and prospects about proprietary securities trading software.
Oct 2006 - Feb 2007
Operations Manager
Managed Sales/Operations effort of Physician Recruiters and Job Placement Specialists for Radiological and Internal Medicine Sub-Specialties.
Jul 2005 - Oct 2006
Training Director
Training Director, Curriculum Developer, and Facilitator for physician staffing firm. Areas of training and development included Sales, Proprietary Database/Software, Leadership, Customer Service, and Employee Ownership (ESOP).
Aug 2001 - Jul 2005
Physician Recruiter/Client Sales Manager
I recruited and found placement opportunities for physicians in the fields of Obstetrics and General, Orthopedic, and Neurological Surgeries.
Feb 1999 - Aug 2001
Team & coworkers
Colleagues at Morgan Stanley
Other employees you can reach at morganstanley.com. View company contacts for 94640 employees →
TC
Tracy Cairoli, Cima, Crpc
Colleague at Morgan StanleyNew York, New York, United States, United States
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AB
Apurva Bamne
Colleague at Morgan StanleyMumbai, Maharashtra, India, India
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AO
Alberta Orsini
Colleague at Morgan StanleyPortland, Oregon Metropolitan Area, United States
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SH
Shahzod Hakimov
Colleague at Morgan StanleyUnited States, United States
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AH
Alan Ho, Cfp®
Colleague at Morgan StanleyHawaii, United States, United States
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ZD
Zoe-Anne Del Mar
Colleague at Morgan StanleyLondon, England, United Kingdom, United Kingdom
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CN
Christopher Naples
Colleague at Morgan StanleyGreater Cleveland, United States
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VT
Vandana Talreja
Colleague at Morgan StanleyMumbai, Maharashtra, India, India
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AS
Akruti Singh
Colleague at Morgan StanleyDelhi, India, India
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MS
Matt Stern
Colleague at Morgan StanleyNew York, New York, United States, United States
View →
Tracy Cairoli, Cima, Crpc
Colleague at Morgan StanleyNew York, New York, United States, United States
View →
AB
Apurva Bamne
Colleague at Morgan StanleyMumbai, Maharashtra, India, India
View →
AO
Alberta Orsini
Colleague at Morgan StanleyPortland, Oregon Metropolitan Area, United States
View →
SH
Shahzod Hakimov
Colleague at Morgan StanleyUnited States, United States
View →
AH
Alan Ho, Cfp®
Colleague at Morgan StanleyHawaii, United States, United States
View →
ZD
Zoe-Anne Del Mar
Colleague at Morgan StanleyLondon, England, United Kingdom, United Kingdom
View →
CN
Christopher Naples
Colleague at Morgan StanleyGreater Cleveland, United States
View →
VT
Vandana Talreja
Colleague at Morgan StanleyMumbai, Maharashtra, India, India
View →
AS
Akruti Singh
Colleague at Morgan StanleyDelhi, India, India
View →
MS
Matt Stern
Colleague at Morgan StanleyNew York, New York, United States, United States
View →
3 education records
Mike Mccafferty education
Mba, Business
Ba, Business
Financial Planning Certificate, Financial Planning And Services
FAQ
Frequently asked questions about Mike Mccafferty
Quick answers generated from the profile data available on this page.
What company does Mike Mccafferty work for?
Mike Mccafferty works for Morgan Stanley.
What is Mike Mccafferty's role at Morgan Stanley?
Mike Mccafferty is listed as Vice President, Legal and Compliance, Learning and Development at Morgan Stanley.
Where is Mike Mccafferty based?
Mike Mccafferty is based in Herriman, Utah, United States while working with Morgan Stanley.
What companies has Mike Mccafferty worked for?
Mike Mccafferty has worked for Morgan Stanley, E*Trade Financial Corporation, E*Trade Financial, French Instructor, and Self-Employed.
Who are Mike Mccafferty's colleagues at Morgan Stanley?
Mike Mccafferty's colleagues at Morgan Stanley include Tracy Cairoli, Cima, Crpc, Apurva Bamne, Alberta Orsini, Shahzod Hakimov, and Alan Ho, Cfp®.
How can I contact Mike Mccafferty?
You can use AeroLeads to view verified contact signals for Mike Mccafferty at Morgan Stanley, including work email, phone, and LinkedIn data when available.
What schools did Mike Mccafferty attend?
Mike Mccafferty holds Mba, Business from Utah State University.
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