Mike Cuckler

Mike Cuckler Email and Phone Number

Tax Examiner at Federal Goverment @ Federal Goverment
corpus christi, texas, united states
Mike Cuckler's Location
Austin, Texas, United States, United States
Mike Cuckler's Contact Details

Mike Cuckler personal email

n/a
About Mike Cuckler

Financial industry professional with extensive experience in compliance, human resources management, auditing and operations. Strong communication, organizational, training and relationship building skills. Committed to quality and building an organization focused on professionalism and creativity.

Mike Cuckler's Current Company Details
Federal Goverment

Federal Goverment

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Tax Examiner at Federal Goverment
corpus christi, texas, united states
Employees:
239
Mike Cuckler Work Experience Details
  • Federal Goverment
    Tax Examiner
    Federal Goverment Feb 2016 - Present
    Austin, Texas Area
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  • Tejas Securities Group, Inc.
    Chief Compliance Officer
    Tejas Securities Group, Inc. May 2004 - May 2016
    Austin, Texas Area
    As the Chief Compliance Officer of Tejas Securities Group Inc., I oversee and manage the day-to-day operations of the Compliance Department and the overall supervisory system of the operations of the organization. I have designed and implemented the firm’s supervisory control and internal audit systems, and utilize these processes and procedures to detect and prevent fraud and potential violations of federal and state securities laws.
  • Finra
    Field Supervisor
    Finra Oct 1998 - Apr 2004
    Dallas/Fort Worth Area
    While at FINRA, I conducted audits of broker-dealers and financial institutions to ensure compliance with all applicable securities laws. These reviews included an in-depth analysis of the firm’s supervisory system, financial records, sales practice and trading compliance, and the firm’s adherence to Patriot Act and Anti-Money Laundering initiatives.
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  • Fidelity Investments
    Operations/Brokerage Manager
    Fidelity Investments Mar 1994 - Oct 1997
    Dallas/Fort Worth Area
    While employed at Fidelity Investments, I managed a team of 15 to 20 professionals within the Regional Call Center Operations in Dallas, Texas. I was responsible for coordinating work groups to handle specific types of calls, tracked calls for compliance with Federal, state and agency Rules, monitored calls for quality assurance, analyzed and reported on call volumes, handles escalated calls from customers and managed the work flow and performance standards associated with the organizations goals.
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Mike Cuckler Skills

Risk Management Project Management Customer Service Securities Series 7 Equities Trading Hedge Funds Capital Markets Aml Fixed Income Investments Asset Managment Due Diligence Financial Modeling Mutual Funds Investment Banking Portfolio Management Finra Bloomberg Series 63 Financial Services Alternative Investments Series 24 Executive Management Human Resources Awesomeness Auditing Regulatory Compliance Communication Organizational Effectiveness Relationship Building Training Asset Management

Mike Cuckler Education Details

Frequently Asked Questions about Mike Cuckler

What company does Mike Cuckler work for?

Mike Cuckler works for Federal Goverment

What is Mike Cuckler's role at the current company?

Mike Cuckler's current role is Tax Examiner at Federal Goverment.

What is Mike Cuckler's email address?

Mike Cuckler's email address is mc****@****sec.com

What is Mike Cuckler's direct phone number?

Mike Cuckler's direct phone number is +151230*****

What schools did Mike Cuckler attend?

Mike Cuckler attended University Of North Texas.

What skills is Mike Cuckler known for?

Mike Cuckler has skills like Risk Management, Project Management, Customer Service, Securities, Series 7, Equities, Trading, Hedge Funds, Capital Markets, Aml, Fixed Income, Investments.

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