Mitchell Lee

Mitchell Lee Email and Phone Number

EVP, Chief Risk and Compliance Officer @ Triumph Financial, Inc.
United States
Mitchell Lee's Location
United States, United States
Mitchell Lee's Contact Details

Mitchell Lee personal email

About Mitchell Lee

Experienced leader in risk management, compliance, and regulation within the financial services and fintech space. I love building things in environments with constraints and tackling hard problems. I have experience with early stage startups, large organizations and everything in between having been a fintech exec, bank exec, consultant, regulator, and fintech advisor.

Mitchell Lee's Current Company Details
Triumph Financial, Inc.

Triumph Financial, Inc.

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EVP, Chief Risk and Compliance Officer
United States
Website:
triumph.io
Employees:
1276
Mitchell Lee Work Experience Details
  • Triumph Financial, Inc.
    Evp, Chief Risk And Compliance Officer
    Triumph Financial, Inc.
    United States
  • Triumph Financial, Inc.
    Chief Risk And Compliance Officer
    Triumph Financial, Inc. Jul 2024 - Present
    Dallas, Texas, Us
  • Synctera
    Chief Risk And Compliance Officer (Crco)
    Synctera Feb 2023 - Jul 2024
    San Francisco, Ca, Us
    Oversee risk and compliance functions for Synctera including risk, BSA/AML, consumer compliance, third party risk, infosecurity, and compliance operations. Advise banks and fintechs on risk, compliance, and regulatory topics associated with banking-as-a-service. Work alongside product and engineering functions to continually improve Synctera's compliance-related products and services including diligence, oversight, reporting, and monitoring tools.
  • Synctera
    Chief Risk Officer (Cro)
    Synctera Mar 2022 - Feb 2023
    San Francisco, Ca, Us
    Led Synctera's banking-as-a-service program for due diligence, third party risk management, and infosecurity. Advised community banks and fintechs on risk and regulatory topics associated with payments and deposit products.
  • Synctera
    Vp Head Of Risk
    Synctera Jul 2021 - Mar 2022
    San Francisco, Ca, Us
    Built the company's fintech due diligence framework and platform based on regulatory guidance, best practices, and customer input working closely with Product / Engineering with a focus on scalability and comprehensiveness
  • Federal Reserve Bank Of San Francisco
    Director - Fintech
    Federal Reserve Bank Of San Francisco Mar 2020 - Jul 2021
    San Francisco, Ca, Us
    Lead the Fintech, Country Analysis, and Outreach programs focused on promoting responsible, inclusive innovation in the financial system. My role included working with Board policymakers in DC on fintech-related issues, consulting with bank examiners on fintech topics such as crypto and banking-as-a-service, and connecting with other external stakeholders such as fintechs and other advocacy groups.
  • Federal Reserve Bank Of San Francisco
    Senior Manager
    Federal Reserve Bank Of San Francisco Dec 2017 - Mar 2020
    San Francisco, Ca, Us
    Deputy Lead of the Capital Planning Team, a nationally-based team focused on reviews of capital planning, capital distribution decision-making (e.g., dividends and repurchases), leverage, enterprise stress testing, and enterprise risk management practices (e.g., risk appetite, governance) of systemically important financial institutions in the US.
  • Federal Reserve Bank Of San Francisco
    Senior Risk Specialist
    Federal Reserve Bank Of San Francisco Mar 2014 - Dec 2017
    San Francisco, Ca, Us
    Conducted regulation and supervision of a systemically important financial institution in the US with focus on capital planning, enterprise risk management, and corporate governance.
  • Ey
    Financial Services Advisory Manager
    Ey Aug 2008 - Feb 2014
    London, Gb
    Led consulting projects focused on financial regulation and enterprise risk management for large financial institutions including banks and asset managers.
  • Ey
    Financial Services Auditor
    Ey Jun 2006 - Aug 2008
    London, Gb
    Audited investment banks and structured derivatives.

Mitchell Lee Skills

Enterprise Risk Management Financial Analysis Financial Risk Financial Services Basel Ii Capital Markets Risk Management Derivatives Financial Accounting Basel Iii Credit Risk Sarbanes Oxley Act Financial Modeling Finance Structured Finance Management Auditing Structured Products Internal Controls Accounting Internal Audit Analysis Banking Capital Budgeting Regulatory Capital Consulting

Mitchell Lee Education Details

  • The Wharton School
    The Wharton School
    Master Of Business Administration - Mba
  • University Of Virginia
    University Of Virginia
    Accounting
  • University Of Florida
    University Of Florida
    Finance

Frequently Asked Questions about Mitchell Lee

What company does Mitchell Lee work for?

Mitchell Lee works for Triumph Financial, Inc.

What is Mitchell Lee's role at the current company?

Mitchell Lee's current role is EVP, Chief Risk and Compliance Officer.

What is Mitchell Lee's email address?

Mitchell Lee's email address is mi****@****hoo.com

What schools did Mitchell Lee attend?

Mitchell Lee attended The Wharton School, University Of Virginia, University Of Florida.

What are some of Mitchell Lee's interests?

Mitchell Lee has interest in Social Services, Children, Economic Empowerment, Civil Rights And Social Action, Education, Human Rights.

What skills is Mitchell Lee known for?

Mitchell Lee has skills like Enterprise Risk Management, Financial Analysis, Financial Risk, Financial Services, Basel Ii, Capital Markets, Risk Management, Derivatives, Financial Accounting, Basel Iii, Credit Risk, Sarbanes Oxley Act.

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