ACA certified Risk & Compliance Manager with 8 years plus experience in various Risk, Regulations and Compliance teams across Banking and Payments Services firms in the UK and Singapore. Prior experience covers a wide range of Risk and Compliance topics which includes (i) Second line compliance advisory and global regulatory compliance policy development(ii) Regulatory assurance audit and advisory on AML/CFT and consumer protection regulatory compliance topics;(iii) Banking risk management (Basel III and capital adequacy); and (iv) External audit of investment and retail banks with a focus on IFRS 9.
Amazon
View- Website:
- amazon.com
- Employees:
- 734811
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Senior Assurance Manager - Apac Team LeadAmazonSingapore -
Senior Policy Compliance Manager - Global Standards Apac LeadAmazon Jan 2023 - PresentSingaporeThe Global Standards team is responsible for developing the Global policies that balance Regulatory Compliance & Anti-Money Laundering (AML) and Sanctions compliance with business enablement to support Amazon’s payments programs and services worldwide. Main responsibilities include:• APAC lead for the Global Standards Policy team, serving as the main representative of the Global Standards Policy team and providing Board updates on behalf of the team during Board of Directors quarterly meetings for APAC entities;• Developed, launched and maintained global policies and local entity variations including training content for 12+ Amazon e-money / payments services regulated entities worldwide particularly in the development of global policies on Consumer Protection topics such as safeguarding, complaints handling, customer data retention & deletion, vulnerable customer, and consumer duty; • Developed and launched the global standards for the lifecycle management and governance of frameworks, policies and SOPs across the Risk & Compliance Solutions organisation within Amazon;• Partnered with the regional Compliance Offices, Risk, Assurance, and Governance teams as well as 1st Line Program teams to ensure that policy requirements are embedded in first-line processes and training content;• Provided ad-hoc in-country compliance advisory to entities across multiple geographies with a focus on UK, JP, SG and AU. This included advisory on local regulations across AML/CFT and Regulatory Compliance topics whilst supporting on a variety of tasks such as entity level policy development, regulatory mapping and gap assessments. -
ManagerPwc Singapore Oct 2021 - Jan 2023SingaporeRisk, Regulations & Compliance• Led various annual regulatory compliance control audits and independent review engagements covering topics such as AML/KYC, private banking sales & pricing practices, transaction monitoring, name screening, compliance monitoring, outsourcing, individual accountability & conduct and MAS regulatory reporting for various Singapore branches and subsidiaries of multi-national banks and private banks. • Led the risk, regulations & compliance workstream in operationalising and developing the policies and procedures for a Korean bank which recently obtained their merchant banking subsidiary license in Singapore.• Performed buy-side regulatory due diligence for a deal to acquire 3 consumer finance companies in Indonesia, Vietnam and Philippines. -
ManagerPwc Uk Jan 2020 - Jun 2021London, United KingdomFinancial Services Risk and Regulation Prudential Team• Led workstreams on various reviews of Basel III / Capital Requirements Regulation (CRR) reporting and controls framework of UK Tier 1 and global Tier 1 banking clients, including a number of reasonable assurance engagements and Prudential Regulatory Authority Section 166s (reports by skilled person reviews), with a focus on credit risk and market risk.• Developed and implemented the framework for ISAE 3000 reasonable and limited assurance engagements on capital adequacy reporting, including implementation of audit materiality measures, risk assessments, Aura (audit documentation and project management tool) usage, and audit documentation quality measures, which has become the current framework used across multiple Prudential team’s assurance engagements. • Gained in depth understanding and expertise on CRR standardised approach credit risk and market risk requirements. Elected as the PwC Prudential Regulations Technical Panel Secretary, responsible for coordinating all interpretative technical matters and liaising with Panel Members made of Directors and Partners to agree on PwC UK firm’s view of these matters.• Led the initiative to technology-enable the FS Prudential Regulations team, which involved the coordination and development of various Alteryx calculators and Power BI dashboards. This allowed our team to take clients data inputs across thousands of trading or banking book positions and independently calculate the credit risk and market risk capital adequacy requirements under standardised approaches as per CRR and Basel III. -
Senior AssociatePwc Uk Jul 2017 - Jan 2020London, United Kingdom• Audit experience including SOx controls audits, US reporting for group audits and UK local statutory audits for a number of engagements including a global investment bank, UK challenger bank and a first year audit of a UK subsidiary of Russian investment bank.• Audit fair valuation experience including carrying out the valuation audit work of multi-million non-performing loan portfolio, real estate portfolios and private equity investments using various valuation methods such as EV/EBITDA, discounted cash flows analysis and NOI/cap rate. -
Assurance And Consulting Shared Scheme AssociatePwc Uk Sep 2015 - Jul 2017London, United Kingdom -
Graduate Civil EngineerAtkins Sep 2013 - Aug 2015Epsom, United Kingdom -
Site Engineer InternSunway Construction Sdn. Bhd. Jul 2012 - Sep 2012Selangor, Malaysia
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Structural Engineering InternTechnip Jul 2011 - Sep 2011Kuala Lumpur, Malaysia
Ming Jun Tan Skills
Ming Jun Tan Education Details
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First Class -
A Levels
Frequently Asked Questions about Ming Jun Tan
What company does Ming Jun Tan work for?
Ming Jun Tan works for Amazon
What is Ming Jun Tan's role at the current company?
Ming Jun Tan's current role is Senior Assurance Manager - APAC Team Lead.
What schools did Ming Jun Tan attend?
Ming Jun Tan attended University Of Manchester, Taylor's College.
What are some of Ming Jun Tan's interests?
Ming Jun Tan has interest in Science And Technology, Education, Economic Empowerment.
What skills is Ming Jun Tan known for?
Ming Jun Tan has skills like Engineering, Autocad, Microsoft Office, Civil Engineering, Structural Engineering, Microsoft Excel, Construction, Project Management, Highways, Research, Powerpoint, Microsoft Word.
Who are Ming Jun Tan's colleagues?
Ming Jun Tan's colleagues are Sergio Burgos, Kacpee Piekut, Roger Gerdes, Thuy Nguyen, René Labric, Annapurna Jonnavithula, امل الهاشمي.
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Jun Ming Tan
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Jun Ming Tan
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Jun Ming Tan
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