Build strong working relationships with business partners, and deliver value-added services to strengthen the risk and control environment. Coordinate activities and strategic planning, implement process innovations, and drive the development and continuous improvement of the Global team.

Apply skills and experience in auditing and financial services industry to lead inspections of registered public accounting firms to assess compliance with the Sarbanes-Oxley Act or professional standards.

• Work closely with the CEOs to ensure that the operating framework improvement transformations - Are embedded, maintained and continues to evolve to meet strategic objectives - Sustain in accordance with regulatory requirements and changes - Are coordinated among businesses and shared services divisions, including Technology - Progress milestones reported to the Boards, management and regulators are transparent• Coordinate with… Show more • Work closely with the CEOs to ensure that the operating framework improvement transformations - Are embedded, maintained and continues to evolve to meet strategic objectives - Sustain in accordance with regulatory requirements and changes - Are coordinated among businesses and shared services divisions, including Technology - Progress milestones reported to the Boards, management and regulators are transparent• Coordinate with all functions to implement a newly designed Operational Risks and Control Self Assessment framework with the objectives to assess effectiveness of enterprise/operational risk controls, and to analyze and remedy control failures or operational losses Show less

• As the global leader of the Internal Audit and Sarbanes-Oxley Compliance functions, provided independent opinions on the firm’s control environment to assist the Board of Directors’ Audit Committee and management in fulfilling their oversight responsibilities• As a controls advisor to management, helped to commercially manage control risk, product launches, implementation of technology systems, geographic expansion and other strategic ventures

As a financial services industry specialist, was Audit Partner on numerous financial services clients. Led and developed overall client relationships and coordinated audit, tax, technology, regulatory and consulting services for multiple global and domestic financial services sector firms. Major clients included RBS, ABN AMRO, Merrill Lynch, Interactive Brokers and Bear Stearns.