Mithilesh V Email & Phone Number

Chicago, Illinois, United States

1. Data Query Execution: Conduct data queries on trading data to meet AML requirements using SQL and MS Access.2. Execute AML Compliance Procedures: Manage AML compliance for institutional, commercial, and retail clients in the Futures (FCM) industry.3. Document Review and Monitoring: Perform document review, trade surveillance, and transaction monitoring to identify any suspicious activities.4. Regulatory Reporting: Develop regulatory review reports for internal teams and regulators (CFTC, NFA) using MS Excel, VBA, and Power Query.5. Sanctions List Monitoring: Monitor FinCEN’s sanctions list to detect and report any fraudulent conduct.6. OFAC Compliance: Ensure compliance by monitoring the OFAC SDN list and sanctions list for potential fraudulent customer matches.Skills: PEP | KYC | SQL | MS Access | MS Excel | VBA | Power Query | Eventus | Trade Surveillance | AML Compliance | Regulatory Reporting | Power BI | Risk Controls | Algo Monitoring | Transaction Monitoring

Bengaluru, Karnataka, India

1. Crafted a remarkable 25% surge in client financial prowess through the strategic deployment of Sword-GRC, steering comprehensive financial auditing and advisory services. Merged prowess in regulatory compliance and internal control assessments with the finesse of analytics and Key Performance Indicators (KPIs).Tools and Skills: Sword-GRC, Financial Auditing, Advisory Services, Regulatory Compliance, Internal Control Assessments, Analytics, KPIs2. Mastermind behind a dazzling 27% boost in audit turnover time efficiency, coupled with an impressive 34% slash in the cost per audit from 2022 to 2023. A testament to unparalleled expertise in financial performance optimization and meticulous business oversight.Tools and Skills: Audit Efficiency, Financial Performance Optimization, Business Oversight3. Spearheaded a seismic 62% reduction in verification errors, safeguarding the firm's financial integrity with a 10% reduction in auditing expenses and forestalling 5% in late fees. Pioneered the modernization of the check compilation process through forward-looking analysis, showcasing an acute understanding of forecast cycles.Tools and Skills: Modernization, Verification Process Optimization, Financial Analysis, Forecast Cycles, Risk Mitigation

Bengaluru, Karnataka, India

1. Successfully managed financial reporting and accounting functions for small and medium businesses, ensuring seamless regulatory compliance.Elevated financial performance by an impressive 30% through the strategic implementation of cutting-edge accounting software and streamlined processes.Skills: Financial Reporting, Accounting Management, Regulatory Compliance, Process Improvement, Accounting Software Implementation2. Precision Accounting with Tally Prime: Reviewed a staggering 10k financial and accounting records of 20 clients in just 5 months, achieving an exceptional 99% accuracy rate.Leveraged expertise in Tally Prime, the firm's fastest accounting tool, to deliver unparalleled accuracy and efficiency.Skills: Financial Auditing, Record Review, Tally Prime Proficiency, Accuracy Enhancement3. Tax Process Optimization Specialist: Engineered a remarkable 94% streamlining of annual tax processes, significantly reducing workload and minimizing tax payment delays.Demonstrated unparalleled expertise in internal control assessments, resulting in substantial cost savings and a remarkable 9% improvement in morale and productivity.Skills: Tax Process Optimization, Internal Control Assessments, Cost Savings Strategies4. Invoice Accuracy Champion: Pioneered the implementation of a cross-functional verification hierarchy, slashing invoice errors by an astounding 90%.Realized substantial cost savings of nearly $20,000 per year, showcasing a keen eye for detail and a commitment to operational excellence.Skills: Process Optimization, Cross-Functional Collaboration, Invoice Accuracy, Cost Savings Initiatives

Master Of Science - Ms, Finance

Grade: GPA 3.5 of 4.0 Core Courses: 1. Mathematics with Financial Applications 501 2. Statistics Analysis in Financial Markets 502 3..

Management Accounting Certification, Accounting And Finance

Activities and Societies: E1, P1, F1, E2, P2, And F2 Completed - Integral part of course curriculum

Bachelor Of Commerce - Bcom (Hons), Risk Management, Gpa 3.0 Of 4.0

Activities and Societies: National level baseball and softball players, community leader, event organiser and manager. Core Courses: Fund.

Baecs, Commerce, Gpa 3.5 Of 4.0

Activities and Societies: National level baseball and softball player, community leader, manager and event organiser Core Subjects.

Education record

Activities and Societies: NCC “A” certificate