Mittal Joshi - Ca, Mba Email and Phone Number

Lead/FR for treasury’s new business initiatives, risk assess and prepare an impact summary and provide approval for treasury.Consult with policy/CAP team for appropriate interpretation and reporting treatment and implementation of new/existing products such as deposits, loans, commitments etc.Point of contact for external reporting deliverables for SEC and Reg reports for unencumbered securities, short term wholesale funding (FRY-15 Sch D & G), liquidity coverage ratio (LCR) and NSFR. Review with senior management and treasury lead.Consolidate reports, analyze and provide commentary for stress testing i.e. ICAAP, budget cycles, risk appetite and monthly outlook for liquidity.Managing BAU reporting, variance commentary/business drivers and being audit ready

Financial controller:Won Spot of the month Award in February 2012 for process enhancements. Won Star of the month award in November 2011 for successful migration of the cash equities business. Won Spot award in the month of September 2009 for fixing a bug in the system used to generate the source files for P&L and reconciliations. Management of financial close processes for Cash equities(Accounting Services) and GME London Business including:- Posting and reporting of balances in the ledger. Ensuring Ledger reflects the Front office P&L/reported P&L.- Finalise the monthend balances and send monthly final reports to London couterparts.- Reconciliation (FOBO) - Review of Daily and Weekly reconciliations and ensuring there are no aged exceptions.- Follow up of reconciliation exceptions with key stakeholders.- Providing daily, weekly and monthly MIS to the management.- Balance Sheet substantiation (producing the MRP pack for the cash equities business) including analytical review, identification, escalation and resolution of control gaps.- Regular interaction with Business Line and Product Control groups, Trade management groups, Client Representatives to communicate control issues and actions being taken to address them.- Handled Sox audit of the process.- Worked on documentation of the process. Documentation includes preparation of SIPOC, Flowcharts, Process Narratives and Key operating procedures.Business trips to London for receiving training of two process based of my educational qualification, ownership and responsibility demonstrated at work.Business trips to London for receiving training of two process based of my educational qualification, ownership and responsibility demonstrated at work.

Posting of Journals in the General Ledger (Flash-Ledger breaks)True ups at the end of month for all the accruals. Setting up the new accruals for the following monthRollover of access databases for the following monthWorked on clearing all the old breaks on the reconciliations.Handled internal audit of the whole process.Daily Process: Review of Daily activites which include Flash of Daily P&L and reconciliations (CFD’s, FX)

Key Achievements at Globeop Financial Services1) Promotion at the end of 2nd year- Promoted to Senior Analyst with substantial salary hike.2) Perfoming the month end allocations of Hedge funds in the first year itselfProfile:- Portfolio Valuation of all securities held by Master Fund using independent sources like Bloomberg/Reuters- Valuation of Feeder investments into the Master Fund.- Determination of Final NAV for Hedge Funds using series method of Accounting.- Ascertaining of Nav of Funds on a Weekly Basis- Handling client and audit queries on month ends- Catering to the ad-hoc queries raised by the team.