Consulting services in conjunction with the new rule making efforts associated with Proposed Regulation Systems Compliance and Integrity (Regulation SCI), mandated by the Dodd-Frank Wall Street Reform and Consumer Protection Act.

Global Head of IT Governance, Risk and Compliance Group reporting directly to the Chief Information Security Officer with responsibility for global staff in locations throughout US and Europe and reporting directly to the Global Chief Information Security Officer for Regulatory and Audit. Point person for all SEC InspectionsEstablished a central platform for all of our assets globally by business to identify threats and vulnerability’s, document exception’s and give business owner’s a dashboard view of their environment’s.Actively manage external and internal audit stakeholders, while acting in an advisory capacity to IT resources responding to audits.

Head of 20 person Information Security group in Europe, responsible for all information security strategy and operations reporting directly to the Global Chief Information Security Officer•Built and managed an Information Security Group for our European landscape•Responsible for all security architecture, monitoring, operations, compliance, IT SOX and Commercial Business.

Managed the Global IT Audit Team in performing IT Audits and Risk Assessments •Reported quarterly to the Regulatory, Technology and Audit Committee on all High Risk IT audit issues. •Develop IT risk and audit strategies for the department.

General Auditor and head of 30 person department, encompassing IT Audit, Business/Operational Review and Special Projects/Investigations reporting directly to the Chief Executive Officer•General Auditor and head of 30 person department, encompassing IT Audit, Business/Operational Review and Special Projects/Investigations.•Transformed ‘traditional financial audit department’ into value added consulting service.•Manage SEC and GAO Regulatory reviews of our trading environments.