Martha Roman, Mba, Wmcp® Email & Phone Number

San Diego, Ca, Us

Product Manager responsible for delivering best in class technology focusing in financial planning solutions.• Deliver on firm initiatives aligning to financial planning technology domain• Create product roadmaps and prioritizations to align on deliverable timelines• Lead a team of product owners and analysts focused on delivering new and enhanced financial planning products to our financial advisors and their clients• Manage and support third party and proprietary financial planning technology solutions

San Diego, Ca, Us

Product Manager responsible for delivering best in class financial planning solutions through technology.• Lead a team of product owners and analysts focused on delivering new and enhanced products to our financial advisors• Manage and support third party and proprietary financial planning technology platforms• Create product roadmaps and implement strategies supporting firm initiatives related to financial planning

San Diego, Ca, Us

Individual contributor responsible for risk mitigation through a broad scope of internal investigations including, but not limited to fraud, money laundering, employment, whistleblower, sales practice violations, and policy violations.• Conduct privileged and non-privileged investigations, evaluating legal and regulatory risk• Utilize varying investigative tactics and demonstrate technical aptitude through internal and external platform utilization• Identify scope and severity of investigative events, communicating findings horizontally and vertically• Partner with internal stakeholders to deliver timely and relevant briefings to mitigate any potential reputational, legal, or regulatory risk

San Diego, Ca, Us

Business leader driving objectives and key results through operational excellence. Manage and support the LPL regulatory electronic communications archive. People leader focused on firm initiatives and employee development.• Deliver on strategic initiatives through utilization of objectives and key results (OKR)• Manage risk control operations and processes• Partner with regulatory archive vendors to ensure compliance and functionality• Identify efficiency opportunities and drive process improvements• Manage FIT items and remediation efforts• Engage in internal audits and responses• Develop and maintain reporting and metrics

Charlotte, Nc, Us

Individual contributor developing and delivering reporting and analytics for multiple lines of business.• Act as a consultative partner with key stakeholders to ensure product efficacy by gathering business requirements• Develop and deliver ad-hoc and prescribed metrics through the utilization of Oracle and SQL to create business line reports• Create data visualizations that allowed the business lines to extrapolate information and make data driven decisions related to risk mitigation

Charlotte, Nc, Us

• Monitor trade activity to identify potential market misconduct• Meet with internal stakeholders to discuss testing failures and corrective actions

Springfield, Massachusetts, Us

Business leader driving strategic initiatives. Vendor manager for financial planning and needs analysis software, to include eMoney and Advicent. Leader in the development and implementation of the DOL initiatives. • Vendor management for several FinTech software platforms (eMoney, Advicent, CapitalRock)• Partner with external vendors and internal key stakeholders on product releases and enhancements requests• Partner with external vendors to develop product roadmaps• Perform UAT and Business Testing for product releases• Deliver prescribed metrics on platform utilization

Springfield, Massachusetts, Us

Individual contributor providing technical support to service over nine thousand field users. Investigate and troubleshoot data feeds used in data aggregation.• Manage vendor relationship for two financial planning platforms (eMoney and Profiles Professional)• Partner with agencies to ensure the current suite of tools is meeting their business needs• Monitor Technology Adoption• Partner with external vendors to identify enhancement opportunities• Data aggregation technical support

Charlotte, Nc, Us

• Homicide Detective - Apr 2014 to Jan 2016• Background Investigator/Recruiter – Jun 2011 to Apr 2014• Violent Criminal Apprehension Team – Feb 2009 to Jun 2011• Division Burglary Suppression Team – Jan 2008 – Feb 2009• Patrol Officer – Jan 2006 – Jan 2008

Washington, Dc, Us

Business Analytics Graduate Certificate

Master Of Business Administration (Mba), Master'S Of Business Administration

Bsba Management, Human Resources Management