Molly Mcqueen ηθθ Jd, Ll.M., Dia Email and Phone Number
Molly Mcqueen ηθθ Jd, Ll.M., Dia personal email
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Molly Mcqueen ηθθ Jd, Ll.M., Dia phone numbers
I am a corporate, transactional, regulatory, and compliance lawyer who is also a proven effective cross-enterprise contributor to a variety of other critical business functions, including finance, operations, risk management, human resources, sales and marketing. My qualifications include licenses to practice law in four American states, with experience across North American, European, Middle Eastern, and Asian markets. I am also an accredited and empaneled international mediator in Singapore for disputes involving commercial transactions globally.My industry experience encompasses asset management, investment banking, commercial banking, commercial insurance and the capital markets (i.e., debt, equity, structured finance and derivatives) and I have extensive knowledge of global financial services and related regulatory frameworks (e.g., SEC, CFTC, FINRA, MSRB, NFA, FCA, FSC, SFC, MAS and CIMA). Additionally, I have negotiated a variety of commercial agreements both specific to financial services transactions and general to standard business contracts (e.g., debt and equity financing, ISDA agreements, employment contracts, commercial leases, insurance coverage documentation, technology and systems-related contracts). My professional experience includes Fortune 100-500 corporations, privately owned companies and start-up operations, including as General Counsel/Chief Counsel and Chief Compliance Officer, in addition to public sector work advising regulatory investigation teams as part of the US federal bank receivership process. I have also served as board member with a local chapter of the Association of Corporate Counsel (ACC) and on relevant industry committees and working groups, such as the GPCA and SIFMA, as well as volunteered extra-curricularly on alumnae councils, advisory boards, and foundations of American colleges and universities. Academically, I have earned doctorates in both law and international affairs.Please note that views expressed on this platform are my own and not intended as either legal or financial advice. Due to platform limitations, I am regrettably unable to accept all connection requests; however, anyone who may be interested is more than welcome to follow! HISTORICAL INDUSTRY FOCUS: Financial Services, Law, Technology, International Business, Higher EducationMYERS-BRIGGS PERSONALITY TYPE: E(Extroverted), N(Intuitive), T(Thinking), J(Judging)CLIFTON STRENGTHS: Strategic, Responsible, Maximizer, Contributor (Input), Achiever, Significance-Driven, Individualistic, Futuristic, Belief-Oriented, Focused, Learner
Sage Mediation
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International MediatorSage Mediation Jul 2024 - PresentSingapore, SgEmpaneled for an initial two-year term after completing mediation training in 2022 and passing all written and oral assessments in 2023. Areas of dispute focus include corporate, insurance, and finance. Please feel free to access my Sage Mediation Profile at: https://sagemediation.sg/international-mediators/
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RelocationCareer Break Jan 2024 - Jun 2024Relocated back to the United States from overseas (Singapore and Italy) after approximately seven years abroad. Walked in SAIS commencement ceremonies in both Bologna and Washington, DC in May 2024.
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Doctoral StudentJohns Hopkins School Of Advanced International Studies (Sais) Oct 2022 - Dec 2023Washington, Dc, UsSatisfied thesis requirement for Doctor of International Affairs (DIA) degree (conferred December 29, 2023). Solo traveled across Italy, Switzerland, Austria, France, and England for six months while writing and editing the final stages of my thesis. -
International Commercial Mediator Accreditation Program ParticipantSage Mediation Oct 2022 - Jun 2023Singapore, Sg-Completed International Commercial Mediation Workshop in October 2022.-Completed International Mediator Accreditation Workshop in November 2022.-Passed International Mediator Accreditation Assessment in March 2023.-Accredited with Singapore International Mediation Institute (SIMI) in May 2023.-Validated on SIMI website in June 2023. https://www.simi.org.sg/What-We-Offer/Finding-a-suitable-Mediator/List-of-SIMI-Accredited-Mediators-Level-1
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Senior Vice President, ComplianceFiera Capital (Asia) Sep 2017 - Oct 2022Central, Hong Kong, Hk-Served as Chief Compliance Officer, Anti-Money Laundering Compliance Officer, Money Laundering Reporting Officer, and Data Protection Officer for emerging markets private credit firm focused on direct lending and distressed/special situations investment opportunities across Asian markets (ex-Japan).-Oversaw all compliance aspects of >$1.0 billion AUM Asia footprint* of Fiera Capital Corporation, inclusive of CMS licensed fund management activities in Singapore (MAS-regulated), Type 9 licensed asset management activities in Hong Kong (SFC-regulated), registered person, private fund, and mutual fund activities in the Cayman Islands (CIMA-regulated), and exempt reporting adviser, commodity pool operator, and commodity trading advisor activities in the USA (SEC/CFTC/NFA-regulated).-Facilitated AML/KYC, FCPA, and international sanctions due diligence on transactions prospected by the firm for potential investment; provided AML/KYC and sanctions overlay to fund administrators for capital commitments and other investment activity by external fund investors; reviewed and advised on all AML/KYC and sanctions due diligence escalations.-Functioned as observer to firm-wide ESG Committee and advised on cross-jurisdictional matters associated with the firm's global origination and distribution activity; negotiated and signed off on fund transfer documentation.-Monitored, interpreted, and applied evolving regulation globally, including GDPR implementation, and translated into firm policies and procedures; managed all regulatory compliance and reporting.*Formerly operating as Clearwater Capital Partners under independent ownership (acquired 2018). -
General Counsel | Chief Compliance OfficerJl Capital 2017 - 2017-Served as general corporate legal and compliance adviser for legacy asset management company and affiliated operations, including AMaaS Pte Ltd. (dba Argomi), a FinTech start-up developing middle and back office solutions for the asset and private wealth management industry.-Actioned compliance matters associated with JL Capital's Capital Markets Services (CMS) license with the Monetary Authority of Singapore (MAS), including external audit reviews.-Advised on structuring and direction of prospective portfolio management activities, including the utility of Singapore Variable Capital Company legislation, quantitative-based alpha generation strategies, and capital relief transactions responsive to balance sheet impacts resulting from future state implementation of Basel III (aka Basel IV). -
Technical Director, ComplianceNationwide Financial 2013 - 2016Columbus, Ohio, Us-Risk ranked and implemented (as applicable) federal and state laws with potential applicability to Nationwide Financial's wholesale, retail, and proprietary distribution platforms.-Consulted on impact to business with respect to one U.S. Securities and Exchange Commission (SEC) registered investment adviser and three Financial Industry Regulatory Authority (FINRA) member broker-dealers. -Advised on Municipal Securities Rulemaking Board (MSRB) regulatory action in connection with business platform of MSRB member retail broker-dealer. -Recommended (as applicable) the development and modification of firm-wide policies and procedures relevant to Nationwide Financial's distribution operations.-Contributed subject matter expertise on special projects associated with the interpretation and application of financial services laws and regulations. -
Assistant Vice President, LegalDeutsche Bank 2012 - 2013Frankfurt Am Main, Hessen, De-Negotiated International Swaps and Derivatives Association (ISDA) master agreements and credit support annexes across a variety of risk categories (e.g., equity, interest rate, options, etc.) with a cross-section of counterparties (e.g., hedge funds, pension plans, foundations, endowments, etc.) for the bank's Global Markets and Global Prime Finance operations.-Lead a team of negotiators reviewing active over-the-counter (OTC) derivative transactions for settlement and close-out netting eligibility in an effort to improve the bank's capital position.*Certified by the Supreme Court of Florida to represent Deutsche Bank exclusively as an Authorized House Counsel. Not a member of The Florida Bar. -
Senior Attorney, Legal DivisionFederal Deposit Insurance Corporation 2011 - 2012Washington, Dc, Us-Investigated, developed, and resolved potential tort and contract claims arising from losses sustained by the Deposit Insurance Fund as a result of acts or omissions of professional service providers to failed financial institutions in FDIC receivership.-Managed a portfolio of community bank claims from the FDIC's East Coast Temporary Satellite Office (ECTSO) established to address the increase in bank resolution activity resulting from the Global Financial Crisis.-Charged with responsibility for retention of counsel, orders of investigation, claims determinations, close-out memoranda, requests for authority to sue, and pursuit of litigation.-Appeared before the FDIC's Board of Directors to defend requests for authority to sue; represented the FDIC as receiver in mediation proceedings; and supervised all investigations/litigation within allocated budgets.-Liaisoned with the FDIC's Office of International Affairs on a global research and educational initiative focused on cross-border receivership coordinated through the International Association of Deposit Insurers (IADI).-Lead the Legal Division's Professional Liability & Financial Crimes Section in an effort to facilitate and improve the investigation of potential claims related to internal and external audit practices across all FDIC permanent and temporary office locations nationwide.-Earned Merit Achievement Award in recognition for successfully leading Accounting Claims Coordination Team (ACCT). -
Principal | PartnerAidni Group 2009 - 2011-Founded boutique consulting firm and law practice offering strategic management guidance and corresponding legal services to entrepreneurial endeavors primarily in the financial services and technology sectors.-Extended advice and counsel on matters involving business positioning, brand identity, joint venture arrangements, financing arrangements, organizational infrastructure, non-compete and non-disclosure agreements, employment agreements, and general contracting matters. -Conducted investment fund due diligence, acquisition due diligence, and market feasibility reviews. *Aidni Group was composed of Aidni Group PC, a proprietary consulting firm and its law firm affiliate, Aidni Law LLP. Legal services were provided exclusively through Aidni Law LLP.
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Vice President | General CounselCompass Holdings 2002 - 2009Sheffield, Gb-Entrusted with all corporate, transactional, regulatory, compliance, and other legal affairs of Compass Holdings, LLC, parent company of a global financial services firm that included proprietary investment fund operations, an institutional investment consulting arm, and a directed brokerage unit. -Served as CCO and later supervised the CCO of SEC registered investment adviser and FINRA member broker-dealer operations. -Advised the Board of Directors across the entire suite of Compass and Azure-branded proprietary institutional investment funds.-Contributed as part of the executive leadership team to growing the asset management business from a single $10 MM private equity fund to an aggregate $750 MM diversified fund of funds complex, including global equity, global fixed income, alternative fixed income, private equity, and real estate strategies. -Facilitated expansion of operations internationally, including Switzerland, Hong Kong, and the British Virgin Islands. -Repositioned most corporate and compliance work, as well as a substantial percentage of transactional work, in-house leading to a significant expense reduction for the company. -Renegotiated out-sourced transactional work to a more cost efficient provider realizing an 85% savings on billables to the company on a single transaction. -Administered the financing and funding of direct, indirect, and co-invested transactions, both domestically and internationally. -Due diligenced and negotiated numerous multi-million dollar portfolio investments to closing. -
Vice President | Chief Counsel, Subsidiary OperationsMarsh & Mclennan Companies 1999 - 2002New York, Ny, Us-Headed the legal and compliance arm of MMC Enterprise Risk, a merged operating unit focused on financial risk management and alternative risk transfer, including the investment banking and capital markets division of Marsh & McLennan Securities and actuarial and pension analysis division of Mercer Consulting Group. -Designed, implemented, and lead the legal and compliance department of Marsh & McLennan Securities, MMC's nascent investment banking and capital markets business unit, from the ground up. -Consulted with the business platform on legal and compliance matters associated with mergers and acquisitions, alternative risk transfers, financial guaranties, catastrophe bonds and swaps, asset-backed securities, weather, credit, and other forms of structured derivatives, insurance risk hedging, and collateralized credit transactions. -Played key role in the development of Marsh & McLennan Securities' weather and credit derivatives desk in the emergent product stages and negotiated multi-million dollar transactions to closing across all business lines.-Advised Board of Directors of Marsh & McLennan Securities Corporation, inclusive of both internal directors from other MMC business units as well as external directors from industry peers.-Served as CCO for SEC registered and National Association of Securities Dealers (NASD) member broker-dealer operations and National Futures Association (NFA) member commodity trading advisor operations in the United States. -Supervised compliance function of Securities and Futures Authority (SFA) registered broker-dealer operations in the United Kingdom. -Extended role across operations in Bermuda, Canada, the Netherlands, Portugal, Spain, and Hong Kong. *The NASD became FINRA and the SFA was reorganized as the Financial Services Authority (FSA), which was then bifurcated in 2013 into the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA). -
Counsel, Subsidiary OperationsCna Insurance 1995 - 1999Chicago, Illinois, Us*Acting General Counsel to Hedge Financial Products, CNA's New York-based boutique securitization operations specializing in structured crop derivatives and insurance risk hedging transactions.-Advised PCS (Property Claim Services) Catastrophe Options market-making platform through the firm's IDEM (Index, Debt, Equity Markets) membership on the Chicago Board of Trade (now part of the CME Group). -Negotiated and closed one of the industry's first best efforts catastrophe bond transactions.-Created standardized market term sheet used industry-wide for OTC catastrophe derivative transactions in partnership with a major French bank counterparty and market participant.-Advanced development of regulatory protocols for the treatment of insurance-linked bond and derivative transactions through participation as a member of the Interested Parties of the Insurance Securitization Working Group organized by the National Association of Insurance Commissioners (NAIC). -Served as principal author of protected cell legislation that was foundational to the NAIC Protected Cell Company Model Act and similar state laws. -Testified before the Rhode Island General Assembly in support of protected cell legislation by invitation of the Rhode Island Economic Development Corporation.*Counsel to the Specialty Operations Division of CNA Insurance Companies in Chicago. -Supported business units across professional liability lines, surplus lines, financial guaranty insurance, and reinsurance.-Advised on matters such as form and rate regulatory compliance, agency contracting, marketing review, and product development.-Consulted on creation, implementation, and marketing of various professional liability programs.-Served as legal representative in the development of CNA's corporate-wide disaster recovery and business continuity plan.
Molly Mcqueen ηθθ Jd, Ll.M., Dia Skills
Molly Mcqueen ηθθ Jd, Ll.M., Dia Education Details
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Johns Hopkins School Of Advanced International Studies (Sais)International Relations And Affairs -
Georgetown University Law CenterInternational & Comparative Law
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Gonzaga University School Of LawLaw
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Scripps CollegeInternational Relations
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American UniversityAmerican Foreign Policy
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UniversitΓ© Libre De BruxellesEuropean Economic Community
Frequently Asked Questions about Molly Mcqueen ηθθ Jd, Ll.M., Dia
What company does Molly Mcqueen ηθθ Jd, Ll.M., Dia work for?
Molly Mcqueen ηθθ Jd, Ll.M., Dia works for Sage Mediation
What is Molly Mcqueen ηθθ Jd, Ll.M., Dia's role at the current company?
Molly Mcqueen ηθθ Jd, Ll.M., Dia's current role is US Licensed Attorney | Accredited International Commercial Mediator | Globetrotter π.
What is Molly Mcqueen ηθθ Jd, Ll.M., Dia's email address?
Molly Mcqueen ηθθ Jd, Ll.M., Dia's email address is mo****@****ail.com
What is Molly Mcqueen ηθθ Jd, Ll.M., Dia's direct phone number?
Molly Mcqueen ηθθ Jd, Ll.M., Dia's direct phone number is 120165*****
What schools did Molly Mcqueen ηθθ Jd, Ll.M., Dia attend?
Molly Mcqueen ηθθ Jd, Ll.M., Dia attended Johns Hopkins School Of Advanced International Studies (Sais), Georgetown University Law Center, Gonzaga University School Of Law, Scripps College, American University, UniversitΓ© Libre De Bruxelles.
What skills is Molly Mcqueen ηθθ Jd, Ll.M., Dia known for?
Molly Mcqueen ηθθ Jd, Ll.M., Dia has skills like Due Diligence, Corporate Governance, Mergers And Acquisitions, Securities, Private Equity, Capital Markets, Corporate Law, Securities Regulation, Risk Management, Financial Services, Investments, Corporate Finance.
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