General Auditor At Dtcc
Responsible for oversight and supervision of all independent assurance activities assessing legal,enabling DTCC (a federally designated Systemically Important Financial Market Utility (SIFMU)) to successfully process more than $2.4 quadrillion in securities transactions annually. Act as change agent to enhance proactive risk identification and promote adoption of effective challenge culture. Provide advisory guidance and control insight for DTCC strategic initiatives to foster and support maintenance of effective governance, risk, and control frameworks. Key regulatory interface with US (FED, SEC, CFTC, NYSDFS) and global regulators (ESMA. FCA. MAS. JFSA, HKMA) and external auditors. Direct report to Chair of DTCC's Board Audit Committee and standing member of DTCC Board Audit and Risk Committees.About DTCC: With over 45 years of experience, DTCC is the premier post-trade market infrastructure for the global financial services industry. From 21 locations around the world, DTCC, through its subsidiaries, automates, centralizes and standardizes the processing of financial transactions, mitigating risk, increasing transparency and driving efficiency for thousands of broker/dealers, custodian banks and asset managers. Industry owned and governed, the firm simplifies the complexities of clearing, settlement, asset servicing, data management, data reporting and information services across asset classes, bringing increased security and soundness to financial markets. In 2021, DTCC’s subsidiaries processed securities transactions valued at nearly U.S. $2.4 quadrillion. Its depository provides custody and asset servicing for securities issues from 177 countries and territories valued at U.S. $87.1 trillion. DTCC’s Global Trade Repository service, through locally registered, licensed, or approved trade repositories, processes 16 billion messages annually.