Mihal Nahari Email & Phone Number

Mihal Nahari is an engaging financial services industry executive with more than twenty-five years of business, operational, legal, and regulatory expertise. She has overseen product and sales compliance for a 10,000+ financial advisor sales force and has led operational and control assessments for risk management and technology platform transformations in excess of $750MM. She brings business savvy, judgment and collaboration to the table when working with diverse parties to successfully implement strategic initiatives. Mihal is a trusted advisor to Boards, acting as a change agent for proactive risk identification and mitigation. She has extensive experience working with global regulators (US FED, SEC, ESMA) on market infrastructure and oversight functions.In her most recent role as General Auditor of Depository Trust & Clearing Corporation (DTCC), Mihal reported to the DTCC Board, including the Audit, Risk, Business Technology & Operations and Compensation Committees. She was responsible for providing independent and objective assurance on the design and effectiveness of DTCC’s risk management and internal controls supporting $2.3 quadrillion annually in securities clearance and settlement activities. Prior to her current role, Mihal was DTCC’s Deputy General Counsel and Chief Compliance Officer, leading global teams responsible for assessing DTCC’s regulatory compliance, operational resiliency, data protection and cybersecurity controls. Before joining DTCC, Mihal held senior roles in Legal and Compliance at Morgan Stanley, as Global Head of AML & OFAC and Chief Compliance Officer for Retail and Private Wealth Management. Mihal began her career in private practice where she represented financial services and commercial real estate clients in civil and regulatory litigation and arbitrations.