Michael Noble Email & Phone Number

Makati

Key achievement: • International Compliance Association (ICA) – Certificate in Regulatory and Financial Crime ComplianceResponsibilities:• Assists the Monitoring Lead:o To test the adequacy of controls in place within the business and to identify potential and actual breaches.o To escalate regulatory breaches to business and FCC compliance Senior Management in order that appropriate action can be undertaken to rectify.o To produce, deliver and complete of compliance monitoring plans to include continuous, periodic and themed reviews.o To produce and issue Monitoring Reports and MI to both Business and Senior Management• Assists in ensuring that a robust primary and secondary compliance control environment is in place in the Country.• Assists the Financial Crime Compliance/Regulatory Compliance (FCC/RC) Business Leads in dealing with their internal customers (i.e. businesses and operations units) in relation to the compliance reviews conducted and with regard to noted compliance exceptions. • Maintains awareness of operational risk and minimize the likelihood of it occurring including its identification, assessment, mitigation and control, loss identification and reporting.• Contributes to the Compliance function through optimum performance and service excellence.• Assists in the discharge of accountabilities set out in the Compliance Functional Instruction Manual by proactively assisting FCC/RC Compliance Managers in their responsibilities to assist management in identifying and containing compliance risk, monitoring, reporting and certification, fostering a compliance culture and optimizing relations with regulators.

Philippines

Key achievements: • Team of the month – March 2013• Handles complex and structured derivative products in P&L reporting.Responsibilities:• The role focuses primarily on profit & loss (P&L) and risk production, facing off to traders and other key stakeholders such as the price verification team, the financial controllers (month-end reconciliations) and the middle office (trade capture).• Manage the production and analysis of daily P&L, explanations, new deal activity and risk sensitivities. • Investigates and escalates large variances between the actual P&L and the trading desks’ estimates to ensure the reasonability and accuracy of the reports• Provides analysis, explanation and commentary on the P&L and risk exposures.• Calculates, posts, and substantiates P&L adjustments.• Ensure month-end process and all month end requirements set by reconciliations are met within a specified timetable. • Manage relationships with controlling management, financial control, middle office, legal, market risk management and the business in Tokyo.• Uses Bloomberg database to validate product details and acquire market data.• Performs market conformity checks and middle office accounting reconciliation of front office cash flows.• Prepares daily issue reports that are submitted to the upper management for escalation and review. • Help provide strategic thinking to develop streamlined processes, improve process control and efficiencies and drive business management initiatives. • Help develop the control and risk infrastructure to support the increasingly complex and challenging business environment together with provision of high quality business support to management.

Role: Senior Tax AnalystKey achievements: • Sent to Boston, Massachusetts for two-month training in U.S. taxation for RIC and Partnerships. • Pioneer member in the first migrated taxation process of the Company in the Philippines. • Prepared Standard Operating Procedure manuals for the key processes performed. • Head of the Knowledge Team, an internal council responsible for providing technical training.Responsibilities: • Ensures timely preparation of all U.S. Federal and State tax returns for RIC and Partnerships. • Performs first level detailed review of Federal and State Tax Returns. • Prepare/Review additional tax deliverables including but not limited to special dividends review, non-qualified reporting and report of foreign bank and financial accounts (Form TD F 90.22-1). • Assists the managers with the development and maintenance of a tax deliverable calendar for tax including tracking of tax return due dates. • Assists the managers in performing research and providing analyses on migrated projects.

ole: Senior AssociateKey Achievements: • With audit experience in major industries (manufacturing, banking, financial services and investment houses).Responsibilities: • Prepares engagement letters to ensure continuance of audit relationship. • Initiates and participates in the proper planning, scheduling and time control of audit work. • Drafts audit programs and strategies based on identified risks on audit engagements. • Performance and detailed documentation of walkthrough procedures on various significant classes of transactions and operational procedures. • Performs analytical procedures on the financial statements and the operations of the companies audited. • Performs internal control reviews and presenting findings and recommendations to the audit managers and partner. • Audit and review of financial statements under International Financial Reporting Standards (IFRS). • Prepares and completes compliance reports on agreed-upon procedures engagements. • Prepares corporate income tax returns of banks, financial institutions, semi-conductor companies and various manufacturing companies. • Presents to the audit manager, partner-in-charge and the client’s management the audit findings/issues, financial and business risks identified. • Establishes client relationship and ensures audit fees are recovered. • Prepares management letters or comment letters on financial and business areas that need improvement. • Prepares regulatory reports and certifications on identified fraud (e.g. Central Bank of the Philippines and Securities and Exchange Commission (SEC)). • Participates in round table discussions for preparation of annual reports submitted to various regulatory agencies (e.g. SEC). • Supervises staff auditors/associates on audit engagements and ensures that audit plans are carried out accordingly.

Master Of Business Administration (Mba)

Bs Accountancy

Activities and Societies: Junior Philippine Institute of Accountants - Volleyball Team