Mobin Mathew Email & Phone Number

Bengaluru, Ka, In

Bengaluru, Karnataka, India

Data Analytics

Specialized in creating Risk Matrix Models and Due Diligence Report ModelsCountry Risk Due Diligence Reports & Country Risk MatrixAssess overall risk score of a particular country from an Anti Money Laundering, Political and Economic perspective factoring information from legitimate external sources, analyze the vulnerability and categorize the risk in to 4 risk buckets (Critical, High, Medium and Low)AML Due Diligence ReportsAssess overall risk score of a particular… Show more Specialized in creating Risk Matrix Models and Due Diligence Report ModelsCountry Risk Due Diligence Reports & Country Risk MatrixAssess overall risk score of a particular country from an Anti Money Laundering, Political and Economic perspective factoring information from legitimate external sources, analyze the vulnerability and categorize the risk in to 4 risk buckets (Critical, High, Medium and Low)AML Due Diligence ReportsAssess overall risk score of a particular Entity or Individual from an Anti Money Laundering perspective factoring information from legitimate external sources, analyze the vulnerability and categorize the risk in to 4 risk buckets (Critical, High, Medium and Low) Show less

Bangalore

Team Leader, SME in AML\KYC with over 7 years of experience. Versatile, professional with management experience in supervising AML\KYC remediation and renewal projects. Ability to oversee and supervise teams while ensuring timely completion of project deadlines all while remaining on or under budget.Experience in AML, KYC, CTR, Transaction Monitoring, Customer Sue Diligence , Enhanced Due Diligence, SAR, PSAR, Sanction, Screening, PEP, STR, Red Flag, BSA, CDD, Bearer Share, SRO, Nostro… Show more Team Leader, SME in AML\KYC with over 7 years of experience. Versatile, professional with management experience in supervising AML\KYC remediation and renewal projects. Ability to oversee and supervise teams while ensuring timely completion of project deadlines all while remaining on or under budget.Experience in AML, KYC, CTR, Transaction Monitoring, Customer Sue Diligence , Enhanced Due Diligence, SAR, PSAR, Sanction, Screening, PEP, STR, Red Flag, BSA, CDD, Bearer Share, SRO, Nostro Accounts, Correspondent banks Beneficial Owner, MIFID, FATF, Layering, risk rating, Wolfsberg Group, USAPA, Subpoena, SRO, MSB, Banks, NBFI, Corporate, Trust, Organisation Trust and Government. Value Stream Mapping, QA and Process Automation.Training of the team for KYC remediation and renewal project on concepts like AML, KYC, SAR, Sanction, Screening, PEP, Red Flags, Customer Due Diligence, Enhanced Due Diligence and other procedural concepts.Experience on Remediation and Renewal of KYC records for client type Corporate, Non-Banking Financial Institutions, Individuals, Governments, Special Purpose Vehicles, Trust, Organization, Funds, Banks and NOAH.Experience in working on legal entity types: Public, Private and Government.Identifying ultimate beneficiaries for each client.Experience in Enhanced Due Diligence, Product Due Diligence and Country Due Diligence, Exception and AML Call.Maintaining team quality tracker, MIS and training the team on error reduction and new updates. Show less

Bangalore

Fidelity Investments - Pension and Retirement Services (Specialist)Perform calculations to provide estimates of pension benefits to the participants of a pension plan.QA calculations to ensure quality standards.Respond to participants’ queries related to their pension benefits, benefit initiation process, and other generic queries.Audit calculations processed by associates by reviewing the specified client based plan rules.Support the Client Service Teams… Show more Fidelity Investments - Pension and Retirement Services (Specialist)Perform calculations to provide estimates of pension benefits to the participants of a pension plan.QA calculations to ensure quality standards.Respond to participants’ queries related to their pension benefits, benefit initiation process, and other generic queries.Audit calculations processed by associates by reviewing the specified client based plan rules.Support the Client Service Teams for Issue Resolution, Audit & Control and Client Service Management.Report to the Middle Level Management related to the team’s performances and other metrics.Organize client level and on shore meetings and provide process related classroom and virtual training sessions for new recruits. Show less

Bangalore

Verify, analyze and report currency transaction, monetary instruments purchased over the counter and of the counter.Research, Verify and report cash transaction above US$10000 done at all retail & private branches to the IRS as a regulatory requirement.Responsible for identifying and Reporting Possible Suspicious Activity Report to FINCEN to prevent money laundering.Monitoring transactions on a risk based approach as large amount of money flows out for hedging… Show more Verify, analyze and report currency transaction, monetary instruments purchased over the counter and of the counter.Research, Verify and report cash transaction above US$10000 done at all retail & private branches to the IRS as a regulatory requirement.Responsible for identifying and Reporting Possible Suspicious Activity Report to FINCEN to prevent money laundering.Monitoring transactions on a risk based approach as large amount of money flows out for hedging through brokerage.Responsible for analyzing the Warning Reports & Subpoena Request received from IRS & FBI.Responsible for analyzing the Trade Transaction Reports received from SEC.Reviews on completed BSA reports and generating daily MIS report to management.Review the CIP and KYC of the client for suspicious activity identification. Show less