☁️ Moez Bawania Email & Phone Number

Toronto, Ontario, Ca

Lead the people, operations and technology pillars for our business, while acting as CFO for a select group of high-potential businesses and charities across Canada.Our purpose is to propel the success of our clients, colleagues and community. We are passionate about combining our finance and tax expertise together with an empathetic approach to client care to help leaders and businesses realize their full potential, while making sustainable contributions to our community.We leverage the latest cloud accounting and business management applications to empower our clients: with real-time insights, clear and timely communications, and advice they can count on.We also have a unique vantage point: having held various executive roles at the best performing banks in Canada, we have learned what it takes (and what it doesn’t!) to work with senior leaders and deliver best- in-class client experiences specifically in the areas of financial planning, analysis, tax and innovation.

Toronto, Ontario, Ca

Oshawa, On, Ca

Instructor for Financial Literacy for Non-Profits course in the Continuous Learning dept

Resilient Societies (RS) is an activists-led hub providing support and safe spaces for grassroots networks of human rights defenders, democracy and civil society activists, and practitioners from ‘closing’ and ‘closed’ civic spaces.

Toronto, Ca

By pledging with Upside, AMLB has made a commitment to share our future success to make an impact in our local communities. The Upside Foundation enables founders of early-stage, high-growth Canadian companies to build social responsibility into the core of their business by donating equity to the charity of their choice. It is a powerful community of values-driven founders that I’m proud to be a part of.

Toronto, Ontario, Ca

Toronto, Ontario, Ca

Since February 2017, I've had the privilege of leading the Global Anti-Money Laundering (GAML) Business and Risk Assessment Management Office (BRAMO). My team's vision is to be a center of excellence for delivery of a robust enterprise Money Laundering, Terrorist Financing and Sanctions Risk Assessment and to undertake business management activities that enable GAML to operate effectively and efficiently. More specifically, our team:- designs and implements an enterprise AML and Sanctions Risk Assessment process and maintains related risk methodologies;- manages the GAML function's regulatory and audit exam oversight framework, as well as risk management (model and operational) programs;- facilitates GAML's function-wide strategic planning and technology portfolio financial analysis processes; and- leads GAML's Continuous Improvement ("CI") Program

Toronto, Ontario, Ca

Lead a cross-border team of 15 talented professionals; together, we strive to enhance the Global Anti-Money Laundering (GAML) function's strategic and operational effectiveness.Specifically, our mandate includes: a) managing a portfolio of complex, high-value projects and business initiatives that will enhance TD's AML/ATF capabilities and processes, b) overseeing regulatory exams and audits to which GAML is subject, c) designing and implementing operational and model risk management programs, d) facilitating business management activities including strategic planning and process excellence exercises.

Toronto, Ontario, Ca

- Oversee audit and regulatory exam reviews including development of management responses to findings, action planning and ongoing communication with internal and external parties through to resolution of findings.- Consult with designated business areas on remediation plans, and guide them through the process of moving resolution activities through internal and external approval authorities. - Review and adjudicate the quality of evidence provided to support remediation activities and sustainability plans. - Create a process for ongoing status reporting to the TD Bank Board of Directors and AML executives with respect to internal audits, regulatory exams and resolution activities. - Conduct presentations, seminars and workshops on remediation processes, practices and approval bodies.

Worldwide, Oo

Moez is a Manager in our Financial Advisory group, focusing on the delivery of forensic, investigative and anti-money laundering services. Moez’s past experience includes managing national and international investigations into alleged fraud and Foreign Corrupt Practices Act (“FCPA”) violations and conducting reviews of anti-money laundering programs for financial institutions. Moez is an alumnus of the firm’s audit practice where he led and executed audits of two of North America’s largest retail companies.In the area of AML advisory and forensic investigations, Moez’s experience includes: leading a team at a global financial institution in conducting in-depth investigations into complex AML cases; detailed analysis of financial institutions’ high-risk account adjudication procedures; reviewing transaction monitoring rules with respect to the inherent risk of money laundering in specific industries and geographies; managing the acquisition and review of large volumes of electronic and physical documents; interviewing persons of interest including suspects and witnesses; and producing written reports and presentations for stakeholders in multiple international jurisdictions.Presentations:- Co-presenter, “Doing business in China: Anti-corruption compliance challenges”, 3rd Bribery & Foreign Corruption Course, December 14, 2010- Co-presenter, “Anti-corruption due diligence for M&A's: Canadian & US perspectives”, 3rd Bribery & Foreign Corruption Course, December 13, 2010- Co-presenter of Institute of Internal Auditors webinar “How Can Data Analytics Help in Increasing the ROI of Internal Audit Activities?” on July 15, 2010

Worldwide, Oo

As a part of the Reorganization Services practice, focused on identifying and implementing measures to reduce cost inefficiencies and enhance organizational performance for clients.

Worldwide, Oo

Led audits of two of North America's most recognized retail companies with a specific focus on issues around the revenue and financial reporting cycles. Also led junior staff in planning and executing audits of mid-size manufacturing and non-profit organizations.

While at Deloitte, was one of six employees selected globally to be an International Development Fellow. Worked with the Aga Khan Agency for Microfinance (AKAM) in Switzerland, Egypt and Syria to assess and strengthen their internal audit and finance functions.Within 3 months, shared recommendations with respect to risk management, finance and audit, resulting in material enhancements to organizational design, governance mechanisms and the talent strategy. In addition, conducted fraud investigations and branch-level reviews, which produced learnings and recommendations that were adopted by management, resulting in enhanced cash management processes and related internal controls.

New York, Ny, Us

Toronto, On, Ca

Chartered Accountant (Cpa, Ca), Accounting

Innovation Governance Program Level 1 And 2, Board Governance For High-Growth And Innovative Companies

Global Leadership Program, Leadership

Honours Bba - Co-Op, Accounting