Leading India vertical of Risk RCSA Execution & Control Library Management teamSupporting RCSA Execution for Risk from Inherent Risk Assessment to Residual Risk AssessmentRisk Owned Control library validation for all four Risk Verticals & Six HorizontalsManaging Control Self-Assessment for Risk RCSA mapped controls via automated toolManaging updates to Vertical & Horizontal Control Forums & Service reporting controls. Representing the RCSA & control library updates in Control forums & CommitteesPerforming RCSA Delegate responsibility for Risk Owned processes (as PO), verticals (as VO) & horizontals (as HO) i.e. Climate Risk, Credit Risk, Market Risk, Model Risk, NAPA, Treasury & Capital Risk

Managing Ops Risk & Control for Barclays UK Retail Banking, Card Operation and Barclays International Merchant Services & Fraud Operation across Noida, Pune & Chennai and for a third party vendor at Mumbai  Managing Control Assurance Testing for all sites of Barclaycard Contact Centre & Fraud Operations. It’s an extension of onshore Assurance team providing support in testing of onshore RCSA controls  Managing team of c40 professionals including 12 TM/AM as direct report delivering robust control environment for c3000+ FTE across multiple process based out of different locations  Assessment, identification, treatment & monitoring of Risk ensuring robust RCSA (Risk & Control Self-Assessment) & effective MSA (Management Self Attestation). Monitor Key Risk & Control Indicators  Facilitate Internal Control Forum, Leadership Update on Control Health & Business Reviews  Periodic Control review to test DET (Design Effectiveness Testing) & OET (Operational Effectiveness Testing)  Risk Event Management & Treatment of identified issues with CAPA (Corrective Action / Preventive Actions)  Functional lead for all internal, regulatory, re-certification or 2nd/ 3rd Line of Defence Audits  Risk Based Monitoring (RBM), Data collection, analysis, recommendation & support in implementation of process, policy & system change including technical changes in applications embedding controls to avoid manual intervention  Drive efficiency, Identify improvement opportunities & delivered automation of manual controls/processes  Ensure process & regulatory adherence by conducting Assurance Test of key controls across sites & reporting compliance to Business Owners  Provide real time feedback on control performance and assist business in creation and execution of remediation plans to address the identified gaps and opportunities

• Established enterprise wide Operational Risk Management (ORM) Team across Operations• Handheld ORM Team across Operations, helping them with risk analysis, control failure reporting, closure of issues, internal calibration sharing best practices & embed changes• Lead the Operational Excellence Standard (OES) Audit taking it over from external consultant• Created robust control environment across business by regular reviews, awareness sessions & communications embedding strong understanding of Information Security & Risk framework• Project - Significant contribution in high profile “Span & Layers” project leading to organisation design change complying with global standards

• Led Risk Management for UK Card Collection, Fraud, Sale & Service Operations• Implemented ISO 27001 requirement by identification of Information Assets (its CIA ratings & Classifications) & creation of Risk Treatment plan ensuring successful certification for Card Operations in Noida• Risk Incident reporting, investigation, root cause analysis, monitor planning & execution of remediation• Support Operation in creation & management of RCSA (Risk & Control Self Attestation) & testing effectiveness of controls via MSA (Management Self Attestation). Perform need based special reviews & audits to ensure compliance to policies, laws & regulations.

• Conducted Internal Audit testing operational & system controls on performance management, information security, logical access & record management ensuring compliance to relevant policies & guideline• Drive Awareness on policies & guidelines via regular communications, training session, team hurdles & personal interactions driving robust control environment• Drive completion of Mandatory Compliance Trainings for the business ensuring 100% timely completion• Project on reduction of Transport ‘No Call No Show’ & automation of training reconciliations process

Managed Chargeback and Daily Settlement with Visa & MasterCard, it's MIS and reconciliation of accounts• Account Settlement, Reconciliation & MIS Reporting for Cards with Visa, MasterCard & Central Bank• Handling Disputes & Chargeback for Credit Card Customers across UAE• Support Fraud Monitoring Unit in investigation and prevention of fraud• Educate front end units at Branch to resolve Customer’s dispute related queries

Month End Accounting & Reconciliations for EMEA Countries• Month end accounting for accruals, provisions & prepaid expenses• Reconciliation of self-owned Balance Sheet and P&L accounts• P&L trending for variance analysis, identify exceptional items and preparation of commentary on variances• Month end calls with country SPOC to present month end view & discuss exceptional items in P&L accounts• Project - Reconciled 15 unreconciled Balance Sheet accounts releasing unwanted accruals of c500K US$

Expense Management & Claim Processing for clients (fortune 100 companies) of Prudential Relocation Services• Expense report analysis & processing of claims as per clients policy• Prepare payment or denial memo to be sent to the respective employee of concern client• Co-ordinate with Phoenix based analyst for review & approval of claims processed

• Assisted Chartered Accountants in Statutory & Internal Audits at client location