Corporate KYC AML, CIP CDD & EDD.Quality & Risk, Quality assurance, Strong understanding of KYC/AML concepts/processes, ability to understand and interpret KYC policies and procedures Play an important role in the process of customer onboarding journey and by utilizing next-level Regulatory/AML practices and technology solutions Periodic KYC/CDD/CTF review on existing clients

Execute compliance reviews for advisors with utmost accuracy on conduct, performance, regulatory inquiries etc.Compliance reporting to the clients capturing details on trends involving risk, prospective riskier regions or advisors, and modifying our guidelines per the changing industry scenarios.Performing due diligence reviews per the regulatory/ process guidelines and highlighting the exceptions with impact analysis.Thoroughly following SEC compliance norms for the organisation.

Global banking and markets Corporate KYC AML, CIP CDD & EDD.Work closely with other Global compliance team real time support Strong understanding of KYC/AML concepts/processes, ability to understand and interpret KYC policies and procedures Play an important role in the process of customer onboarding journey and by utilizing next-level Regulatory/AML practices and technology solutions Periodic KYC/CDD/CTF review on existing clients and escalations to senior management, as needed Conduct Enhanced Due Diligence on high-risk customers and do investigative work Identify recurring issues for friction points and provide feedback to the product team for improvements To process on-going KYC review for legal entities, branches and ensure that review is completed on a timely basis.