Compliance Field Officer
Dubai, United Arab Emirates
Key responsibilities: Pitching on existing clients through Tele-sales to build a diverse book with multiple banking products and offermore than investment client for aggressive portfolios by maintaining strong book be it Insurance(Zurich, MetLife,SALAMA, Takaful-Emarat, FPI and Orient Insurance) Structured notes, Real estate or bonds/Internationalproducts. Escalation handling of more than 600 plus customers and clients of any inappropriate sales throughproper channel, resolve possible loss and to provide best resolution to the client, keeping interest ofCompany and business in mind. Check for Sales Fraud, Compliance incompetence, Mis selling, Defaults, Claw back possibilities and Productbriefing misinformation if any through Telephonic conversation, E-mail or Field visits. Investigate and probe on highlighted cases and provide reports by following protocol for future references. Adhere by the Compliance rules in every aspect of my Job role which includes Products, Pre sales, Post sales,Operations-service Quarter, management requirement and as per company requirement. Credit controlling based on client profiling, field visits and thorough profile studying both for salesrepresentative and clients.