Mohan Sutar Email & Phone Number

Mumbai, Mh, In

Mumbai, Maharashtra, India

Financial Crime Risk

Mumbai, Maharashtra, India

End to end KYC quality assurance, Subject Matter Expert,Team management.Global KYC knowledge,Client outreach,Supporting multiple regions like US, UK, SGP, HK, UAE, India.Client onboarding and Periodic Review Client reference data.

India

KYC/AML Manager at HDFC Bank.Quality assurance.Handling team of 7 KYC analysts.FATCA CRS Reporting to Bahrain and Hongkong regulator. UAT, System migration, Training new joinees, Team management.Global kyc project handling.

Mumbai Area, India

KYC/AML specialist, New client onboarding, EDD,SDD,PEP & Sanction screening, Periodic Review of existing clientsGlobal kyc knowledge, Client adoption experience.

Mumbai, Maharashtra, India

KYC, AML, CDD SpecialistRisk and Governance profile

Mumbai, Maharashtra, India

Worked for Client JP Morgan and chase on KYC project.Document and corroborate information obtained on high risk clients as required by the Global KYC Procedures utilizing a variety of independent research sources.•Analyze Client data, documentation and negative news in order to determine Client Risk Profile.•Collaborate with the KYC Group’s counterparts worldwide on global requests.•Responsible for reviewing and ensuring all required AML / KYC Regulatory requirements for existing clients are in place. ( i.e. executed USA Patriot Act certification for all Foreign Banks, MIFID, etc)•Liaise with Compliance on specific high risk requirements and regulations arising under special circumstances.•Liaise with Clients, Front Office, Credit, Legal and Operations as necessary as part of the KYC process.•Perform Sanction screenings on clients and there business activity in any sanctioned country

Mumbai, Maharashtra, India

Conducting client rolling review KYC checks as per CIP (Client identification Program) Standard in line with US regulatory guidelines which provides the guidance on the Anti money laundering and financial sanctions program for our client.Review the existing clients request received through internal system based on client type and domiciled country.Sourcing of documents and analysis of basic identity information.Request for any additional information required and/or any missing information/documents from sales, client integration team or contact the client if required to complete the review.Identifying principals (Shareholders and Director's) of the existing client request in order to mitigate the risk relating to PEP's involved or any reputational risk involved with them.Identification of PEP's as per our client's policy driven by US regulator guidance and escalating to Financial crime team for required approvals and risk classification. If any adverse information found on entity or Principals escalating the same to compliance team for Enhance Due Diligence.Conducting name searches of the entities and individuals against sanctioned list and clients caution list.To process KYC documentation for US clients.Adhering to all Audit and compliance requirements to ensure that there are no breaches and findings.Monitor name changes and mergers previously not updated and identified as part of the AML refresh and notify it to compliance for necessary amendments.Perform quality checks (audit) on all the processed transactions.To prepare weekly and monthly MIS reports.Training new joiners on multiple processes and help them to resolve their doubts while processing the transactions successfully

Mumbai, Maharashtra, India

Worked for UK transfer agencies for various management companies.To maintain investors account and place deals for sale and repurchase of funds andMaintaining Clients Regular Savings Investments Account.Perform kyc checks on FundsPerform AML and KYC checks on investors (Corporate as well as individual clients) to verify their identities and ensure compliance with anti-money laundering regulations. This involves collecting and validating identification documents and performing due diligence procedures.To ensure all work is processed in line with the clients instructions and regulatory guidelines as per the agreed SLA (Service Level Agreement).

Mba In Finance, Finance, B

Activities and Societies: Presentation, Project management, Financial managementMBA in FINANCE

T.Y.Bcom, Commerce, B

Activities and Societies: Accounting and Economics