Moinuddin . Email & Phone Number

Delhi, India

Responsibility:-• Performing KYC due diligence on conversions, remediation and / or periodic reviews• Review of the existing policy and procedures to identify new requirements, top ups or renewal of information/documentation held on file• Sourcing of data from approved public sources using the methods outlined in policies and procedures.• Construction of KYC files with the required information and documentation in accordance with the policy• Escalation to the appropriate teams where information cannot be sourced or provided or where prior exceptions have been granted on existing files• Communicating with clients and their clients to obtain information and documentation required to complete KYC/EDD reviews.• Conducting screening checks using third party tools to identify Sanctions, PEPs, and Adverse Media in relation to the entities and related parties within the portfolio’s and subject to current screening policies and procedures• Involved in the Remediation process for Low, Medium and High-Risk Customers.• Performing Standard Due Diligence on Low, Medium Risk Business Banking Clients.• Performing the Targeted Due Diligence (Enhanced Due Diligence) on High-Risk Business Banking Clients.• Identifying the risk associated with the customer basis on the ownership structure of the entity, industry type classification and transactions of customer.• Performing the screening on customers and its associated parties to identify fraudulent hits.• Summarizing the customer’s overall risk profile and drafting a plausibility report around it in depth.• Performing site- due diligence, adverse press checks for the business banking clients.• Responsible for checking the license and registration and KYC requirements for high-risk clients like Money Service Business.• Knowledge about the sanctioned countries list, high risk jurisdictions.• Worked around tools like OneKlick, WorldCheck, Kritik, Act One.

Gurugram, Haryana, India

Associate - AML/Transaction Monitoring Analyst

Hyderabad, Telangana, India

 Coordinated with internal partners such as Front, Middle, and Back Office staff to obtain required information and applicable documentation related to client on-boarding and KYC production. Initiated and completed high-quality KYC files inclusive of data input, research, and analysis. Identified data anomalies and assisted with root cause analysis to minimize errors. Maintained detailed tracking of KYC file status and other customer record activities to ensure completion within required timeframes. Independently managed multiple simultaneous requests inclusive of customer data maintenance in a high-pressure work environment. Performed periodic file reviews ensuring activities are reviewed in A holistic manner across the spectrum of products and services used by the customer. Ensured CDD is properly performed by the LOBS and EDD is applied in cases where warranted to mitigate AML/TF. Analyzed large quantities of information, identifying trending including establishing appropriate metrics to determine changing risk elements.