Molly Wells Email & Phone Number

San Francisco, California, US

Regulatory Compliance SME of US Data Privacy laws and regulations both federal and state level including but not limited to GLBA 501(a) (Reg P and SP), California Consumer Privacy Act, state level data breach laws, and state level privacy laws for both financial and insurance institutions.Provide subject matter expertise across the enterprise, guidance.

Utrecht, Utrecht, NL

• As the Regulatory Change Management Officer, I developed and implemented a local and regional program to monitor and implement regulatory changes for the North America Region of an international bank based in the.
• Review and summarize new and changing regulations to executive management
• Monitor and Review all regulatory changes that impact the Rabobank Group in North America
• Negotiate contracts and manage implementation of software solutions
• Create reporting for Board of Directors and Executive Management on compliance priorities
• Participate in the annual strategic planning for the Compliance Department

St. Louis, MO, US

• During my employment with Stifel, I have been tasked by the Director of AML with leading several important projects that have helped shape our AML program. In 2015, I did a review of the transaction monitoring reports.
• Train and supervised three new employees and serve as a leader and mentor for the junior members of the team as well as SME for various areas of the firm
• Meet with regulators during exams to explain report findings and decisions
• Assist the Regulatory Affairs team in responding to and providing documentation to various regulatory authorities
• Assist members of law enforcement and the IRS – CID in investigations initiated by SAR filings
• Am a member of a team that grew the AML Program and Department from 3 people to 11 in 2 years and obtained approval to implement a new transaction monitoring system

Chicago, Illinois, US

• Continued my finance career as a teller and quickly moved to a Universal Banker position before attaining my goal of an AML position. Explored AML from the front line and second line defense positions. Promoted quickly.
• Review information escalated from lines of business or generated from internal AML management systems for: - Identification and reporting of suspicious transactions - Sanctions screening for electronic fund.
• Draft detailed and concise summaries of the reported activity and the reasoning behind the conclusion drawn
• Consumer Lending Compliance