Director
Director Global Administration & Accounting Product Service /Transfer Agency & Fund Distribution Services (November 2014 to February 2024) |BlackRock Financial Management I successfully oversee large scale projects for various sectors including retail, institutional liquidity, and alternatives. I also demonstrated exceptional ability in managing project requirements, product design, and service provider selection.๐๐ฎ ๐๐๐๐ฃ๐๐ฉ๐ช๐ง๐ ๐พ๐ค๐ฃ๐ฉ๐ง๐๐๐ช๐ฉ๐๐ค๐ฃ๐จ ๐๐ฃ๐๐ก๐ช๐๐:Conduct due diligence to ensure project success and efficiency and develop and implement operating models and onboarding processes. โข Negotiate and distribution agreements to maximize outcomes. โข Proficient in DTC set-up, corporate actions, websites, and FINRA compliance monitoring. โข Skillfully manage external service provider pipelines and internal development on Aladdin platform. โข Assume responsibility for Project Steering Committee and management reporting.Vice President Fund Distribution Services | BlackRock Investments LLC 2009 to 2014 Successfully led the transition from white label distribution to in-house principal underwriter/distributor, collaborating with stakeholders to obtain amended broker/dealer license, streamline desk procedures, secure commission financing, establish segregated bank accounts, and ensure accurate reconciliation.๐๐ฎ ๐๐๐๐ฃ๐๐ฉ๐ช๐ง๐ ๐พ๐ค๐ฃ๐ฉ๐ง๐๐๐ช๐ฉ๐๐ค๐ฃ๐จ ๐๐ฃ๐๐ก๐ช๐๐: Facilitated the acquisition of DTC membership and review of distribution agreements, resulting in increased efficiency and improved fund management. โข Demonstrated proficiency in managing 12b-1 plan payments and Fund Board reporting, participating in audits and monitoring for FNRA compliance. Recruited and trained a high-performing team to provide comprehensive support for Distribution, Blue Sky compliance, Financial Reporting, and Compliance monitoring for both Funds and Private Placement activityโข
