• Took charge & successfully completed a Global roll out of Bank of America risk management functional procedures with full risk related accountability across 6 systems, 5 Countries resulting in 25% increase in system efficiency.• Managed, planned, & resourced a multi-million global migration of in-house risk management banking systems ensuring compliance approval across 5 countries including geographical reallocation of functions and staff.• Maintained & managed 30 employees across 4 Counties to complete a Four Eye Principled internal audit for Middle office Risk compliance. A project which has now been recognised as a best practice blueprint by management.• Led a team of technical, support & operational staff to complete a Bank of America global risk management system procedural audit for maintaining trading identifies. • Produced detailed training documentation templates which were used to aid with the above projects and have now been rolled out across Back and Front Office as best practice.

• Orchestrating the management, sustainability, & efficient completion of projects on Foreign Exchanges, Derivatives, & out-of-focus trade allocation.• Overseeing of staff 4 on-shore New York, North Carolina, team of 4 off-shore Hyderabad.• Monitoring project risks identify potential problems & proactively identifying solutions to address them in advance. • Producing stage plans, including Global training, procedures, safe transfer of functions highlighting reports, critical risk logs, requests for change etc.• Acting on Stakeholder feedback.• Managing Project costs and creating monthly reports, including profit and loss.• Providing strategic direction during the implementation stages. • Coordinating the proper completion of out-of-status AML reports by correspondence with trader, document control, & ensuring trading compliance.• Recovering missing trading IDs by investigating associated traders, functioning as liaison between trader & middle office, & generating the missing trading ID’s.• Conducting the stream of business transactions by implementing trader requests and providing multi-phase quality assurance and failure mitigation.• Providing both one-on-one and group-based instruction for team (local and global) on multiple system platforms to provision team members with proper facilities to support all company-wide lines of business.• Assessing tax compliance by compiling documents, checking document validity, implementing documents into GDS system, and running monthly reports to evaluate entities potentially out of compliance. • Implementing trading compliance by cross-referencing AML & KYC status with the Leo system.• Optimizing system accuracy & reliability by correcting entity ID information (Coper and GCI) & addressing discrepancies for better downstream reporting.• Researching various system platforms for critical missing information to help streamline trading ID processes.

• Implemented trader requests & generating transaction codes for various financial trading desks. • Substantiated the accuracy of trading id by confirming credit approvals, credit reports, & updating documentation when necessary. • Validated trading IDs previously generated to confirm that trading is permissible & within compliance.

• Coordinated & oversaw all annual audits, drafted all correspondence to clients & exchanges pertinent to the audits.• Drafted all payment documents for the approval of the Controller/ CFO.• Expounded department efficiency by streamlining all third-party audit confirmation processes.• Organized documentation for auditors & completed the final distribution of financials.• Line managed several staff assistants.• Monitored daily, weekly, and monthly financial reporting.• Change order management.