Monisha Mapp Email & Phone Number

New York, NY, US

Summit, NJ

Jersey City, NJ

Examine and analyze supervisory and operational activities, documentation and records of branch offices to ascertain risk and control issues while ensuring compliance with FINRA regulatory requirements and MSSB’s internal policies and procedures.Supervise and train junior branch examiners in conducting on-site examinations of MSSB branch offices throughout.

Review branch correspondence files, ensure that outgoing correspondence is reviewed by a qualified manager/delegate for compliance with regulatory rulesReview third-party wire transfers and journals for potential suspicious activity and escalate to AML compliance for further investigation if warrantedReview Enhanced Due Diligence (EDD) forms to verify.

Executed continuous Green Belt skill level to achieve direct and measurable results Defined problems and create the best possible solutions for statistical control Planned and conducted vendor claims audits and operational readiness reviewsAudited core processes to measure capability and quality levels Identified new opportunities and areas for improvement.

Managed unbundling of 1000+ Association affiliated small groups and sole proprietorships Extensive contact with marketing, enrollment and billing departments to input proper benefit sets and attach approved rates to assigned employer groups via Q-CareReviewed new business applications and supporting documents to ensure compliance and minimize exposure to.

Managed fifty portfolio lessees, monthly reconciliations and settlement of inter-company assetsEnsured monthly payments to investors of securitized assets were accurate and timelyApproved charges and adjustments; recorded journal entries and monthly accrualsObtained and input LIBOR, CBNA, FED and other rates as necessary for various lease dealsProcessed.

Reconciled over 114 sublevel accounts to G/L balanceInvestigated and researched to identify unapplied items or incorrectly posted proceedsExtensive interaction with leasing and accounting departments to clean up aged items

Managed state reporting process for tax year 2000Answered inquiries from branches and clients via phone and Global Wire SystemReviewed researched and corrected differenced and suspect amounts on Tax Status Error reportMatched all unmatched withholding items to appropriate tradesInternational Clearance Intermediate Service Representative

Msl, Corporate Compliance

Bs, Applied Math & Statistics, Economics

As, Independent Studies

Education record

Education record