President
Current
Great Oak Companies
Great Oak is a diversified holding company focusing in the financial consulting, real estate and venture capital markets.
Nov 2008 - Present
AeroLeads people directory · profile
Richard Moore Email & Phone Number
President at Great Oak Companies | Investment Strategist
at
FINRA (Financial Industry Regulatory Authority)
LinkedIn matched
✓ Verified May 2026
3 data sources
Profile completeness 100%
Current company
Role
President at Great Oak Companies | Investment Strategist
Location
Denver Metropolitan Area, United States, United States
Who is Richard Moore? Overview
A concise factual answer block for searchers comparing this professional profile.
Quick answer
Richard Moore is listed as President at Great Oak Companies | Investment Strategist at FINRA (Financial Industry Regulatory Authority), based in Denver Metropolitan Area, United States, United States. AeroLeads shows a matched LinkedIn profile for Richard Moore.
Richard Moore previously worked as President at Great Oak Companies and FINRA Arbitrator - Independent Contractor at Finra (Financial Industry Regulatory Authority). Richard Moore holds Wealth & Investment Management- Theory And Practice - Cima from Yale School Of Management.
Company email context
Email format at FINRA (Financial Industry Regulatory Authority)
This section adds company-level context without repeating Richard Moore's masked contact details.
FINRA (Financial Industry Regulatory Authority)
Review company-level records connected to Richard Moore before choosing the right outreach path.
Profile bio
About Richard Moore
As the President of Great Oak Companies, I lead a diversified holding company that focuses on the financial consulting, real estate, and venture capital markets. I have over 14 years of experience in this role.I leverage my extensive knowledge and skills in investments, private equity, and capital markets to identify and execute profitable opportunities, manage risk, and provide strategic guidance to our portfolio companies and clients. I also serve as an independent contractor and arbitrator for FINRA, the largest independent regulator for all securities firms in the US, where I help resolve disputes among investors, securities firms, and employees. My mission is to create value, foster innovation, and uphold integrity in the financial industry.
Listed skills include Investment Banking, Private Equity, Finance, Capital Markets, and 22 others.
Current workplace
Richard Moore's current company
Company context helps verify the profile and gives searchers a useful next step.
Finra (Financial Industry Regulatory Authority)
AeroLeads page
6 roles · 33 years
Richard Moore work experience
A career timeline built from the work history available for this profile.
Finra Arbitrator - Independent Contractor
CurrentThe Financial Industry Regulatory Authority (FINRA) is the largest independent regulator for all securities firms doing business in the United States. FINRA facilitates the efficient resolution of monetary, business and employment disputes among investors, securities firms and employees of securities firms.
2018 - Present
~8 yrs 4 mos
Vice President, Private Client-Wealth Management
2005 - 2009
~4 yrs
Institutional Equity -Wealth Management
Morgan Stanley / Smith Barney / Salomon Brothers
Provided investment banking, research and capital strategies to the middle-market institutional, private capital and wealth management markets.
2000 - 2004
~4 yrs
Senior Vice President - Institutional Equity Markets
JCB was a Southeast-based regional investment banking firm ( Acquired Paine Webber) In conjunction with our capital markets division, we offered targeted research and investment banking services to our institutional investors and corporate clients. Through our core services (syndicate, trading, investment banking, research and sales) we specialized in.
1994 - 1998
~4 yrs
Vice President - Institutional Equity Markets
A Midwest regional firm with targeted research and investment banking service for institutional investors and corporate clients. Through our core services (syndicate, trading, investment banking, research and sales) we specialized in full-range of services for both public and private companies.
1993 - 1994
~1 yr
4 education records
Richard Moore education
Wealth & Investment Management- Theory And Practice - Cima
Yale School Of Management
Venture Capital
Columbia Business School Executive Education
Bachelor Of Arts - Ba, Applied Economics- Business
University Of Minnesota
Business And Management
University Of Wisconsin-Milwaukee
FAQ
Frequently asked questions about Richard Moore
Quick answers generated from the profile data available on this page.
What company does Richard Moore work for?
Richard Moore works for FINRA (Financial Industry Regulatory Authority).
What is Richard Moore's role at FINRA (Financial Industry Regulatory Authority)?
Richard Moore is listed as President at Great Oak Companies | Investment Strategist at FINRA (Financial Industry Regulatory Authority).
Where is Richard Moore based?
Richard Moore is based in Denver Metropolitan Area, United States, United States while working with FINRA (Financial Industry Regulatory Authority).
What companies has Richard Moore worked for?
Richard Moore has worked for Great Oak Companies, Finra (Financial Industry Regulatory Authority), Charles Schwab, Morgan Stanley / Smith Barney / Salomon Brothers, and Jc Bradford & Co..
How can I contact Richard Moore?
You can use AeroLeads to view verified contact signals for Richard Moore at FINRA (Financial Industry Regulatory Authority), including work email, phone, and LinkedIn data when available.
What schools did Richard Moore attend?
Richard Moore holds Wealth & Investment Management- Theory And Practice - Cima from Yale School Of Management.
What skills is Richard Moore known for?
Richard Moore is listed with skills including Investment Banking, Private Equity, Finance, Capital Markets, Business Development, Investments, Trading, and Equities.
Find 750M verified contacts
Search by job title, company, industry, location, and seniority. Export verified B2B contact data when you need it.
Start free trial