Moshe L.

Moshe L. Email and Phone Number

CCO and Deputy General Counsel at Zweig-DiMenna Associates LLC @ Zweig-Dimenna Associates
Moshe L.'s Location
Passaic, New Jersey, United States, United States
Moshe L.'s Contact Details

Moshe L. personal email

Moshe L. phone numbers

About Moshe L.

Moshe L. is a CCO and Deputy General Counsel at Zweig-DiMenna Associates LLC at Zweig-Dimenna Associates. He possess expertise in alternative investments, public speaking, anti money laundering, fixed income, securities regulation and 31 more skills.

Moshe L.'s Current Company Details
Zweig-Dimenna Associates

Zweig-Dimenna Associates

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CCO and Deputy General Counsel at Zweig-DiMenna Associates LLC
Website:
zongservices.com
Employees:
28
Moshe L. Work Experience Details
  • Zweig-Dimenna Associates
    Chief Compliance Officer And Deputy General Counsel
    Zweig-Dimenna Associates 1996 - Present
    New York, Ny
    Panelist or Moderator:• FRA Operations & Compliance for Alternative Investment Funds, June 21, 2017, “SEC Audit and Compliance Best Practices – How Current Examinations Will Shape Your Fund’s Compliance Culture”• ALM Hedge Fund GC Summit, September 28, 2016, “OCIE Cybersecurity and Other Market-Wide Risks”• FRA Private Investment Fund Accounting, Operations and Compliance Forum, July 18, 2016, “Tackling Key Regulatory and Compliance Items: What’s on the SEC’s Radar and what should Private Investment Funds be doing about it?”• RCA Enforcement, Compliance & Operations Symposium, May 17, 2016, “Upgrading Compliance Supervision, Surveillance, Testing and Reviews”• RCA Practice Edge Session, December 15, 2015, “The FCPA and the Rise of Global Anti-Corruption Enforcement”• ALM Hedge Fund GC Summit, October 20, 2015, “Mitigating Cybersecurity Risks to Comply with OCIE”• RCA Practice Edge Session, October 15, 2015, “Building a Compliance Program to Support Expert Network Use”• FRA Private Investment Fund Accounting, Operations and Compliance Forum, July 29, 2015, “Tackling Key Regulatory and Compliance Issues that Private Investment Funds are Facing”• RCA Practice Edge Session, July 9, 2015, “Upgrading Compliance Supervision, Surveillance, Reviews and Remediation”• RCA Enforcement, Compliance & Operations Symposium, May 6, 2015, “Implementing a Comprehensive Cybersecurity Program – Regulator & Allocator Case Study” • ACI Private Equity and Hedge Fund Summit on FCPA, Economic Sanctions and AML Risk, March 31, 2015, “Proven Strategies to Improve the Compliance Process in your Organization”• FRA Private Investment Funds Compliance Master Class, February 17, 2015, “Foreign Corrupt Practices Act: Elements of an Effective Policy for Your Fund”• ALM Hedge Fund GC Summit, October 2, 2014, “Best Practices for Complying with SEC Cybersecurity Preparedness Exams: Lessons Learned from the OCIE Risk Alert”
  • Brenton Point Wealth Advisors Llc
    Chief Compliance Officer And General Counsel
    Brenton Point Wealth Advisors Llc Mar 2017 - Present
    Greater New York City Area
    Panelist or Moderator:• RCA Compliance Officer Roundtable, May 19, 2021, "Small to Mid-Size Firms Roundtable"• RCA Enforcement, Compliance Vision 2021 Symposium, November 7, 2019, “CCO Compliance Climate Change”• RCA Enforcement, Compliance & Operations Symposium, May 8, 2019, “Enforcement, Compliance and Operations - Confidential Practice Discussion Group”• RCA Compliance, risk and Enforcement, November 8, 2018, “CCO Challenges and Priorities 2019”• RCA Enforcement, Compliance & Operations Symposium, May 15, 2018, “Addressing Conflicts of Interest in a Shifting Fiduciary Rule Environment”• YJP General Counsel Conference, January 23, 2018, "Keeping the Audience in Mind - Creative Compliance Training"• FRA Private Investment Fund Due Diligence and Safeguarding Summit, November 14, 2017, “Cybersecurity: Results from the OCIE Risk Alert”• RCA Compliance Risk & Enforcement, November 7, 2017, “The Art of Successfully Communicating and Negotiating with Regulators”

Moshe L. Skills

Alternative Investments Public Speaking Anti Money Laundering Fixed Income Securities Regulation Closed End Funds Investment Company Act Investments Fcpa Investment Advisers Act Investment Advisory Fund Of Funds Equities Privacy Law Mutual Funds Aml Finra Cyber Security Risk Management Asset Management Legal Compliance Corporate Law Regulatory Compliance Corporate Governance Private Equity Erisa Broker Dealer Due Diligence Rule 144 Securities Exchange Act Of 1934 Cftc Series 7 Securities Hedge Funds Investment Management Private Placements

Moshe L. Education Details

Frequently Asked Questions about Moshe L.

What company does Moshe L. work for?

Moshe L. works for Zweig-Dimenna Associates

What is Moshe L.'s role at the current company?

Moshe L.'s current role is CCO and Deputy General Counsel at Zweig-DiMenna Associates LLC.

What is Moshe L.'s email address?

Moshe L.'s email address is ml****@****nna.com

What is Moshe L.'s direct phone number?

Moshe L.'s direct phone number is +121245*****

What schools did Moshe L. attend?

Moshe L. attended Columbia Law School, Touro College.

What skills is Moshe L. known for?

Moshe L. has skills like Alternative Investments, Public Speaking, Anti Money Laundering, Fixed Income, Securities Regulation, Closed End Funds, Investment Company Act, Investments, Fcpa, Investment Advisers Act, Investment Advisory, Fund Of Funds.

Who are Moshe L.'s colleagues?

Moshe L.'s colleagues are Catherine Nolan, Kang Wang, Jennifer (Berg) Mueger, J.d. Mello, Matthew Finkelstein, Sammantha Kaufman-Jones, Lawrence Haynes.

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