Moshe L. Email and Phone Number
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Moshe L. personal email
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Moshe L. phone numbers
Moshe L. is a CCO and Deputy General Counsel at Zweig-DiMenna Associates LLC at Zweig-Dimenna Associates. He possess expertise in alternative investments, public speaking, anti money laundering, fixed income, securities regulation and 31 more skills.
Zweig-Dimenna Associates
View- Website:
- zongservices.com
- Employees:
- 28
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Chief Compliance Officer And Deputy General CounselZweig-Dimenna Associates 1996 - PresentNew York, NyPanelist or Moderator:• FRA Operations & Compliance for Alternative Investment Funds, June 21, 2017, “SEC Audit and Compliance Best Practices – How Current Examinations Will Shape Your Fund’s Compliance Culture”• ALM Hedge Fund GC Summit, September 28, 2016, “OCIE Cybersecurity and Other Market-Wide Risks”• FRA Private Investment Fund Accounting, Operations and Compliance Forum, July 18, 2016, “Tackling Key Regulatory and Compliance Items: What’s on the SEC’s Radar and what should Private Investment Funds be doing about it?”• RCA Enforcement, Compliance & Operations Symposium, May 17, 2016, “Upgrading Compliance Supervision, Surveillance, Testing and Reviews”• RCA Practice Edge Session, December 15, 2015, “The FCPA and the Rise of Global Anti-Corruption Enforcement”• ALM Hedge Fund GC Summit, October 20, 2015, “Mitigating Cybersecurity Risks to Comply with OCIE”• RCA Practice Edge Session, October 15, 2015, “Building a Compliance Program to Support Expert Network Use”• FRA Private Investment Fund Accounting, Operations and Compliance Forum, July 29, 2015, “Tackling Key Regulatory and Compliance Issues that Private Investment Funds are Facing”• RCA Practice Edge Session, July 9, 2015, “Upgrading Compliance Supervision, Surveillance, Reviews and Remediation”• RCA Enforcement, Compliance & Operations Symposium, May 6, 2015, “Implementing a Comprehensive Cybersecurity Program – Regulator & Allocator Case Study” • ACI Private Equity and Hedge Fund Summit on FCPA, Economic Sanctions and AML Risk, March 31, 2015, “Proven Strategies to Improve the Compliance Process in your Organization”• FRA Private Investment Funds Compliance Master Class, February 17, 2015, “Foreign Corrupt Practices Act: Elements of an Effective Policy for Your Fund”• ALM Hedge Fund GC Summit, October 2, 2014, “Best Practices for Complying with SEC Cybersecurity Preparedness Exams: Lessons Learned from the OCIE Risk Alert” -
Chief Compliance Officer And General CounselBrenton Point Wealth Advisors Llc Mar 2017 - PresentGreater New York City AreaPanelist or Moderator:• RCA Compliance Officer Roundtable, May 19, 2021, "Small to Mid-Size Firms Roundtable"• RCA Enforcement, Compliance Vision 2021 Symposium, November 7, 2019, “CCO Compliance Climate Change”• RCA Enforcement, Compliance & Operations Symposium, May 8, 2019, “Enforcement, Compliance and Operations - Confidential Practice Discussion Group”• RCA Compliance, risk and Enforcement, November 8, 2018, “CCO Challenges and Priorities 2019”• RCA Enforcement, Compliance & Operations Symposium, May 15, 2018, “Addressing Conflicts of Interest in a Shifting Fiduciary Rule Environment”• YJP General Counsel Conference, January 23, 2018, "Keeping the Audience in Mind - Creative Compliance Training"• FRA Private Investment Fund Due Diligence and Safeguarding Summit, November 14, 2017, “Cybersecurity: Results from the OCIE Risk Alert”• RCA Compliance Risk & Enforcement, November 7, 2017, “The Art of Successfully Communicating and Negotiating with Regulators”
Moshe L. Skills
Moshe L. Education Details
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Doctor Of Law (Jd) -
Bachelors Of Arts In Political Science
Frequently Asked Questions about Moshe L.
What company does Moshe L. work for?
Moshe L. works for Zweig-Dimenna Associates
What is Moshe L.'s role at the current company?
Moshe L.'s current role is CCO and Deputy General Counsel at Zweig-DiMenna Associates LLC.
What is Moshe L.'s email address?
Moshe L.'s email address is ml****@****nna.com
What is Moshe L.'s direct phone number?
Moshe L.'s direct phone number is +121245*****
What schools did Moshe L. attend?
Moshe L. attended Columbia Law School, Touro College.
What skills is Moshe L. known for?
Moshe L. has skills like Alternative Investments, Public Speaking, Anti Money Laundering, Fixed Income, Securities Regulation, Closed End Funds, Investment Company Act, Investments, Fcpa, Investment Advisers Act, Investment Advisory, Fund Of Funds.
Who are Moshe L.'s colleagues?
Moshe L.'s colleagues are Catherine Nolan, Kang Wang, Jennifer (Berg) Mueger, J.d. Mello, Matthew Finkelstein, Sammantha Kaufman-Jones, Lawrence Haynes.
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