Mostafa Refaey Email & Phone Number

Cairo, Eg

Cairo, Egypt

•Review the execution of the Compliance Monitoring program for the Company' mandates and regulatory reviewing and updating polices to ensure regulatory compliance.•Develop, implement and monitor all required documentations relating to the Company’ business and operationand ensure all current documentations used are up-to-date and compliant with governance and FRA regulations.•Support Management in managing the compliance risks faced by the company and provide opinionsand recommendations on ongoing issues.•Ensure that the internal policies are developed in accordance with the regulators requirements andcontains the necessary information and monitor the implementation of the internal policies and controls.•Update and inform relevant departments regarding Compliance policy designated list and ensure that allcompliance issues that are detected are documented, reported and raised to the CEO to be raised once detected.•Handle all correspondences and inquiries with FRA, regulatory bodies regarding the implementation of regulationsor providing new products•Provide training to employees to create awareness of the Company's policies and procedures, provide compliance advice to other departments to ensure that all operations are complied with all relevantlaws and regulations to prevent unethical or improper conduct.•Conduct the regulatory bodies required quarterly, semiannual and annual review and reportsincluding the assessing of the policies and procedures, and participate in the drafting of the reportto management regarding the same.•develop and implement an in-house AML program for training the company’s employees•plan the legislation for the development of AML policies, systems, and procedures to ensure effective implementation.•Communication and coordination with other departments regarding operational Risks, BCP and AML/CTF.

Cairo, Egypt

•Review the execution of the Compliance Monitoring program for the company’ mandates and regulatory reviewing and updating polices to ensure regulatory compliance.•Develop, implement and monitor all required documentations relating to the company’ business and operation and ensure all current documentations used are up-to-date and compliant with governance and FRA regulations.•Support Management in managing the compliance risks faced by the company and provide opinions and recommendations on ongoing issues.•Ensure that the internal policies are developed in accordance with the regulators requirements and contains the necessary information and monitor the implementation of the internal policies and controls.•Update and inform relevant departments regarding Compliance policy designated list and ensure that all compliance issues that are detected are documented, reported and raised to the CEO to be raised once detected.•Handle all correspondences and inquiries with FRA, regulatory bodies regarding the implementation of regulations or providing new products•Provide training to employees to create awareness of the Company's policies and procedures, provide compliance advice to other departments to ensure that all operations are complied with all relevant laws and regulations to prevent unethical or improper conduct.•Conduct the regulatory bodies’ required quarterly, semiannual and annual review and reports including the assessing of the policies and procedures, and participate in the drafting of the report to management regarding the same. •Review third parties’ agreements from compliance perspective after legal review and ensure full compliance from the different parties of the agreements.•Secretary of the Board of Directors

Cairo, Egypt

• Ensuring compliance with national and international standards• Ensuring correct implementation of regulatory requirements and procedures• Ensuring correct implementation of the internal policy and standards• Make sure that FATCA procedures are applied correctly and prepare the required reports• Make sure that AML and Know your customer KYC process applied correctly • Assisting in finding and implementing the optimum solutions for the non-compliant activities and procedures• Develops and maintains policies and procedures and systems for the general operation of the Compliance Program and its related activities to prevent illegal, unethical, or improper conduct• Develops, initiates, maintains, and revises policies and procedures for the general operation of the Compliance Program and its related activities• Leading auditor for procedures and on reported controls• Drafting and reviewing the shareholders restructures of the company such as Board of Directors meetings, General Assembly Meetings.• Implementing the decisions of the board of directors• Attending and taking minutes of directors’ and members’ meetings.• Ensure compliance with the company's Code of Conduct, Departmental policies and Procedures at all times.

Cairo, Egypt

• Ensure that all company’s departments apply the following.• The capital market law (95) year 1992 and it is executive regulations and all laws and decisions. • Apply the internal rules and regulations adopted by the company. • Operate according to the documentary cycle approved by the company. • Communicate with the regulatory authorities to response inquiries, complaints and inspections. • Review and prepare a special training to combat money laundering and terrorist.

Cairo, Egypt

• Responsible for providing guidance to the clients on using the E-Trade website and application. • Resolve customer complaints and problems and escalate unresolved problems as required.• Fulfill and complete all clients inquires (transactions, complaints or settlement cash, etc.,) and forward requests with compliance to the business workflow.• Marketing and announcing clients with the new IPOs to increase clients’ orders. • Fulfill and complete all clients inquires (transactions, complaints or settlement cash, etc.). • Updating daily Reports on the system, highlighting technical and fundamental reports.