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Michael Petrovits is listed as Compliance Consultant at MBO Partners at MBO Partners, a company with 532 employees, based in Charlotte Metro, United States, United States. AeroLeads shows a matched LinkedIn profile for Michael Petrovits.
Michael Petrovits previously worked as Team Lead at Mbo Partners and Wells Fargo - Managed Resource - Compliance Consultant 3 at Aerotek. Michael Petrovits holds Bachelor Of Science - Bs, Finance from Kansas State University.
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Michael Petrovits is a Compliance Consultant at MBO Partners at MBO Partners. He possess expertise in administrative assistance, sales process implementation, anti money laundering, employee engagement, bonds and 29 more skills.
Listed skills include Administrative Assistance, Sales Process Implementation, Anti Money Laundering, Employee Engagement, and 30 others.
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North Carolina, United States
Manage a top 3 team for production and quality with 350 investigators and 25+ teamsTrain and develop new hires to be top producers with above average qualityOversee assignments and motivate team to meet tight regulatory deadlinesSubject matter expert on frequently changing guidelinesIdentify procedural improvement opportunities and value-add efficiency.
Charlotte, North Carolina, United States
Developed and Enhanced horizontal compliance programs that are implemented across multiple product or asset classesImproved controls, policy, procedure and processes designed to mitigate regulatory compliance riskCreated functional documentation to document accountability or evidence of processesAggregated information for management meetings, regulatory.
Analyzed and enhanced internal procedures for increased efficiency and improvementsEscalated and followed up on various compliance issuesExamined and approved various products to ensure compliance with WSP, client suitability, and industry standardsReviewed KYC & Product Switches to ensure compliance guidelines were met
Mitigated business risk and improved delivery of services by engaging cross-functional negotiationAnalyzed and implemented changes to firm’s policies and proceduresCoordinated SEC examinationsIncreased effectiveness by guiding, mentoring and inspiring team membersIncreased Gross production by 10% in first 30 days
Analyzed department procedures and continuously implement changes for enhanced efficiencyAssisted in roll out of firm social media campaign with branch & continuing surveillanceInterfaced with FA's and CSA's in troubleshooting administrative issues and finding solutionsAssessed KYC/new account documentation to ensure compliance with industry.
Co-lead trade monitoring software integration with new clearing firm by helping design to eliminate inefficiencies, test system functionality along with its ability to meet existing capabilitiesAnalyzed trade and AML monitoring software for efficiency and rehashed settings to create more effective alert triggering for surveillance of activity/due.
Other employees you can reach at mbopartners.com. View company contacts for 532 employees →
Kerry Spalding, Pmp
Colleague at Mbo Partners
Greater Chicago Area, United States
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PE
Patrick Eckborg
Colleague at Mbo Partners
Buffalo, New York, United States, United States
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DT
Dwayne Texas
Colleague at Mbo Partners
San Diego, California, United States, United States
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LE
Latoya Edwards
Colleague at Mbo Partners
Tempe, Arizona, United States, United States
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MM
Marcus Mckendrick, Mba
Colleague at Mbo Partners
Atlanta, Georgia, United States, United States
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DB
David Brittian
Colleague at Mbo Partners
El Cajon, California, United States, United States
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KB
Kirsten Burbridge
Colleague at Mbo Partners
Dallas-Fort Worth Metroplex, United States
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VV
Vincent Vernay
Colleague at Mbo Partners
Boise, Idaho, United States, United States
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PL
Pedro Limon
Colleague at Mbo Partners
New York, New York, United States, United States
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TG
Travis Giffin
Colleague at Mbo Partners
West Palm Beach, Florida, United States, United States
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Quick answers generated from the profile data available on this page.
Michael Petrovits works for MBO Partners.
Michael Petrovits is listed as Compliance Consultant at MBO Partners at MBO Partners.
Michael Petrovits is based in Charlotte Metro, United States, United States while working with MBO Partners.
Michael Petrovits has worked for Mbo Partners, Aerotek, Financial Resources Group, Altman Advisors, and Oppenheimer & Co. Inc.
Michael Petrovits's colleagues at MBO Partners include Kerry Spalding, Pmp, Patrick Eckborg, Dwayne Texas, Latoya Edwards, and Marcus Mckendrick, Mba.
You can use AeroLeads to view verified contact signals for Michael Petrovits at MBO Partners, including work email, phone, and LinkedIn data when available.
Michael Petrovits holds Bachelor Of Science - Bs, Finance from Kansas State University.
Michael Petrovits is listed with skills including Administrative Assistance, Sales Process Implementation, Anti Money Laundering, Employee Engagement, Bonds, Real Estate Investment Trust, Securities Regulation, and Insurance.
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