Mike Rosenthall Email & Phone Number

Washington, Dc, Us

Washington, Dc, Us

Co-teach course entitled Global Securities Offerings. Course topics focus on the key U.S. rules applicable to global offerings, including Regulation S, Rule 144A and related provisions, as well as Sarbanes-Oxley, ADRs, Sections 4 and 5 of the Securities Act of 1933 and the Foreign Corrupt Practices Act. Responsible for preparing course material, conducting class sessions and preparing and grading final examinations.

Washington, Dc, Us

Associate General Counsel and Assistant Corporate Secretary at Nasdaq-traded, high growth, proptech company. Oversight of robust domestic and international mergers and acquisitions activity, securities law compliance, corporate governance, and compliance. Manage team of corporate law and compliance professionals; manage budgeting, spending, and outside counsel relationships for corporate and compliance matters; and collaborate on litigation, IP, and employment matters.

New York, Ny, Us

Chicago, Illinois, Us

Associate in the firm's corporate practice group in its Washington, DC office. He advises companies at all stages of development, including start-up, emerging growth, and publicly-held, on a variety of corporate and securities matters, including venture capital financings, mergers and acquisitions, private and public offerings, securities law compliance, and corporate governance.

Zurich, Ch

Washington, Dc, Us

Washington, Dc, Us

Responsible for reviewing and analyzing filings, including: transaction registration statements; business combination transactions; proxy statements; annual, quarterly, and current reports; foreign private issuer registration statements; and confidential treatment requests. Work closely with accountants and financial analysts in the Division on filing reviews, and with the Office of International Corporation Finance to review foreign filings. Compose comments in response to the aforementioned filings to improve disclosure. Manage communications regarding filings, comments, and amendments directly with executives and attorneys of companies as well as their outside counsels.

Assisted in drafting of S-1 registration statement in connection with initial public offering including risk factor, management, executive compensation, and principal shareholders sections. Communicated with in-house and outside counsel to ensure proper disclosures, such as NASD associations, prior to initial public offering. Responsible for maintaining and auditing corporate stock option plan in preparation for initial public offering. Managed public offering related communication with stockholders and option-holders.

Founded media organization dedicated to engaging 18-24 year old voters in the 2004 democratic presidential primary process. Engaged hundreds of thousands of young people in a national conversation through message board, articles, video clips, and blogs relating to election.

Ll.M.

Mba

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Education record