Peter Kwan Email & Phone Number

New York, Ny

Practice Development: Data Risk & Compliance, AML Analytics & Data ValidationClient Project work: Data Mining and Analysis, AML Technology Assessments, Regulatory driven-Lookbacks, Strategic Investigations, Database design, End to End Data Validations, AML Model Validation and Testing

New York, New York

Client Project work: Data Mining and analysis, Bank Secrecy Act (BSA) technology assessments, Regulatory driven-Lookbacks and Investigations, Database design, Tactical database development.

New York, Ny

- Conducted a Bank Secrecy Act (BSA)/ Anti-Money Laundering (AML) program gap assessment and vendor evaluation for a South regional bank under regulatory scrutiny - Performed forensic data preservation, historical data staging & reporting, and created ad-hoc analytical models for the estate of a bankrupt Investment Banking client

- Performed forensic data capture and systems analysis on critical applications' data for the administrators of a global Investment Bank filing for bankruptcy in the United Kingdom- Worked with PwC Japan to verify, validate, standardize, and enrich 60 million records worth of positions data for a regulatory filing requirement by a major Financial Services client- Project lead and dimensional data architect in converting 5 years of historical financial data (distributable earnings, balance sheet, assets-under-management, expenses) for the Financial Planning & Analysis group at a public Hedge Fund/Private Equity client.- Implemented data matching techniques to test for the existence of OFAC and High-Risk Geography keywords within raw wire remittance and transactional information on an international assignment for a major Asian bank.- Served as the data architect and technical lead for suspicious transactional testing & profiling at a national South American banking client.- Utilized data modeling and normalization techniques for the creation of a "single" customer view- consolidating data feeds from dozens of source systems, risk re-assess their entire U.S. customer-base, and develop an automated risk monitoring procedure for new and existing customers for a Fortune Global 100 client.- Authored internal knowledge sharing documents/presentations pertaining to project experience in the areas of Anti-Money Laundering data analysis, Data Searching methodologies, and Hedge Fund audit support using Technology- Managed full-time associates and led work-streams during enhanced audit reporting & support projects assisting external auditors within the PwC Alternative Investments Hedge Fund group.- Member of proposal teams and co-author of engagement letters during various client & internal sales efforts.

- Used SQL Server and database development techniques to perform a 6-year, retroactive customer risk-rating and transactional analysis with the PwC Risk, Regulatory, and Compliance group on an Anti-Money Laundering project for a South American banking client.- Used Audit Command Language (ACL) and Visual Basic for Applications (in Excel) to fully automate the PwC Banking & Capital Markets Assurance group's audit of various hedge fund clients by performing a master-feeder capital allocations analysis on a complete (100%) data set of hedge fund partners- Used Oracle PL/SQL to assist PwC's Tax practice with a 10-year Tax liability and exposure assessment project for a Fortune Global 500 client. - Drafted information technology controls for a medical technology client pursuant of Sarbanes-Oxley Section 404 compliance.- Managed junior resources and served as a primary coordinator in various project work streams.

- Produced daily reports regarding the performance of technicians based on consumer response surveys- Designed spreadsheets to optimize the reporting of technical operations for the New York region- Provided day-to-day technical assistance to managers and peers

Bachelor Of Science, Computer Science

Computer Science

Pre Major, Computer Science

Computer Science