Meet Shah

Meet Shah Email and Phone Number

Global Financial Crimes Operations (COO), Head of High Priority Initiatives @ Wells Fargo
New York, NY, US
Meet Shah's Location
New York City Metropolitan Area, United States, United States
Meet Shah's Contact Details
About Meet Shah

As the Chief Operating Officer for Combined U.S. Operations (CUSO) Compliance Department at Groupe Crédit Agricole, I oversee the development and implementation of all compliance programs for a virtual holding company that includes an Investment Bank, Broker-Dealer, and Asset Manager. With over a decade of experience in the financial services industry, I have successfully led complex large-scale strategic, transformation and change initiatives for US and international banking organizations, aligning them with business goals and regulatory requirements.I am a results-driven Risk and Compliance executive with a proven track record of hiring, training and retaining high-performing talent, organizing and creating new departments, managing budgets, and delivering clear and effective presentations to senior management and Board of Directors. I have an expertise in assessing, designing, and implementing regulatory, compliance, non-financial risk, capital planning, data, digitalization, and technology initiatives. I am a dynamic speaker and presenter, and an industry leader and subject matter expert in CCAR, Dodd-Frank Act, Bank Regulatory/Alphabet Regulations, OCC Heightened Standards, BCBS 239 and Basel Accords. I am passionate about driving excellence, efficiency, and effectiveness in the compliance and risk management functions.

Meet Shah's Current Company Details
Wells Fargo

Wells Fargo

View
Global Financial Crimes Operations (COO), Head of High Priority Initiatives
New York, NY, US
Website:
wellsfargo.com
Employees:
205138
Meet Shah Work Experience Details
  • Wells Fargo
    Global Financial Crimes Operations (Coo), Head Of High Priority Initiatives
    Wells Fargo
    New York, Ny, Us
  • Wells Fargo
    Global Financial Crimes & Regulatory Operations (Coo), Head Of Procedural Excellence
    Wells Fargo Jul 2024 - Present
    San Francisco, California, Us
  • Various Companies
    Independent Advisor
    Various Companies Jan 2024 - Jul 2024
    Greenwich, Ct, Us
    Advised and supported tier 1 financial services and banking institutions in the first and second line on transformation and regulatory remediation programs.
  • Groupe Crédit Agricole
    Chief Operating Officer, Americas Compliance
    Groupe Crédit Agricole Jun 2022 - Dec 2023
    Montrouge, Fr
    - Spearheaded the organization of a Combined U.S. Operations (CUSO) Compliance unit inclusive of an Corporate & Investment Bank, Broker-Dealer, and Asset Manager reporting to the Americas Chief Compliance Officer. - Front-to-back oversight on the development of all compliance programs at the CUSO-level including Risk Assessments, Governance, Policies/Procedures, Conduct Risk, ABC, Fraud, Controls, Monitoring, Testing, Training, and Reporting - Liaised with regulators and internal audit during examinations, inquiries, investigations and assessed the effectiveness of relevant laws, rules and regulations
  • Ubs
    Executive Director, Compliance & Operational Risk
    Ubs May 2016 - Jun 2022
    Zurich, Ch
    - Served as the Chief Administrative Officer supporting run-the-bank and change-the-bank activities reporting into the Americas Chief Compliance Officer - Front to back oversight of the non-financial risk capital planning program (CCAR) including stress testing, regulatory examinations, audit findings, controls management, and reporting to the US Board- Led and supported many innovative programs for Compliance and Operational Risk Americas team including re-designing Risk Control Self Assessment (RCSA), data governance, taxonomy simplification, Compliance Risk Assessment (CRA) and RCSA alignment
  • Capco
    Management Consultant: Risk, Compliance And Data
    Capco Jan 2015 - May 2016
    London, Uk, Gb
    - Assisted multiple banking and financial services institutions in the implementation of regulatory compliance programs to ensure adherence to OCC Heightened Standards, CCAR, BCBS 239, and Basel Accords- Established a robust data management office to comply with BCBS 239/CCAR requirements by creating detailed SOPs, and creating a single inventory/lineage system of KDEs including controls- Provided clients with strategic guidance on data, digitalization, automation, leading technologies, and identifying efficiencies
  • Cognizant
    Management Consultant
    Cognizant Jun 2012 - Jan 2015
    Teaneck, New Jersey, Us
    - Supported Banking, Financial Services and Insurance clients with regulatory compliance, and technology transformation programs- Developed an in-house technology to provide compliance with Dodd-Frank Act, Title VII swap-dealer requirements of real-time reporting and recordkeeping - Assessed client's existing technology infrastructure and provide recommendations for optimizing it to meet regulatory compliance requirements and improve operational efficiency.

Meet Shah Skills

Business Analysis Microsoft Office Sdlc Project Management Microsoft Excel Powerpoint Research Data Analysis Project Planning Java Visio Testing Agile Methodologies Social Media Public Speaking Requirements Gathering Requirements Analysis Business Strategy Html Outlook Analytics Software Development Life Cycle It Strategy Business Process Design

Meet Shah Education Details

  • Rutgers University
    Rutgers University
    Electrical And Computer Engineering
  • Rutgers University
    Rutgers University
    Political Science

Frequently Asked Questions about Meet Shah

What company does Meet Shah work for?

Meet Shah works for Wells Fargo

What is Meet Shah's role at the current company?

Meet Shah's current role is Global Financial Crimes Operations (COO), Head of High Priority Initiatives.

What is Meet Shah's email address?

Meet Shah's email address is sh****@****aol.com

What schools did Meet Shah attend?

Meet Shah attended Rutgers University, Rutgers University.

What skills is Meet Shah known for?

Meet Shah has skills like Business Analysis, Microsoft Office, Sdlc, Project Management, Microsoft Excel, Powerpoint, Research, Data Analysis, Project Planning, Java, Visio, Testing.

Who are Meet Shah's colleagues?

Meet Shah's colleagues are Akash Kumar Sharma, Deitra Bailey, Stephen Schlussel, Jerri Bousquet, Ann Nestvogel, Prasoon Singh, Ashok Kumar Kanakala.

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