Meet Shah Email and Phone Number
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As the Chief Operating Officer for Combined U.S. Operations (CUSO) Compliance Department at Groupe Crédit Agricole, I oversee the development and implementation of all compliance programs for a virtual holding company that includes an Investment Bank, Broker-Dealer, and Asset Manager. With over a decade of experience in the financial services industry, I have successfully led complex large-scale strategic, transformation and change initiatives for US and international banking organizations, aligning them with business goals and regulatory requirements.I am a results-driven Risk and Compliance executive with a proven track record of hiring, training and retaining high-performing talent, organizing and creating new departments, managing budgets, and delivering clear and effective presentations to senior management and Board of Directors. I have an expertise in assessing, designing, and implementing regulatory, compliance, non-financial risk, capital planning, data, digitalization, and technology initiatives. I am a dynamic speaker and presenter, and an industry leader and subject matter expert in CCAR, Dodd-Frank Act, Bank Regulatory/Alphabet Regulations, OCC Heightened Standards, BCBS 239 and Basel Accords. I am passionate about driving excellence, efficiency, and effectiveness in the compliance and risk management functions.
Wells Fargo
View- Website:
- wellsfargo.com
- Employees:
- 205138
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Global Financial Crimes Operations (Coo), Head Of High Priority InitiativesWells FargoNew York, Ny, Us -
Global Financial Crimes & Regulatory Operations (Coo), Head Of Procedural ExcellenceWells Fargo Jul 2024 - PresentSan Francisco, California, Us -
Independent AdvisorVarious Companies Jan 2024 - Jul 2024Greenwich, Ct, UsAdvised and supported tier 1 financial services and banking institutions in the first and second line on transformation and regulatory remediation programs. -
Chief Operating Officer, Americas ComplianceGroupe Crédit Agricole Jun 2022 - Dec 2023Montrouge, Fr- Spearheaded the organization of a Combined U.S. Operations (CUSO) Compliance unit inclusive of an Corporate & Investment Bank, Broker-Dealer, and Asset Manager reporting to the Americas Chief Compliance Officer. - Front-to-back oversight on the development of all compliance programs at the CUSO-level including Risk Assessments, Governance, Policies/Procedures, Conduct Risk, ABC, Fraud, Controls, Monitoring, Testing, Training, and Reporting - Liaised with regulators and internal audit during examinations, inquiries, investigations and assessed the effectiveness of relevant laws, rules and regulations -
Executive Director, Compliance & Operational RiskUbs May 2016 - Jun 2022Zurich, Ch- Served as the Chief Administrative Officer supporting run-the-bank and change-the-bank activities reporting into the Americas Chief Compliance Officer - Front to back oversight of the non-financial risk capital planning program (CCAR) including stress testing, regulatory examinations, audit findings, controls management, and reporting to the US Board- Led and supported many innovative programs for Compliance and Operational Risk Americas team including re-designing Risk Control Self Assessment (RCSA), data governance, taxonomy simplification, Compliance Risk Assessment (CRA) and RCSA alignment -
Management Consultant: Risk, Compliance And DataCapco Jan 2015 - May 2016London, Uk, Gb- Assisted multiple banking and financial services institutions in the implementation of regulatory compliance programs to ensure adherence to OCC Heightened Standards, CCAR, BCBS 239, and Basel Accords- Established a robust data management office to comply with BCBS 239/CCAR requirements by creating detailed SOPs, and creating a single inventory/lineage system of KDEs including controls- Provided clients with strategic guidance on data, digitalization, automation, leading technologies, and identifying efficiencies -
Management ConsultantCognizant Jun 2012 - Jan 2015Teaneck, New Jersey, Us- Supported Banking, Financial Services and Insurance clients with regulatory compliance, and technology transformation programs- Developed an in-house technology to provide compliance with Dodd-Frank Act, Title VII swap-dealer requirements of real-time reporting and recordkeeping - Assessed client's existing technology infrastructure and provide recommendations for optimizing it to meet regulatory compliance requirements and improve operational efficiency.
Meet Shah Skills
Meet Shah Education Details
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Rutgers UniversityElectrical And Computer Engineering -
Rutgers UniversityPolitical Science
Frequently Asked Questions about Meet Shah
What company does Meet Shah work for?
Meet Shah works for Wells Fargo
What is Meet Shah's role at the current company?
Meet Shah's current role is Global Financial Crimes Operations (COO), Head of High Priority Initiatives.
What is Meet Shah's email address?
Meet Shah's email address is sh****@****aol.com
What schools did Meet Shah attend?
Meet Shah attended Rutgers University, Rutgers University.
What skills is Meet Shah known for?
Meet Shah has skills like Business Analysis, Microsoft Office, Sdlc, Project Management, Microsoft Excel, Powerpoint, Research, Data Analysis, Project Planning, Java, Visio, Testing.
Who are Meet Shah's colleagues?
Meet Shah's colleagues are Akash Kumar Sharma, Deitra Bailey, Stephen Schlussel, Jerri Bousquet, Ann Nestvogel, Prasoon Singh, Ashok Kumar Kanakala.
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