As a senior member of the SEC’s Department of Examinations, Office of Risk Analysis and Surveillance, I identify higher risk industry participants, sales practices, investment products, market activities and evolving trading trends by creating multi-dimensional models. I introduce innovative solutions; share best practices; and build teams and coalitions by leveraging extensive internal and external networks comprised of offices and divisions of the SEC, the Federal Reserve, CFTC, OCC, FDIC, MSRB, and FINRA.I have led and contributed to 100+ examinations of investment advisers, investment companies, private equity funds, municipal advisors, broker dealers, clearing agencies, pricing services, indices compilers and other SEC registered and unregistered entities. In these examinations I deconstruct intricate investment strategies, analyze books and records, verify asset valuations and performance returns, and validate managers' due diligence audits to assess the level of compliance with federal securities law statutes and regulations. This is an intensive research and investigative position. To continuously improve my effectiveness, I seek out and complete hundreds of hours of training annually to augment my financial services industry, corporate finance and forensic accounting experience.

Foundational and infrastructural business formation consultant. Assisting CEO to develop finance strategy and operations including: financial planning and analysis; risk management initiatives; liquidity and working capital optimization; and accessing non-dilutive capital opportunities.

Financial Agency Rotation ProgramFEDERAL RESERVE BOARD OF GOVERNORSLarge Institution Supervision Coordinating Committee (LISSC)• Supports the LISCC and Operating Committee by assisting with the prudential supervision of LISCC portfolio firms. Executes and participates in cross-firm projects to enhance supervision, participates in the processes around firm-specific supervisory actions by the Board (e.g., applications, enforcement), provides support for other supervisory actions by the Operating Committee, and synthesizes and supports analyses relevant to the LISCC and the broader Large Financial Institution (LFI) portfolio. • Perform in-depth analyses related to banking supervisory or regulatory activities involving complex and sensitive issues. Participates and conducts, special studies and projects related to financial institution supervision and regulation, and identify problems or potential problems in the banking system or individual banking organizations. • Prepare memoranda to keep the Board, Division management, and the Division Oversight Committee informed on developing trends and issues in the financial environment.

• Responsible for $700 million multiple tranche amortizing floating rate debt portfolio. Facilitated incremental debt issuances, monitored debt covenant compliance, and ensured adherence to credit agreement.• Initiated and managed over 30 financing, banking, and credit relationships ensuring adequate liquidity for anticipated capital expenditure requirements.• Prepared $800 million annual revenue budget and forecasted financial statements for distribution to creditors per debt agreement mandate.• Created and maintained over 10 analytical models used to forecast analyze company cash flow, monitor budget variances and track multi-program performance. • Managed $300 million interest rate hedging program including swaps, caps and collars to provide income statement protection from floating interest rate exposure.• Led risk management of $3 million in annual exposure to fuel price fluctuations through creation of fuel hedging strategy, projecting $175,000 in annual expense savings based on historical fuel price movements.• Created companywide $10 million lease financing program for IT capital and operational expenditures, acquiring financing 22 basis points below company average cost of capital.Debt management, lease negotiations, interest rate hedging, commodities hedging, systems implementation, working capital management, budgeting, budget forecasting

• Participated in the issuance of over $1 billion of tax-exempt debt and interest rate derivatives for U.S. based state and local governments, not-for-profit institutions, universities, and corporations. • Structured new money and refunding financings through close coordination with Capital Markets and Syndication desk to produce market tailored bonds for optimal execution.• Facilitated deal execution through financial modeling, financial analysis, industry research, coordination of working group and intensive client interaction.• Supported business development activities through producing responses to proposals, responses to qualifications, oral presentations, client oriented seminars and pitch books.

• Co-managed $1.5 billion commercial paper portfolio opportunistically placing debt to achieve annual savings of $550K in interest expense versus board mandated benchmark.• Actively co-managed $900 million letter of credit and surety bond portfolio, reducing related expenditures by $1.2 million by initiating a firm-wide, quarterly audit of trade finance obligations. • Modeled optimization of company weighted average cost of capital, share repurchase accretion, working capital efficiency and dividend returns to support managerial decisions.• Created, managed and marketed the Corporate Treasury Externship Program. The program provides a three day rotation through Corporate Finance and Treasury for subsidiary Finance employees, encouraging consistent policy application and more effective interdepartmental communication.

• Analyzed weekly foreign exchange fluctuations between the Euro, Pound Sterling, and US Dollar to purchase competitively bid foreign currency, in $10 to $20 million dollar increments, for subsidiary working capital needs.• Managed $500 million international, multi-currency, inter-company loan portfolio.• Analyzed global monthly cash usage for management reporting, maintained $800 million annual cash forecast and assisted in implementation of Treasury management system, including development of cash reporting system and modules.

• Performed valuation analysis and due diligence of asset backed securities.• Collected and analyzed commercial and multifamily mortgage data for KPMG's national mortgage benchmarking database.• Gathered and assessed information for Fortune 500 companies’ operational process review and redesign.• Provided research and modeling support for commercial real estate valuations.• Researched and produced managerial reports on real estate and financial markets.• Provided litigation support and analysis for Fortune 100 client’s mergers and acquisitions activities.