With an illustrious career focused on Internal Audits and Risk Management, my proficiency lies in spearheading comprehensive financial, compliance, and operational audits. At _VOIS, my role as Deputy General Manager involves leading Consulting-specific audits and implementing data analytics to bolster assurance and efficiency. My expertise in forensic accounting and fraud examination underpins the rigorous audits I conduct regarding OFAC Sanctions, AML, and Anti-Bribery & Corruption.Previously, as Lead Audit Manager at Wells Fargo, I navigated the complexities of Commercial and Investment Banking audits across EMEA. My acumen in enterprise risk,Capital Markets, and regulatory compliance, enhanced by advanced tools like Qlik Sense and Power BI, enabled our team to deliver quality reporting and insightful risk assessments. This experience has honed my ability to collaborate effectively with cross-functional teams, ensuring governance and contributing to the organization's robust risk management framework.
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Deputy General ManagerVoisIndia -
Deputy General Manager : Group Internal Audit_Vois Apr 2023 - PresentPune, Maharashtra, India• Led risk-based financial, operational, and compliance audit testing for OFAC Sanctions, AML, and Anti-Bribery & Corruption.• Incorporated data analytics (Qlik Sense, Power BI) to enhance audit assurance and efficiency.• Identified and documented audit issues and recommendations for Technology, Cybersecurity, Finance specific areas. -
Lead Audit ManagerWells Fargo Jan 2022 - Mar 2023Bangalore Urban, Karnataka, India• Led audit engagements for Commercial Banking & Corporate Investment Banking in EMEA, ensuring quality reporting.• Developed risk & control matrices for AML, OFAC Sanctions, and Anti-Bribery projects.• Conducted audits on Capital Markets, Equity, Debt Securities, and regulatory compliance. -
Senior Audit Leader (Principal Auditor)Wells Fargo Jun 2021 - Dec 2021Bangalore Urban, Karnataka, India• Led audit engagements for Commercial Banking & Corporate Investment Banking in EMEA, ensuring quality reporting and timely completion.• Developed risk & control matrices for AML, OFAC Sanctions, and Anti-Bribery projects to enhance regulatory compliance.• Assigned and reviewed audit team members' work, maintaining compliance with audit methodology and industry best practices. -
Officer, Senior Auditor 1Northern Trust Corporation Apr 2019 - Jun 2021Bengaluru, Karnataka, IndiaAudit Services – Corporate & Institutional Banking• Established strong relationships with stakeholders and audit managers to ensure effective communication and collaboration.• Led audits in Securities Lending, Asset Servicing, and Global Operations, ensuring comprehensive assessments and timely reporting.• Developed and executed audit tests, documenting results using technical language in workpaper systems.• Reported identified issues promptly, leading to remedial actions and improved risk management practices. -
Senior ConsultantEy India Jun 2018 - Apr 2019Mumbai, Maharashtra, IndiaRisk Advisory - Financial Services• Established strong working relationships with stakeholders and audit managers at EY India in Mumbai, Maharashtra, India.• Led a team of five members, providing coaching and best practice sharing in performing internal audits for AFCC, OFAC Sanctions, AML, SOX 404 and Anti-Bribery & Corruption.• Developed and executed audit tests, ensuring comprehensive audit completion and communicated findings to senior management.• Analyzed and fine-tuned AML scenarios, documenting business process controls for risk advisory in the financial services sector. -
Senior AssociatePwc Acceleration Centers Ksdc Dec 2016 - Jun 2018Bengaluru, Karnataka, IndiaAssurance : Risk Assurance : Financial Services - Consent order validations / co-source Internal Audit Engagement • Conducted Consent order validation as co-source internal auditor for a Global bank, ensuring compliance and risk mitigation.• Led a team of five members, providing coaching and best practice sharing to enhance audit effectiveness.• Analyzed and fine-tuned AML scenarios, documenting business process controls for improved efficiency.• Developed and executed audit tests, communicating findings to senior management for informed decision-making. -
Associate Manager (Compliance Testing)Bny Mellon Jan 2016 - Dec 2016Pune, Maharashtra, IndiaRisk & Compliance• Develop and execute audit tests and communicate findings to senior management• Perform internal audits for AFCC, OFAC Sanctions, AML, and Anti-Bribery & Corruption.• Develop a risk-based compliance program for India services.• Plan and execute AML risk assessments, compliance testing, and reporting.• Provide Code of Conduct sessions and maintain compliance policies.• Compliance testing for Anti-Money Laundering, Sanctions, Anti-Bribery and Corruption. -
Senior AnalystWipro Limited Sep 2014 - Dec 2015Bengaluru Area, IndiaCompliance • Implement in review MIFID, OFAC, FATCA, FATF regulatory requirements.• Share best practices regarding AML Compliance and ensure team quality.• Perform consent order validations and participate in client meetings.• Review flagged transaction alerts and ensure regulatory compliance. -
Business Process AnalystDeutsche Bank Dec 2011 - Jul 2014Jaipur, Rajasthan, India• Conducted Embargo filtering alerts for US investment banking transactions, ensuring compliance with internal procedures.• Investigated suspicious activities related to money laundering and terrorist financing, following OFAC regulations.• Identified Politically Exposed Persons, Sanctioned Individuals, and Fraudsters to mitigate financial crime risks.
Mukund Sharma Education Details
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1St Division
Frequently Asked Questions about Mukund Sharma
What company does Mukund Sharma work for?
Mukund Sharma works for Vois
What is Mukund Sharma's role at the current company?
Mukund Sharma's current role is Deputy General Manager.
What schools did Mukund Sharma attend?
Mukund Sharma attended University Of Rajasthan, Seedlings.
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Mukund Sharma
Passionately Driving “Workplace Hygiene Services" By Ensuring “Protecting People, Enhancing Lives & Preserving Our Planet"Noida -
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Mukund Sharma
Data Analyst | Python, Sql, Power Bi | Experienced Lead Generation | Passionate About Data AnalyticsIndia
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