I. Preparation and Submission of Monthly Returns (M1 to M8, Status of PERs, Status of CCTV camera, Status of Locker Information etc) to Head Office Karachi.II. Processing of Prompt Exceptions Report received from Branches and submission to Regional Head and Head Office as per criteria. III. Reporting of Suspicious Transactions and Currency Transactions to Head Office for onward submission to Financial Monitoring Unit.IV. Monitoring and Follow up with concerned authorities (Regional… Show more I. Preparation and Submission of Monthly Returns (M1 to M8, Status of PERs, Status of CCTV camera, Status of Locker Information etc) to Head Office Karachi.II. Processing of Prompt Exceptions Report received from Branches and submission to Regional Head and Head Office as per criteria. III. Reporting of Suspicious Transactions and Currency Transactions to Head Office for onward submission to Financial Monitoring Unit.IV. Monitoring and Follow up with concerned authorities (Regional Office and Branch Management) for timely rectification of exceptions.IV. Communication of updated regulations, laws, Instruction Circulars and policies to Branch Compliance Officers and Regional Inspectors.V. Providing Guidance to Branch Compliance Officers and Regional Inspectors regarding technicalities of transactions and processesVI. Conduct inquiry / investigation regarding violations reported by BCO's/ Internal Auditors assigned by competent authority. Show less

•Implementation of Compliance Review Program, drafting of compliance policies and the analysis of regulations, •Independently identifies, assesses, advices on, monitor and report on the banks compliance risk, that is, the risk of legal and regulatory sanctions, financial loss, or loss to reputation a bank may suffer as a result of its failure to comply with all applicable laws, regulations, codes of conduct and standards of best practices•Investigated, recorded and file all suspicious… Show more •Implementation of Compliance Review Program, drafting of compliance policies and the analysis of regulations, •Independently identifies, assesses, advices on, monitor and report on the banks compliance risk, that is, the risk of legal and regulatory sanctions, financial loss, or loss to reputation a bank may suffer as a result of its failure to comply with all applicable laws, regulations, codes of conduct and standards of best practices•Investigated, recorded and file all suspicious transactions Reports (STR) and Currency Transaction Reports (CTR) to Financial Monitoring Unit, State Bank of Pakistan•Responsible of preparing internal compliance reports ensuring the bank’s global compliance program is followed. •Conducting compliance related training and updates the AML manual.•Train, knowledge and prepare the bank employee because of the importance of the money laundry and terrorism finance and how to deal with them.•Coordinating and monitoring AML Compliance Program, providing assistance in developing, implementing, maintaining and enhancing AML policies, procedures and controls of the organization. •On a regular basis, working with Regional Compliance Chief to analyze complex AML questions and make policy recommendations in response to such questions. •Worked effectively and efficiently across multiple business units and to interact with all levels of management and staff.•Investigation into customer transactions, collection of information from the system or from the business units as may be necessary. Show less

--Ensured that documentation (Finance I loan agreements, Guarantees, Transfer of Title of Collateral, Creation of Charge in Bank's favor etc.) is in accordance with approved terms and conditions of sanction advice. Tracking and follow-up for outstanding documents (if any) to ensure execution thereof. --After the Finance I loan facility is sanctioned and withdrawals are allowed, ensure that the Finance / Loan is constantly monitored by way of keeping track of borrowers' compliance with… Show more --Ensured that documentation (Finance I loan agreements, Guarantees, Transfer of Title of Collateral, Creation of Charge in Bank's favor etc.) is in accordance with approved terms and conditions of sanction advice. Tracking and follow-up for outstanding documents (if any) to ensure execution thereof. --After the Finance I loan facility is sanctioned and withdrawals are allowed, ensure that the Finance / Loan is constantly monitored by way of keeping track of borrowers' compliance with credit terms, conducting periodical valuation of stocks and collateral's, physical verification of collateral's, inspection of stocks pledged / hypothecated with the Bank, identification of early signs of irregularity (if any) and timely recovery of installments.--Ensure compliance to procedural standards and guidelines issued by competent authorities for maintenance of credit files. --Arrange fresh and renewal of insurance coverage for all primary and collateral securities on regular intervals from Bank's approved Insurance company / companies. --Review of entire portfolio of Finance, Borrowers, Stocks, Primary & collateral securities and security documents for accuracy on regular basis in consultation with BLA (if required).--In case of any shortfall in the value .of stocks due to market fluctuations, follow-up with Branch Manager for making good the shortfall in the value of pledged stocks. Show less