Seasoned Compliance leader with extensive US and international experience (19+years) in managing compliance, ethics, and regulatory matters for large financial firms. Vast experience in managing strategic interactions and fostering relationship with US federal and international financial regulators (e.g., OCC, SEC, RBI, SEBI, HK SFC etc.). Demonstrable experience in leading many areas within Compliance including advisory, training, risk assessment, employee conduct and policy matters, investigations, monitoring and testing, conflict of interest etc.. High familiarity with the concepts of a robust compliance program. Deep experience in establishing, building out the compliance program and setting up and leading the Compliance team in a highly matrixed organization.Presently working with the world’s largest asset manager, BlackRock (around $10 trillion assets under management globally). Prior experience includes working with large credit card and banking organizations in Asia.