Nancy Sie Email & Phone Number

Greater New York City Area

Supports the SEC’s Office of Credit Ratings Examination Team in its annual examination of Nationally Recognized Statistical Rating Organizations (NRSROs) for corporate governance, sufficient internal controls, adherence to policies and procedures (including ethics and look-back), and other review areas. Updates and maintains annual compliance records for the OCR’s Examination Team. Processes and intakes the annual Form NRSROs (including its exhibits) and NRSRO’s annual filing of financial reports. Researches news and media to help prepare memos for the OCR’s Legal Policy Group for the drafting and publication of OCR’s Annual Report on NRSROs. Strategizes, trains, and onboards incoming paralegals and law clerks in policies and procedures to optimize workflow and synergy among employees and federal staff.[Formerly employed in this role with Infinity Technology LLC]

New York, New York

Provided legal analysis for responsiveness, privilege, and confidentiality issues for pertinent legal matters working in tandem with (big) law firm teams. Specific project matters include: anti-trust issues, merger termination agreements, restructured stock agreements and divesting of company stock, and allegations of corporate ousting. Reviewed Excel spreadsheets, email correspondence, Powerpoint presentations, memos, and others to determine relevancy to a discovery request in response to an interrogatory or a Request for Production. Utilized Axcelerate (Recommind) and Relativity e-Discovery software platforms for purposes of coding documents and determining redactions. [Employed in this role with multiple organizations]

New York, Ny

Worked with the client-facing calendar team to oversee AMLaw 50 firm deposition calendars. Scheduled hundreds of depositions per day, including arranging for court reporters, translators or interpreters, court videographers, and other vendors. Clients included: Quinn Emanuel, Jones Day, Simpson Thacher, Paul Weiss. Part of the strategy team that included C-suite executives and external software development consultants to develop custom CRM and JMS software for managing firm deposition calendars, sales correspondence and tracking, and deposition production and distribution, including ensuring that the chain-of-command was clearly recorded for compliance and retrieval purposes.

New York, Ny

Provided support to the senior attorney with a primary focus on residential or small buisness real estate transactions. Duties included: drafting, reviewing, and editing real estate contracts, attending meetings and closings, conducting client intake interviews, and performing research on properties and matters as necessary.

New York, Ny

Created and developed CLE courses for Lawline to add to its extensive course catalog. This involved extensive research, collaboration and teamwork with other attorneys in their specialized practice areas, and production development with the video and software team to ensure a high-quality product and presentation. Specifics included creating course materials and descriptions for all courses, uploading course materials to the website, packaging the programs in a easily digestible format, and troubleshooting problems with the archived course catalog, guiding attorneys in the production execution of their final courses including collaborating on scripts and written materials (e.g., slideshows or Powerpoint presentations).

Law Library

401 Broadway, Ste. 1502, Ny, Ny

Drafted legal memorandums and legal motions for Family Court. Housing Court, Supreme Court, Civil Court and other NY courts. Researched legal issues. Interviewed clients for affidavits and participated in deposition preparation.

Education record

Activities and Societies: 2010-2011 Vice President of APALSA (including administration of the Thomas Tang Moot Court Competition at NYLS).

Bachelor Of Arts, Political Science

Courses included: International Relations, Sociology, Japanese Samurai Literature, and Nature of Politics