Nasima Anwar Aca(Icaew) , Acca Email & Phone Number

Pakistan

Remote

• Organize the Covenant Monitoring Process of all 97 borrowers of Energy Access Relief Fund.• Support in the due diligence, KYC, and screening process of the Institute of Banque De Luxembourg Investments, World Bank, Shell Foundation, and IFC.• Support in Credit Risk Monitoring of several borrowers.• Establish an Internal Control function and introduce regular checking of expenditures incurred, repayment of loans, management fee collection, and repayment to investors.• Support in the implementation of the IT control process.• Involved with the Quarterly and Yearly reporting of the World Bank, Shell Foundation, and SIDA• Supporting the Finance team in various audits such as World Bank and EY• Reviewed various policies such as ESMS, HR, Grievance mechanism, and Gender Action Plan of borrowers.• The responsibilities at Asaan Ghar Finance Limited: • Submitted AML/CFT quarterly and yearly reports on the SECP portal. • Filing of various regulatory forms such as form A,29, 45 etc, • Conduct an overall audit of the Credit, Operations, and Sales Department• Maintaining correspondence with the SECP, CDC, and other regulatory bodies.• Managed the whole process of share conversion.• Developed and Internal Audit Manual and Plan .

Karāchi, Sindh, Pakistan

• Ensuring that all Rules/Regulations and all relevant SECP Circulars / applicable laws are communicated and implemented timely.• Managed the whole process of launching new funds.• Updating the mechanism of Customer Due Diligence and Risk Profiling.• Coordinated with Pacra for rating of AMC and funds.• Managed the whole process of listing at PSX.• Review of HR, Administrative, and Infrastructure compliance• Review of timely imparting of Sales training program.• Review marketing communication/collateral/advertising material to ensure no violations of standards or regulations.• Review of Distributor agreement.• Review of Customer services/website / FMR/value-added services.• Identify compliance issues that require follow-up and take up unresolved matters at the appropriate Management level/ authority.• File appropriate compliance reports with regulatory authorities, as may be required.

Karachi,Pakistan

My Responsibilities include:• Develop and strengthen the Compliance framework.• Create Compliance awareness and ensure new tools and initiatives are communicated to all relevant staff.• Compliance checks using back office accounting Software• Updating the Compliance Software, when required.• Operational Compliance reporting to the Manager Compliance.• Organize and operate the Compliance Meeting / Operational Meeting.• Active daily participation in relevant tasks that fall within the Compliance management.• Preparation of Monthly Reports.• Exposure Limit monitoring (NBFC Regulations, Constitutive Doc., SECP Circulars & Directives)• Review of investment limits• Post review of FMR to highlight any short coming• Review of transactions in all securities carried out• Review of NAV variations• Review of Provisioning as per SECP Circulars and approved Policies.• Timely communicating the information to concerned Department(s) related to new developments, regulatory change, competent authority directives etc• Verification of expenses charged to Fund in accordance with the law.• Reporting observations to the relevant Department / Committee.• Any other task assigned by the seniors.

Pakistan

My Responsibilities include:• Manage real time and periodic compliance activities with respect to the investment policies and NBFC regulations and reporting any non-compliance to Securities and Exchange Commission of Pakistan.• Supervise the activities of general ledger recordings. Payments of liabilities, recovery and aging of receivable, fund positions, funds placements and custody of physical assets• Review of Financial Statements of Mutual Funds for issuance of Trustee Report.• Maintain bank reconciliation and reconciliation of debtors & creditors• Liaise with the Asset Management Companies, Banks, Investment Advisors and Brokerage firms for daily operational activities.• Validate all the payments being made.• Preparation and submission of weekly tax challans including maintaining electronic records.

Karachi, Pakistan

My Responsibilities include:• Assist in writing summary reports to management after each audit performed, including their conclusion and any recommendations for improvements to procedures and controls.• Prepare and present on designated topics at staff meetings.• Work proactively with departments to ensure audit recommendations are implemented timely.

Karachi, Pakistan

My Responsibilities include:• Maintains a complete accounting system for the receipt and disbursement of school and student activity funds• Makes ledger and journal entries and prepares balances• Prepares periodic financial reports for Principal• Issues receipts for and deposits money in bank• Issues checks from appropriate accounts• Requisitions a wide variety of materials, supplies and services• Contacts vendors regarding status of orders• Approves invoices for payment and issues vouchers• Assists in processing a variety of student and school administrative information and data using remote terminals.

Aca, Bfp, Accounting And Finance, Member

Member, Auditing And Finance

Master’S Degree, Economics

Bachelor’S Degree, Business/Commerce, General

High School, Pre-Engineering