Global Head of Equity Corporate Management - senior Risk and governance role covering HK/Greater China, India, Singapore, SE Asia. Operational Risk Framework inc Key Controls and Procedures. New business review with regard to global and regional strategy, revenues and resources. Conduct risk management. Close liaison with Compliance and Legal including team training. Supervisory assessment of all submissions to Equity Commitments Committee. Supervisory examination and strategic planning of all due diligence. Oversight of internal audit and external business reviews managed to highly successful outcomes. Integration of CB desk into ECM. Corporate Finance training champion.

Global Head of Equity Syndicate. Set up ECM infrastructure in 2009, established relevant internal policies and procedures working with Compliance, Legal, Research, sales and sales trading, IT. All deal execution including pre-deal investor education, equity salesforce and client briefings, global roadshows, Cornerstone investor marketing, legal documentation review, book building, share allocations, pricing, settlement and closing. Desk budget and revenue reporting. IPOs/ follow-ons, accelerated placements, REITs, QIPs, CBs and Rights Issues) for SC clients in HK/Greater China, Singapore, India and SE Asia. Team training (product, legal and compliance) champion.

Equity Syndicate - Equity and equity linked deal execution for all deals in Asia ex-Japan (8 countries). IPOs and secondary offerings - ADRS,GDRS, QIPs, REITs, convertible bonds, P-notes, Rights issues (inc sub underwriting management), accelerated placements. Pre-deal investor education, equity salesforce and client briefings, global roadshow management, legal documentation review, Cornerstone investor targeting and management, bookbuilding, pricing, investor share allocations and settlement/closing. Desk budget and revenue reporting. Landmark transactions for companies including TSMC, Infosys, Tencent, Kookmin Bank, Bank of China, DBS, Link REIT, ICICI Securities, Hutchison Telecom, Bank of Communications and all major Chinese SOE IPOs over 8 years. Business Unit Manager. Leading role in establishment of GS ECM capabilities in India. Sarbanes Oxley ECM manager.

previously Paribas Limited - Head of NY Equity and Equity-linked syndicate desk. Deal execution (marketing, US investor roadshow management, equity salesforce and client briefings, bookbuilding, allocations, settlement and closing) for European clients listing in Europe and U.S. Latin American deal participation, Bovespa exchange auctions (Brazil). Desk budget and revenue reporting.

All equity and equity linked transactions for (then) Paribas Limited including pre deal marketing, bookbuilding, salesforce and client briefings, European investor meetings, allocations, settlement and closing. First Indian GDR participations inc Mahindra & Mahindra. Landmark IPO transactions for Elf SA, British Telecom, France Telecom, Repsol and Telefonica.