Natasha Singh Email and Phone Number

Ensuring EMEA markets compliance with regulatory requirements relating to the Equities, as well as Rates and currencies markets.JSE Compliance Officer for the following markets:Equities, Equity Derivatives, Interest Rate and Currency Derivatives, and Bond ETP

- Part of a team involved in implementing and conducting communication and trade surveillance.- Ensuring that Global Markets are in adherence with applicable regulations.- Significant experience in regulations including but not limited to: Financial Markets Act, JSE Rules, Competition Act, Chicago Mercantile Exchange Rules, FICA, Research provisions contained in FINRA and FCA regulations, MiFID2 and the Global Foreign Exchange code of conduct. - Training business on regulatory… Show more - Part of a team involved in implementing and conducting communication and trade surveillance.- Ensuring that Global Markets are in adherence with applicable regulations.- Significant experience in regulations including but not limited to: Financial Markets Act, JSE Rules, Competition Act, Chicago Mercantile Exchange Rules, FICA, Research provisions contained in FINRA and FCA regulations, MiFID2 and the Global Foreign Exchange code of conduct. - Training business on regulatory, policy and procedure updates. - Keeping abreast of applicable new or amended legislation. - Familiarising myself with the financial products business units deal with on a day to day basis.- Implementing market conduct policies and procedures. - Drafting Regulatory Universes and Risk Management Plans. - Liaising with the JSE for matters relating to the Commodity Derivatives Market, Equity Derivatives Market and Interest Rate & Currency Market. - Providing an advisory function to Global Markets with respect to the impact of legislation/ regulation on the respective desks. Show less

- Identification and management of potential conflicts for the private side of Corporate and Investment Banking SA and International- Liaising with Line of Business to inform business on the management of potential conflicts of interest with the maintenance of Chinese Walls.- Escalating identified conflicts of interest to the relevant Business Unit Heads/Directors/Chief Compliance Officer and Ombudsman- Maintaining and managing the Watch and Restricted list.- Analysing research… Show more - Identification and management of potential conflicts for the private side of Corporate and Investment Banking SA and International- Liaising with Line of Business to inform business on the management of potential conflicts of interest with the maintenance of Chinese Walls.- Escalating identified conflicts of interest to the relevant Business Unit Heads/Directors/Chief Compliance Officer and Ombudsman- Maintaining and managing the Watch and Restricted list.- Analysing research related conflicts and reporting back efficiently to research compliance.- Involved in the drafting of the Research Policy.- Developing a streamlined solution by automating the research disclosure process.- Working with Line of Business to promote the Watch and Restricted List implications to business areas.- Working on streamlining an Equity Reporting system to stay on par with international standards. Show less

- Appeared in the Magistrate's court,- Drafted pleadings,- Consulted with with Counsel for High Court matters.