Natasha Smith

Natasha Smith Email and Phone Number

Chief Operating Officer / Chief Compliance Officer at Caldwell Advisors, LLC @ Caldwell Advisors, LLC
Natasha Smith's Location
Nashville, Tennessee, United States, United States
Natasha Smith's Contact Details

Natasha Smith work email

Natasha Smith personal email

n/a
About Natasha Smith

I have worked in the financial services industry for more than 20 years, and have had the opportunity to work with both independent and wire house firms, holding a number of growth positions in the industry. My experience in both client service and branch operations management has provided me a well rounded view that allows me the ability to be proactive in both client service and business management. Through our clearing firm, LPL Financial, I hold the Series 7, 9, 10, & 63 I am a graduate of Mississippi State University. I am an avid supporter of animal rescue, and have three amazing rescue dogs of my own. The financial professionals associated with LPL Financial may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.Securities offered through LPL Financial - Member FINRA/SIPC - For hyperlinks to FINRA and SIPC, please refer to ‘See Contact Info’ section above. Investment advice offered through Caldwell Advisors, LLCa registered investment advisor and separate entity from LPL Financial. Third party posts found on this profile do not reflect the views of LPL Financial and have not been reviewed by LPL Financial as to accuracy or completeness.

Natasha Smith's Current Company Details
Caldwell Advisors, LLC

Caldwell Advisors, Llc

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Chief Operating Officer / Chief Compliance Officer at Caldwell Advisors, LLC
Natasha Smith Work Experience Details
  • Caldwell Advisors, Llc
    Chief Compliance Officer
    Caldwell Advisors, Llc Jul 2022 - Present
    Brentwood, Tn, Us
    Securities offered through LPL Financial. Member FINRA/SIPC. For hyperlinks to FINRA and SIPC, please refer to ‘See Contact Info’ section above. Investment advice offered through Caldwell Advisors, a registered investment advisor and separate entity from LPL Financial.Third party posts found on this profile do not reflect the views of LPL Financial and have not been reviewed by LPL Financial as to accuracy or completeness.The financial professionals associated with LPL Financial may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.
  • Caldwell Advisors, Llc
    Chief Operating Officer
    Caldwell Advisors, Llc Feb 2019 - Present
    Brentwood, Tn, Us
  • Caldwell Advisors, Llc
    Branch Operations Manager
    Caldwell Advisors, Llc Nov 2010 - Feb 2019
    Brentwood, Tn, Us
  • Morgan Stanley Smith Barney
    Complex Service Manager
    Morgan Stanley Smith Barney Sep 2007 - Oct 2010
    New York, Ny, Us
  • Smith Barney
    Registered Marketing Associate
    Smith Barney 2000 - 2005

Natasha Smith Education Details

  • Mississippi State University
    Mississippi State University
    English
  • University Of Mississippi
    University Of Mississippi
    English/Philosophy

Frequently Asked Questions about Natasha Smith

What company does Natasha Smith work for?

Natasha Smith works for Caldwell Advisors, Llc

What is Natasha Smith's role at the current company?

Natasha Smith's current role is Chief Operating Officer / Chief Compliance Officer at Caldwell Advisors, LLC.

What is Natasha Smith's email address?

Natasha Smith's email address is ns****@****llc.com

What schools did Natasha Smith attend?

Natasha Smith attended Mississippi State University, University Of Mississippi.

What are some of Natasha Smith's interests?

Natasha Smith has interest in Professional Networking, Writing, Animal Rescue, Cooking, Investing, Politics, Economic Empowerment, Reading, Animal Welfare.

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