Nathan May Email & Phone Number

New York, New York, Us

Team Lead - Transaction Surveillance GroupResponsibilities have included:-Overseeing a team of over 6 financial crime investigators in Salt Lake City and New York and assist them in their investigations.-Conducting advanced domestic and global transaction, trade, and KYC investigations.-Conducting AML reviews related to regulatory inquiries, grand jury subpoenas, and 314(b) requests.-Drafting Suspicious Activity Reports (SARs) for matters relating to suspicious and fraudulent asset transfers, insider trading, market manipulation, and microcap securities fraud.-Assisting in the Firm’s response to AML audits and regulatory exams (E.g. Federal Reserve, FINRA, CNBV).-Oversight and quality assurance of transaction and microcap-based automated surveillance alerts and internal escalations.-Providing real-time transaction based approvals for certain customers and jurisdictions deemed higher risk.-Development and drafting of AML policies and procedures.-Liaising with Technology to participate in the creation and enhancements of transaction and trade surveillances. -Providing AML guidance and advice to the Business and Operations related to asset movements and trade activity.-Conducting AML training sessions with various asset Operations groups. ACAMS Certified Anti-Money Laundering Specialist

New York, New York, Us

Managed 13 person operations team that provided currency and security transfer services to some of the world's largest and most successful hedge funds and other prime brokerage clients.Entry Manager - Clearing Cash Management Selected Accomplishments: • Heavily involved in the day to day processing and approving of cash and security transfers.• CCM Entry’s key contact for business and client issue escalation and resolution.• Led process and system improvements including the migration of CCM’s payment system from CSW Olympus to GPS as part of the firm-wide initiative.• Managed convergence of Listed Derivatives Entry, Goldman Sachs Execution & Clearing Entry, and Prime Brokerage Entry into Clearing Cash Management Entry.• Established global coverage of Cash Entry services as part of the Follow-the-Sun model across Salt Lake City, New Jersey, Bangalore, and Singapore.• CCM Entry’s point person for internal and external (PriceWaterhouseCoopers) audits.

West Des Moines, Ia, Us

Owner, Manager, and Key AgentGrew book of business, strove to provide exceptional client service, hired and managed assistants.Selected Accomplishments: •Built up book of business to 224 households for a total book size of over $900K.•Maintained superior client retention at 94.8%, within the top 5% of Utah agencies.•Achieved company bonus levels on a consistent, monthly basis.•Developed an intimate knowledge of over 30 complex financial products quickly.•Created new and unconventional methods of generating new business.•President of Team2 networking organization.