Nathan Mcnair Email and Phone Number

Founder and co-owner of Pandasaurus Games. Focuses on new business development, growing key relationships with international partners, new product development and strategic decisions that has shaped the direction of the company from a start-up in 2012 to a key-player in the strategy games category globally.Our catalog includes worldwide smash hits such as Machi Koro, Dinosaur Island, and The Mind with millions of games sold across our product line. In addition to hobby stores around the world, Pandasaurus titles can be found at Target, Barnes & Nobles, Books a Million, Gamestop, Amazon, and beyond.

Global Co-Head of Regulatory Relations Tasked with leading the development of new division designed to independently assess the regulatory fitness of various divisions globally within the Firm, including coordination and management of teams in Hong Kong, London, Bengalaru with oversight of EMEA, the Americas and APAC regions. Primarily focused on the process to report, review of filtration logic on raw data sets, conformity testing, understanding of regulatory expectations of eligibility to report, interpretation of regulatory guidelines, and management of regulatory inquiries related to such.

The regulatory management group manages relationships with the US regulators across the FRBNY, NYDFS, FDIC, OCC, CFPB, OSFI and SEC, FINRA, CME, CFTC, NFA as well as various exchanges and central counterparties. Partners with divisional functions and businesses to synchronize regulatory engagements and holistically manage supervisory initiatives with all of the regulators in the US.Including coordination with the Americas Head of Equity and Equity Derivative Trading, Americas Head of Electronic Trading, Americas Head of Fixed Income Trading, Americas Head of Derivatives, Americas Head of Futures, Chief Compliance Officer, Chief Operations Officer, Chief Technology Officer, the Office of the Chief Executive Officer and various Legal Departments within the Firm as well as retaining key outside subject matter experts where appropriate to assist in the formulation of regulatory work.Primary contact for all Securities related Regulatory Inquiries, Audits and Settlement Negotiations for the Firm, including the coordination of task forces and triage units designed to quickly assess the severity of potential regulatory issues, recommend appropriate corrective response and proper channel to alert regulatory bodies of any self-detected issues within the Firm.

- Conduct examinations of broker-dealers and trade desks on behalf of client-exchanges to ensure Firms are in compliance with regulatory and exchange specific rules: FINRA, SEC, NYSE, NYSE MKT, NYSE ARCA, Nasdaq, Nasdaq Options Market ("NOM"), Nasdaq BX, International Securities Exchange ("ISE"), Boston Options Exchange ("BOX"), Philadelphia Stock Exchange ("PHLX")- Examinations include review of electronic correspondence, 15c-3 (Direct Market Access), trading activity, detection of manipulative activity, order marking, Reg SHO requirements, anti-money laundering, order routing, order marking, accounts acting in concert, position limits, professional customer requirements, order and trade reporting, information barriers, market making, upstairs trading, directed orders and review of Firm's supervisory policies and procedures.

- Designated Options and Securities Futures Principal- Wrote and Enforced Anti Money Laundering ("AML")/Know your Customer ("KYC") and policies and monitoring procedures- Point of contact for coordination and response to FINRA, NFA and SEC regulatory inquiries- Created branch audit procedures and coordinated branch visits- Created and maintained Firm's WSPs and Registered Representative manuals- Coordinated risk monitoring efforts with order route and trading platform partners- Helped develop and implement daily activity monitoring guidelines and reporting requirements for manipulative activity (wash trades, front running, spoofing, trading ahead of news, cross trading, etc)

- Lead team of compliance personnel to supervise day-to-day activities of 150 independent registered representatives and financial advisors- Performed suitability review for broker/dealer and RIA business- Monitored trading, advertising, and correspondence and ensured ongoing compliance with regulatory rules and firm policy.- Wrote Supervisory Manual and New Business Processing Guide.

- Lead team of 10 registered professionals focused on relationship building with independent registered representatives and investment advisor representatives.- Provided problem resolution for financial advisors to ensure their satisfaction with the firm.