Nathan Perrone

Nathan Perrone Email and Phone Number

Chief Compliance Officer, Global Equities and Ashler Capital @ Citadel
New York, NY, US
Nathan Perrone's Location
New York City Metropolitan Area, United States, United States
Nathan Perrone's Contact Details

Nathan Perrone personal email

About Nathan Perrone

Specialties: Securities Act of '33; Securities Exchange Act of '34; Investment Advisors Act of '40; FINRA & SRO Rules; Securities Regulation & Compliance; Equities & Derivatives Markets; Reg NMS; Reg SHO

Nathan Perrone's Current Company Details
Citadel

Citadel

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Chief Compliance Officer, Global Equities and Ashler Capital
New York, NY, US
Website:
citadel.com
Employees:
4386
Nathan Perrone Work Experience Details
  • Citadel
    Chief Compliance Officer, Global Equities And Ashler Capital
    Citadel
    New York, Ny, Us
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  • Citadel
    Chief Compliance Officer, Global Equities & Ashler Capital
    Citadel Jun 2024 - Present
    Miami, Florida, Us
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  • Millennium Management
    Equities Advisory Compliance
    Millennium Management Dec 2018 - May 2024
    New York, Ny, Us
    View
  • Ubs
    Electronic Trading Compliance
    Ubs May 2015 - Nov 2018
    Zurich, Ch
    Primary Advisory Compliance coverage for the Firm's Equities Electronic Trading business, including algorithmic trading, sponsored access trading, retail market making, and the UBS ATS.Responsibilities include:(i) managing the Firm's Best Execution compliance framework for both the institutional equity business and the Firm's Retail Market Making business;(ii) running the Firm's Regulation SCI compliance framework;(iii) participating in the Firm's governance framework for algorithmic trading, as required by FINRA Regulatory Notice 15-09.
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  • Ubs
    Equities Compliance Officer
    Ubs May 2014 - May 2015
    Zurich, Ch
    Advisory Compliance for Equities Sales and Trading, including High-Touch, Program Trading, ETF Trading, and the Central Risk Book.
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  • Morgan Stanley
    Director
    Morgan Stanley Aug 2012 - Jun 2014
    New York, Ny, Us
    Team Lead for Regulatory Inquiries.
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  • Sanford C. Bernstein
    Equity Derivatives Trading Compliance
    Sanford C. Bernstein Jul 2010 - Aug 2012
    New York, Ny, Us
    Advisory Compliance for Listed Options Sales & Trading.
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  • Nyse
    Options Surveillance Unit
    Nyse Jun 2009 - Jul 2010
    New York, Ny, Us
    Surveillance for Market Manipulation for NYSE Arca and NYSE Amex option markets.
    View

Nathan Perrone Skills

Equities Securities Finra Options Derivatives Trading Hedge Funds Due Diligence Compliance Securities Regulation Investments Capital Markets Equity Derivatives Financial Services Private Equity Fixed Income Asset Management Market Access Electronic Trading Dark Pools Regulation Sci Best Execution

Nathan Perrone Education Details

  • Brooklyn Law School
    Brooklyn Law School
    Law
  • University Of Connecticut
    University Of Connecticut
    History

Frequently Asked Questions about Nathan Perrone

What company does Nathan Perrone work for?

Nathan Perrone works for Citadel

What is Nathan Perrone's role at the current company?

Nathan Perrone's current role is Chief Compliance Officer, Global Equities and Ashler Capital.

What is Nathan Perrone's email address?

Nathan Perrone's email address is na****@****ail.com

What schools did Nathan Perrone attend?

Nathan Perrone attended Brooklyn Law School, University Of Connecticut.

What skills is Nathan Perrone known for?

Nathan Perrone has skills like Equities, Securities, Finra, Options, Derivatives, Trading, Hedge Funds, Due Diligence, Compliance, Securities Regulation, Investments, Capital Markets.

Who are Nathan Perrone's colleagues?

Nathan Perrone's colleagues are Priyam Mishra, Duke Postings, Jacky Man, Jamie Ludlow, Patricia Mah, Sraavan Sridhar, Abdul Rehman.

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