I am a senior compliance manager with over 20 years of experience in the financial service industry, including over 5 years’ involvement in remediation programs with major Australian Financial Services Licence (AFS) dealer groups. I am an Australian Bachelor of Business degree and RG146 qualified.Drawing on my knowledge of financial advice and evolving regulatory requirements, I have demonstrated strong governance in the management of compliance frameworks and ethical behavior within advice businesses - particularly during my role at ipac as Professional Standards Manager and roles at Colonial First State as Manager, Policy & Governance and Compliance Development Specialist. I have successfully established local AFSL obligation risks and designed local controls to manage compliance risk at Zurich's new insurance advice AFSL.While leading a high-performance team on various remediation projects at Deloitte, I delivered an efficient, compliant and customer centric approach to advice reviews. I contributed to the successful completion of remediation projects within allocated timeframes for major AFSL dealer groups in Australia.My interpersonal and influencing skills have been critical in engaging colleagues and stakeholders at all levels, as has been my flexible approach to achieving a shared vision and outcomes. I enjoy solving complex operational and compliance issues. I am a critical thinker and an outcome driven individual. I am an energetic leader recognised for building and mentoring effective teams.I have specialist knowledge in Line 1 and Line 2 Compliance Advisory, Incident & Breach Reporting Management, Compliance Management Framework and Policy Framework, Financial Planning, Future of Financial Advice (FOFA), Advice Quality Reviews, Superannuation, Wealth Management, Advice Governance & Policies, Regulatory Obligations, AFSL Management and Stakeholder Management.